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General Counsel Consulting

General Counsel
Consulting
provided
exceptional
service in helping
my organization
recruit for a hard
to fill position.
They did extensive
work on the front
end to understand
our needs and
our culture and
began referring
highly qualified
candidates almost
immediately.

Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC

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Counsel Jobs > Banking/Attorney/In House/Salt Lake City, Utah Job in Utah > Banking/Attorney/In House/Salt Lake City, Utah

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YOUR WINDOW TO A WORLD OF OPPORTUNITIES

Banking/Attorney/In House/Salt Lake City, Utah

Refer job# KMBS106530

Financial Services Manager - Financial Services Risk Management - Regulatory Compliance - Traded Products & Wealth Management Duties: Work with multi-disciplinary teams from around the world to deliver a global perspective. Manage client engagement teams, work with a wide variety of clients to deliver professional services, and lead business development activities on strategic and global priority accounts. Manage and motivate client engagement teams with diverse skills and backgrounds. Provide constructive on-the-job feedback/coaching to team members. Foster an innovative and inclusive team-oriented work environment. Play an active role in counseling and mentoring junior consultants within the organization. Foster relationships with client personnel at appropriate levels. Consistently deliver quality client services. Drive high-quality work products within expected timeframes and on budget. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected outcomes. Manage expectations of client service delivery. Stay abreast of current business and industry trends relevant to the client's business. Cultivate and manage business development opportunities. Understand firm and its service lines and actively assess/present ways to serve clients. Develop and maintain long-term client relationships and networks. Develop relationships with team members across all firm practices to serve client needs. in-depth technical capabilities and professional knowledge. Demonstrate ability to quickly assimilate to new knowledge. Qualifications: Bachelor's Degree and 5 years of related work experience; or a graduate degree and 4 years of related work experience. A Degree In Law, Finance, Accounting, Or A Related Discipline; JD, MBA Or MS Preferred. 3+ Years Of Relevant Experience With Federal Regulatory Agency (Securities And Exchange Commission, Commodities And Futures Trading Commission, Federal Reserve), Self Regulatory Organization (FINRA, NFA, CBOE, CME), Finacial Services Organization Compliance Department, Or CRCP Certification . Knowledge Of Of Broker Dealer, Swap Dealer, FCM Or Similar Compliance Practices. Experience With The Design, Development And Implementation Of Internal Controls And/Or Testing Of Internal Controls For Financial Services Business Processes A Plus. Prior Experience In Consulting Preferred. Strong Written And Verbal Communication Skills For Report Writing And Client Presentations. Analytical Skills; Specifically, The Ability To Understand And Assess Financial Services Industry Processes Utilizing A Compliance And Control Focus. Effective Leadership, Project Management And Teamwork Skills.

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