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Capital Markets Counsel III - Securities Origination
Refer job# DKEJ137611
 
Capital Markets Counsel III - Securities Origination The candidate will join a team of attorneys responsible for providing legal support in connection with securities origination transactions and related activities with focus on equities. Will provide support for convertible securities and debt security origination businesses. Must have 5+ years of legal experience with a major law firm, securities regulatory agency or in-house law department; including 3+ years of representing firms in capital markets and investment banking activities. Should have active State Bar membership. Excellent verbal, written, and interpersonal communication skills is required. Strong organizational, multi-tasking, and prioritizing skills is preferred. 3 years of securities origination legal experience, preferably with extensive experience representing broker dealers on equity transactions, including registered and exempt offerings of equity and equity-linked securities such as initial public offerings, at the market (ATM) offerings, tender offers, convertible debt offerings and Regulation D and 4(a)(2) private placements is desired. Federal and state securities law expertise, including familiarity with SEC and FINRA regulations relevant to capital markets transactions is a plus. An understanding of broker-dealer regulation, including sales and trading regulation would be helpful. An understanding of research business and related regulation is preferred. Deadline: 02/22/2018
 
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