Compliance Counsel Counsel Jobs in Massachusetts - 144564 | Submit Resume | General Counsel Consulting
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Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC
 

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Compliance Counsel
Refer job# PNKJ144564
 
Compliance Counsel The candidate will collaborate with Vice President of Legal on the compliance program s effectiveness and is responsible for assisting in the continuous improvement and implementation of the compliance program strategy and promote an organizational culture that encourages ethical conduct and a commitment to compliance with applicable laws and regulations, as well as company policies and procedures. Direct activities to ensure the Company and individual business units prevent recurrence of violations and adhere to regulations and policies. Work closely with the business unit s compliance liaisons and provide guidance on regulatory requirements, root cause analysis and corrective action plans. Ensure issues are remedied in a timely manner. Manage the compliance database and provide quarterly trend reports on activity. Recommend changes where appropriate. Manage the life-cycle of all Regulatory Market Conduct or Financial Examinations or Investigations and provide legal guidance to the Business Units when responding to information requests or violations. Ensure deadlines are met and advocate on behalf of the Company. Develop and conduct a semi-annual closed issue test plan. Monitor the OFAC verification process and investigate reported results to determine whether action is warranted; and oversee the data tracking process for these issues. Should have JD degree. Must have 5+ years of practical experience in the compliance or auditing area with oversight responsibility. Some experience with either homeowners, business owners, general liability, workers compensation, and/or surplus lines products is required.
 
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This particular job is currently not active. However, since our clients regularly share with us similar and other job openings, we strongly recommend that you submit your resume. We shall review your resume and get in touch with you as soon as a suitable vacancy comes up to further discuss your interest in exploring the opportunity. Assisting you is our highest priority.

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