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Assistant Counsel I, Compliance
Refer job# CFWR144684
 
Assistant Counsel I, Compliance The candidate will be providing Guidance and Advice: Provide guidance and advice on compliance questions and concerns. Relevant topics include: conflicts of interest, business gifts and entertainment, anti-bribery and anti-corruption and trade and economic sanctions. Training and Communications Initiatives: Develop compliance communications and training materials to promote understanding of compliance risk issues. Develop and track metrics related to these initiatives. Assist with drafting annual updates to firm Code of Conduct, and work with colleagues to launch and ensure completion of web-based acknowledgements and learning requirements. Risk Assessment: Support compliance risk assessments to proactively identify existing and emerging compliance risks. Support the development of the compliance risk management strategy and plan. Policy and Procedure Development and Implementation: Monitor legal developments on a global basis and identify opportunities for compliance-related policies. Draft policies and procedures to ensure consistent and sound practices, and ensure existing policies and procedures are current, effectively implemented and communicated to employees. Due Diligence: Assist with ensuring processes are followed for conducting due diligence on third parties, and that risk management measures are implemented and monitored. Program Monitoring: Actively monitor compliance program to identify gaps/exceptions/weaknesses and work with the Vice President on corrective action plans and recommendations to enhance effectiveness. Compliance Systems: Support the use of third party compliance resources and systems, such as compliance training, hotline/case management system, and third party due diligence system.

The candidate must have J.D. and 5+ years of experience in ethics and compliance or related function. Knowledge and understanding of applicable ethics and compliance requirements, compliance risk management practices and methodologies, and compliance program best practices and substantive legal issues is needed. Knowledge and experience in implementing training and communications processes and programs; strong project management skills is necessary. Experience with the U.S. Foreign Corrupt Practices Act, U.K. Bribery Act, and other anti-bribery and anti-corruption laws/issues is essential. Experience in conducting or participating investigations is required. Admission in good standing to the Bar of the State of New York is critical. Should be IT savvy and highly proficient in Microsoft Office, especially PowerPoint and Excel. Possesses an ability to quickly learn new technology. Foreign language skills are desired. Beauty or consumer goods industry experience is preferred. International experience is beneficial.
 
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