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Senior Corporate Counsel, Compliance
Refer job# QEWX144506
 
Senior Corporate Counsel, Compliance The candidate will be responsible for implementation and administration of firm's global compliance initiatives, providing guidance and counsel on compliance-related matters and regulatory trends, and the continuous improvement of firm's compliance program. Will assess, develop, revise, implement and maintain compliance policies, processes, workflows and training that keep up with an evolving business. Establish a framework for monitoring and reporting metrics related to a wide array of regulatory requirements. Develop strategies to effectively integrate compliance requirements into firm's business processes to mitigate risks. Co-lead a global compliance and ethics steering committee. Develop and deliver training in key areas of compliance and ethics oversight in conjunction with Human Resources and other members of the Legal Department. Research emerging compliance topics and serve as the primary point of contact for compliance questions and issues. Collaborate with cross-functional teams and subject matter experts globally as a trusted advisor, creative problem-solver and strategic thinker. Report to the Vice President, Legal, Compliance, and Government Relations. Must have demonstrated experience with compliance program management, including successful implementation of processes, policies and training. Legal experience required (a combination of law firm and in-house is preferred). Must have strong work experience in ethics, compliance and risk mitigation. Demonstrated time-management and communication skills needed. Should have JD degree and admission to California Bar (or ability to practice in-house in California).
 
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