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Assistant General Counsel, Corporate and Securities
Refer job# SXKU139428
 
Assistant General Counsel, Corporate and Securities The candidate will advise the Company and senior leadership on corporate securities and public company matters. Monitor and ensure Company compliance with governance-related requirements under State law, SEC rules and regulations, and NYSE listing standards. Assist with all matters related to meetings of the Board of Directors and Board Committees, including preparation of meeting materials, resolutions, minutes and relevant research. Provide advice and counsel on legal aspects of the SEC filings, including Annual/Quarterly Reports on Forms 10-K/Q, Current Reports on Form 8-K, Section 16 Filings (Forms 3/4/5) and registration statements, financial and other communications, including earnings releases and investor presentations, and treasury and capital raising transactions. Draft, and provide comments on drafts of, securities disclosures, including Annual/Quarterly Reports on Forms 10-K/Q, Current Reports on Form 8-K, Section 16 Filings (Forms 3/4/5) and registration statements, financing and other agreements, investor presentations, other communication and related material. Assist with drafting Proxy Statement and related materials for Company annual shareholder meeting and handle shareholder proposals. Provide advice and counsel regarding subsidiary management and corporate recordkeeping. Assist with development of corporate governance policies and related stakeholder advocacy, including preparation for meetings with Company s top institutional investors during annual shareholder engagement. Advise on relevant corporate governance, investor relations, insider trading and other public company policies and processes. Monitor corporate governance trends and regulatory and legislative initiatives for impacts on Company. Provide support for M&A activity and contracts review, when required.

The candidate must have JD degree with strong academic performance and admission and good standing in one State (if not Tennessee, then eligibility for the Tennessee In-House Counsel Limited Licensure). Should have 6+ years of experience in Law Firm or similar in house securities role and public company matters. Experience reviewing, drafting and negotiating commercial agreements is preferred. Strong working knowledge of corporate, contract and federal securities laws is required. Experience working effectively with senior level management is needed.
 
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This particular job is currently not active. However, since our clients regularly share with us similar and other job openings, we strongly recommend that you submit your resume. We shall review your resume and get in touch with you as soon as a suitable vacancy comes up to further discuss your interest in exploring the opportunity. Assisting you is our highest priority.

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