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GCC
General Counsel
Consulting
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Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC
 

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Corporate Counsel
Refer job# YFVX135415
 
Corporate Counsel The candidate will oversee legal matters for the company and its affiliates. Advise senior officers on fund and corporate legal matters. Manage and coordinate with outside counsel. Contribute to the growth and management of a team supporting legal and compliance work. Oversee the formation of feeder fund vehicles. Review third party manager/fund legal documentation and participate in operational due diligence. Review and negotiate contracts with fund managers and vendors. Assist Compliance in all regulatory matters, including all SEC and FINRA matters. Follow and analyze evolving regulations and work with senior management to adopt appropriate business strategies. Working closely with the executive management, business development and implementation teams, will be responsible for all legal matters for the company and its affiliates which include a registered limited purpose broker-dealer and a commodity pool operator. JD degree and 10+ years of experience in a law firm and in-house focusing on fund formation, alternative investments and brokerage regulatory matters required. Experience with retail wealth management required. Understanding of Private Equity, Venture Capital and Hedge Funds required. Experience with general corporate work and AML/KYC compliance required. Familiarity with the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940 and the JOBS Act required. Excellent written, communication and interpersonal skills required. Hands-on experience with private placements, placement agreements and marketing materials required.
 
EMAIL TO COLLEAGUE  PERMALINK
 
 

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