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Vice President, Corporate Counsel - Investment Advisor
Refer job# VPPE137633
 
Vice President, Corporate Counsel - Investment Advisor The candidate will provide counsel and advice to firm's U.S. Customer Office and other businesses in the development of new business opportunities and engagement models in the retail investment advisor, insurance, and annuities spaces. Will work closely and collaboratively with other U.S. Business and Corporate legal teams, and will need to partner with them to provide focused, technically sound and pragmatic legal support relating to highly visible and strategically important work for firm.

The candidate should have JD degree. Must have Admission to a State Bar; will need to obtain a New Jersey In-House Counsel License. Must have 5 years professional law experience. Must have significant firm or in-house legal experience with the rules and regulations governing investment advisors and investment companies and a strong understanding of the financial technology space. Knowledge with the rules and regulations governing broker-dealers is preferable. Clear and concise verbal and written communication skills is required.
 
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This particular job is currently not active. However, since our clients regularly share with us similar and other job openings, we strongly recommend that you submit your resume. We shall review your resume and get in touch with you as soon as a suitable vacancy comes up to further discuss your interest in exploring the opportunity. Assisting you is our highest priority.

Please be assured that none of your materials will be forwarded to any employer without your consent. Of course, all inquiries are kept strictly confidential.
 
 

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