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Melinda Burrows
Deputy General Counsel
- Litigation and
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Energy Service Company
LLC
 

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Attorney - Retail Litigation
Refer job# NGMS137098
 
Attorney - Retail Litigation The candidate will manage a large volume of diverse matters, including trial work before FINRA Dispute Resolution; regulatory enforcement matters and investigations conducted by the SEC, FINRA and State Regulators; and occasional handling of court matters. Will work on trial work on behalf of the firm and its employees defending customer claims before FINRA. Evaluation and resolution of customer disputes and other litigation matters. Handling SEC, FINRA and State regulatory investigation and enforcement matters. Handling court litigation; internal reporting on lessons learned from matters handled; and providing information. Internal and external regulatory reporting. Providing legal advice on ad hoc matters. Work collaboratively with other litigation attorneys, paralegals and support staff as well as employees in other parts of the firm. Travel required depending on case assignments and hearing locations. Experience defending claims in trial and/or arbitration and handling regulatory enforcement matters is essential. Must have strong oral and written advocacy, analytical skills, creativity and the ability to communicate effectively with clients and colleagues as a majority of cases are handled in-house. Must have 8-12 years of litigation experience in law firm, government or in-house. Dispute Resolution experience is essential. Arbitration Panel experience is essential. Must have trial, arbitration and/or extensive hearing experience. Strong oral and written advocacy skill is needed.
 
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