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Assistant Vice President Legal Counsel - Retail Banking And Wealth Management
Refer job# NVHO136101
Assistant Vice President Legal Counsel - Retail Banking and Wealth Management The candidate will provide legal advice and guidance the U.S. asset management business and ensure that the business exposure to legal risk is managed. Provide counsel and legal support to asset management business in the US. Frequent and substantive interaction with global asset management affiliates. Focus on cross border issues as they relate to US management of non-US funds and other clients. Provide prompt, commercial, practical legal advice to assigned areas. Be pro-active in the provision of legal support and in advising the area/business promptly of material legal developments and their implications. Ensure legal management is fully briefed on major issues arising in relevant business area and major legislative changes in area of expertise. Liaise with panel law firms and other appropriate external parties as needed. Maintain and develop positive and professional working relationships with all team members within Legal and assigned departments for which the jobholder is responsible. Participate effectively as part of the Legal Team. Share legal knowledge and best practices with legal colleagues. May manage internal support staff as appropriate. Provide legal services in a cost-effective manner. Manage the approach to legal risk within assigned departments, to ensure that the interests of the Group are adequately protected. Assist the business to remain compliant with legal risk management requirements set out in the Group Standards Manual and Legal FIM. Awareness of the operational risk scenario associated with the role and to ensure that all actions during employment with the bank take account of the likelihood of operational risk occurring. Leadership over all regulatory and compliance matters and the management of operational risk. Complete other responsibilities, as assigned. Assist the Senior Management team in Legal matters to manage legal risk across the Lines of Business/Areas in accordance with established policies and procedures. Work under supervision of more senior lawyers, but will work independently on routine matters. Ensure compliance, operational risk controls in accordance with the bank or regulatory standards and policies; and optimize relations with regulators by addressing any issues. Maintain the bank s internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators.

Juris Doctorate degree as well as admission to applicable state bar and pertinent levels of courts in applicable states and 3 ?? 5 years of proven and progressive corporate legal experience, or equivalent required. Strong advocacy, negotiation, interpersonal, organizational, legal research and verbal and written communication skills required. Ability: to quickly apply abstract concepts of law and make quick, innovative decisions to resolve problems; to defend the Company and Group affiliates from claims and advocate their interests while maintaining their reputation for honesty and integrity required. Proficiency with personal computers as well as pertinent mainframe systems and software packages required. Knowledge of derivatives and derivatives trading regulations, specifically Dodd-Frank and EMIR, as well as general documentation requirements such experience using Markit and ISDA Amend required. Experience drafting and negotiating trading documents from a buy-side perspective, for example ISDAs and CSAs, Account Control Agreements, Futures Agreement, Repurchase Agreements, and Central Clearing Agreements required. General knowledge of some or all of UCITs, MiFid II, AIFMD, Investment Advisers Act and Investment Company Act required. Deadline: October 21, 2017.
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