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Senior Manager, Senior Counsel - Securities and Finance
Refer job# DWJP140844
 
Senior Manager, Senior Counsel - Securities and Finance The candidate will be drafting and reviewing a broad range of Securities and Exchange Act of 1934 filings, including 10-Ks, 10-Qs, and 8-Ks. Will be supporting and advising firm s SEC Reporting, Investor Relations, and Equity Administration groups. Managing the drafting and filing of the annual proxy statement, ensuring compliance with controls and procedures applicable to the proxy and related disclosures. Support the planning and execution of firm s annual meeting of stockholders (including the preparation of supporting documentation). Supporting board proceedings relating to disclosure and compensation, including drafting resolutions, presentations, equity grant agreements and related documents. Managing compliance programs for Section 16 filings, insider trading and other matters related to equity administration. Identifying, analyzing and reporting on legal and market practice developments impacting firm s disclosure and compensation practices, including changes in laws, regulations and policies. Overseeing third-party management requirements relating to vendors engaged by the Securities & Finance group. Managing and coordinating outside counsel, when necessary. JD degree with admission to at least one state Bar is essential. Should have 4+ years of law firm. Should preferably 6+ years of experience as an attorney in a major law firm and/or in-house legal or compliance department, with a focus on broad range of securities law matters, including compliance with Securities and Exchange Commission (SEC) and NYSE rules, Dodd-Frank Act and Sarbanes-Oxley Act, preparation and review of SEC filings, public disclosures and other matters relating to public disclosure, executive compensation and equity administration. Experience designing and implementing controls and procedures relating to SEC filings and/or public disclosures is essential.
 
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