Litigation & Regulatory Counsel Counsel Jobs in Texas - 136594 | Submit Resume | General Counsel Consulting
General Counsel Consulting
About us Attorney resources Employer resources Job listings Submit resume Contact Us
General Counsel Consulting
Sign In
Email:
Password:
Forgot your password?
New User?
Signup
GCC
General Counsel
Consulting
provided
exceptional
service in helping
my organization
recruit for a hard
to fill position.
They did extensive
work on the front
end to understand
our needs and
our culture and
began referring
highly qualified
candidates almost
immediately.
 
Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC
 

Jobs for Law Students
Law Student - Law Firm in Chicago, IL
USA-IL-Chicago
Governmental and Public Affairs Internship The candidate will draft with the assistance of experien.... [more]


Law Student - Government in Fort Lauderdale, FL - USA-FL-Fort Lauderdale
USA-FL-Fort Lauderdale
Summer Law Student Volunteer The intern will work in the Asset Forfeiture Division division. Intern.... [more]


Law Student - Government in Fort Lauderdale, FL - USA-FL-Fort Lauderdale
USA-FL-Fort Lauderdale
Summer Law Student Volunteer The intern will work in the Civil division. Interns receive a variety .... [more]


Articles By
Harrison Barnes From
BCG Attorney Search

 

 
Click here
 
 

Attorney Jobs

Austin office is seeking a litigation attorney with 5+ years of experience in insurance defense litigation, with ability to handle multiple cases from...

Sponsored By:

BCG Attorney Search


Job of the Day
Project Legal Counsel
Denver Colorado United States

A multinational infrastructure company seeks an attorney actively licensed with 5+ years of practice to support a project in Denver, CO. Preference will be given to candidates with experience working for an in-house legal department as well as those ...


In House Legal Job Listings

YOUR WINDOW TO A WORLD OF OPPORTUNITIES
 
Litigation & Regulatory Counsel
Refer job# UYUB136594
 
Litigation & Regulatory Counsel Duties: Assist the Legal Department and the firm, including its non-U.S. offices, with day-to-day regulatory and litigation legal needs in the investment adviser and mutual fund area of law (including Federal and State as well as International securities law analysis and compliance). Oversee aspects of litigation related matters (respond to subpoenas, conduct document collections, review, and productions, prepare witnesses for depositions, review pleadings and briefs, etc.). Review and evaluate litigation, litigation opportunities, and litigation risk in various domestic and international jurisdictions. Work with and oversee outside counsel on a variety of legal matters, ensuring that standards for service delivery and cost are controlled efficiently. Work with client-service and sales groups to respond to client and prospective client inquiries regarding litigation and regulatory inquiries. Respond to global regulatory requests and audits, including assisting with regulatory inquiries and exams such as SEC, FINRA, DOL, CFTC, NFA, IRS, FCA, and ASIC. Perform additional responsibilities in the Legal Department as requested.

Qualifications: JD from a top law school. Member of Texas State Bar preferred; Member of a US State Bar required. 4+ years of practice (with domestic and international securities or financial services litigation experience) in a top-tier law firm, with a regulator or in-house corporate or funds attorney. Experience with e-discovery. Very strong communication skills (verbal and written). Detail oriented and organized. Able to work well in a team environment. Self-starter who is capable of managing multiple projects and meeting deadlines. Proficient in Microsoft Office (Word, Excel, Outlook). Experience with Investment Company Act of 1940, Investment Advisers Act, ERISA, and/or cybersecurity laws considered a bonus, but not required.
 
EMAIL TO COLLEAGUE  PERMALINK
 

Jobs From BCG Attorney Search

ID #46BG128345

Austin office of our client seeks attorney with 1-5 years of civil litigation experience, preferably insurance defense. The candidate should have active State Bar Admission. Must preferably have 3-5 y...


ID #W35T116620

Austin office is seeking an attorney with 1-4 years of insurance defense, real estate, and/or business litigation experience....


 

Shoot for the moon. Even if you miss it, you will land among the stars.