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Legal Counsel - Corporate, Governance and Securities
Refer job# FUIE145409
 
Legal Counsel - Corporate, Governance and Securities The candidate will provide counsel with respect to full spectrum of issuer-side securities law matters, including compliance with the Securities Act of 1933, Securities Exchange Act of 1934, related SEC rules and exchange listing requirements. Prepare and review SEC filings, including Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, Current Reports on Form 8-K, Section 16 filings, proxy statements, registration statements, etc. Advise with respect to corporate governance matters and assist in supporting the Board of Directors and executive management team, including preparation of Board meeting materials and minutes. Advise with respect to corporate subsidiary management matters. Assist with matters related to various domestic and international financial institution regulatory requirements.

The candidate must have 5 years related experience at a major law firm, with in-house / financial institution experience. Juris Doctor degree from a nationally recognized institution is critical. Significant general corporate, governance, and securities law experience, with demonstrated familiarity with the Delaware General Corporation Law, federal securities laws, and NASDAQ listing requirements is mandatory. Outstanding organizational skills and ability to prioritize matters are required.
 
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This particular job is currently not active. However, since our clients regularly share with us similar and other job openings, we strongly recommend that you submit your resume. We shall review your resume and get in touch with you as soon as a suitable vacancy comes up to further discuss your interest in exploring the opportunity. Assisting you is our highest priority.

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