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Assistant Vice President Legal Counsel - Retail Banking And Wealth Management : 00009nez
Refer job# ETUD137513
Assistant Vice President Legal Counsel - Retail Banking and Wealth Management The candidate will provide legal advice and guidance the U.S. asset management business and ensure that the business exposure to legal risk is managed. Provide counsel and legal support to asset management business in the US. Frequent and substantive interaction with global asset management affiliates. Focus on cross border issues as they relate to US management of non-US funds and other clients. Provide prompt, commercial, practical legal advice to assigned areas. Be pro-active in the provision of legal support and in advising the area/business promptly of material legal developments and their implications. Ensure legal management is fully briefed on major issues arising in relevant business area and major legislative changes in area of expertise. Liaise with panel law firms and other appropriate external parties as needed. Maintain and develop positive and professional working relationships with all team members within Legal and assigned departments for which the jobholder is responsible. Participate effectively as part of the Legal Team. Share legal knowledge and best practices with legal colleagues. Provide legal services in a cost-effective manner. Manage the approach to legal risk within assigned departments, to ensure that the interests of the firm Group are adequately protected. Assist the business to remain compliant with legal risk management requirements set out in the Group Standards Manual and Legal FIM. Awareness of the operational risk scenario associated with the role and to ensure that all actions during employment with firm take account of the likelihood of operational risk occurring. Assists the Senior Management team in Legal matters to manage legal risk across the Lines of Business/Areas in accordance with established policies and procedures. Establish close mutually supportive working relationships with other members of the Global Legal Function. Works under supervision of more senior lawyers, but will work independently on routine matters. Ensure compliance, operational risk controls in accordance with firm or regulatory standards and policies; and optimize relations with regulators by addressing any issues. Responsible for providing legal advice against the backdrop of both the external Legal framework and the internal Group Standards Manual and the Legal FIM. Assists assigned departments to manage legal risks associated with the initiatives they are undertaking. Maintains firm internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators. Must have 3-5 years of proven and progressive corporate legal experience, or equivalent. Should have Juris Doctorate degree as well as admission to applicable state Bar and pertinent levels of courts in applicable states. Strong advocacy, negotiation, interpersonal, organizational, legal research and verbal and written communication skills is required. Proficiency with personal computers as well as pertinent mainframe systems and software packages is needed. Deadline: Feb 17, 2018
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