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General Counsel Consulting

General Counsel
Consulting
provided
exceptional
service in helping
my organization
recruit for a hard
to fill position.
They did extensive
work on the front
end to understand
our needs and
our culture and
began referring
highly qualified
candidates almost
immediately.

Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC

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Counsel Jobs > Private Securities Transactions And Regulatory Attorney Job in Virginia > Private Securities Transactions And Regulatory Attorney

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YOUR WINDOW TO A WORLD OF OPPORTUNITIES

Private Securities Transactions And Regulatory Attorney

Refer job# WWJK138616

Private Securities Transactions and Regulatory Attorney Duties: Identifying and developing methods to mitigate compliance risks to the firm. Reviewing new business initiatives and providing input relating to compliance with relevant laws, rules and regulations. Proactively addressing ongoing legal matters such as disclosures updates, agreement updates, corporate governance documents, and Legal Department policies and procedures, etc. Evaluating regulatory developments that impact the firm and developing cost effective compliance approaches. Communicating with various regulatory bodies directly and through industry associations regarding changes in laws and policies that may have an impact on the business. Reviewing offering documents and due diligence reports for presentation of potential offerings for the platform to the firm s commitment committee. Working with issuers and issuers counsel throughout the regulatory review process for offering materials. Reviewing and negotiating agreements that relate to the VIA Folio business line as well as vendor and technology licenses. Qualifications: JD Degree from a competitive law school and licensed to practice law in at least one state. 6+ years of securities law experience with an emphasis on private securities offerings, application of the JOBS Act and FINRA Rules relating to such offerings. Ability to operate effectively in an environment with a highly specialized vision and mission. Excellent people leadership skills and ability to leverage the capabilities of peers, business partners, and associates along with the confidence to effectively influence stakeholders. Strong business judgment, and effective verbal communications, writing and analytical skills. Strong attention to detail. Ability to work collaboratively with a team as well as independently. Interest in technology.

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