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General Counsel, Municipal Securities Division
Refer job# RNZV136824
 
General Counsel, Municipal Securities Division The candidate will provide legal, regulatory and policy advice to senior management, bankers, traders, salespersons and control functions on matters related to the Municipal Securities Division's businesses. Subject matter includes securities law, broker-dealer regulation, municipal securities regulation, banking regulation, lending, affordable housing finance, derivatives, private equity investments, renewable energy, and capital regulations. Review, draft and negotiate various agreements including bond purchase contracts, engagement letters, vendor agreements, joint venture agreements, ISDA documentation (including industry forms and protocol documents), tender option bond documentation, loan agreements, among others. Interact with regulators such as the OCC, SEC and FINRA in the context of ordinary course examinations, periodic market updates, enforcement actions and regulatory filings (e.g., OCC Part 24 filings). Work closely with other Control Functions to ensure compliance by MSD with applicable laws, regulations and policies/procedures, including through periodic reviews of such laws and regulations, serving as Legal representative on the New Products Approval Committee, and addressing non-compliance or enforcement matters. Serve as the bank s representative on the SIFMA Municipal Legal Advisory Committee and participating in industry conferences. Serve as manager to a team of three attorneys (two in CCC and one in PFD/CM), four paralegals in Tampa and an administrative assistant. Work on non-MSD projects such as Dodd-Frank implementation and Resolution Planning. JD and 10-15 years of experience as an attorney working in or with the financial services industry required. 7+ years spent at a reputable law firm, ideally with municipal finance transactional experience including 5+ years working in the municipal securities industry, either as outside or in-house counsel required. Knowledge of municipal securities and broker-dealer regulation is critical. Familiarity with derivatives, tender option bonds and loan documentation is a plus. Strong communications and presentation skills, ability to manage a team of lawyers and paralegals, confidence when dealing with senior managers and control functions, and strong legal and analytical skills required.
 
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