Corporate/Attorney/In House/Memphis, Tennessee Counsel Jobs in Tennessee - 102148 | Submit Resume | General Counsel Consulting
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GCC
General Counsel
Consulting
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Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC
 

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In House Legal Job Listings

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Corporate/Attorney/In House/Memphis, Tennessee
Refer job# GDZE102148
 
Financial Services Senior - Financial Services Risk Management - Regulatory Compliance - Traded Products and Wealth Management The candidate will establish relationships with client personnel at appropriate levels. Will consistently deliver quality client services. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected outcomes. Stay abreast of current business and industry trends relevant to the client's business. Demonstrate in-depth technical capabilities and professional knowledge. Demonstrate ability to assimilate to new knowledge. Remain current on new developments in advisory services capabilities and industry knowledge.

The candidate should have a Bachelor's degree and 2 years of related work experience OR a Graduate degree and 1-2 years of related work experience. Should have a degree in law, or a related discipline. MBA or MS preferred. Must have 1+ year of relevant experience with federal regulatory agency (Securities and Exchange Commission, Commodities and Futures Trading Commission), self regulatory organization (FINRA, NFA, CBOE, CME), financial services organization Compliance Department, or CRCP certification. Should have knowledge of broker dealer, swap dealer, FCM or similar compliance practices. Experience with the design, development and implementation of internal controls and or testing of internal controls for financial services business processes a plus. Prior experience in consulting preferred. Should have a willingness to travel to meet client needs and also have willingness and ability to travel internationally.
 
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This particular job is currently not active. However, since our clients regularly share with us similar and other job openings, we strongly recommend that you submit your resume. We shall review your resume and get in touch with you as soon as a suitable vacancy comes up to further discuss your interest in exploring the opportunity. Assisting you is our highest priority.

Please be assured that none of your materials will be forwarded to any employer without your consent. Of course, all inquiries are kept strictly confidential.
 
 

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