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Assistant General Counsel and Assistant Secretary
Houston Texas United States

POSITION SUMMARY Reporting to the General Counsel, the Assistant General Counsel and Assistant Secretary will be responsible for Compliance and Corporate Governance activities for the organization, including advising on legal issues related to the...

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Senior Corporate Counsel - Securities
Refer job# DQNA146888
Senior Corporate Counsel - Securities The candidate will Support timely satisfaction of SEC and stock exchange compliance and reporting obligations, including registration statements, 10-Qs/Ks, 8-Ks, and Section 16 filings, proxy statement, and annual meeting process. Lead cross functional disclosure committee activities. Manage a corporate paralegal providing expertise in all Section 16 filings, corporate governance matters, Board approval documents and insider trading compliance issues. Assist General Counsel with all corporate secretarial duties including preparation of Board materials, charters, minutes and other required matters. Partner with Investor Relations, Corporate Communications and Marketing groups to review external communications, including corporate web site, social media announcements, earnings announcements and investor presentations. Knowledge of equity based compensation structures and systems very helpful. Support global strategic investment activities from start to finish, including due diligence, drafting and negotiation of definitive documentation, coordinating of closing and post-closing integration matters. Provide legal support on corporate finance matters, including debt and equity offerings. Provide legal advice and support in a wide array of practice areas and special projects as needed.

The candidate should have 10+ years experience with heavy focus on public company biotech or pharmaceutical securities law, M&A and corporate governance. 3+ years in the securities practice of a strong law firm required. A combination of both law firm and in-house public company experience is ideal. Should have a Bachelor's degree plus JD from an accredited law school and active membership in at least one state bar. Detailed understanding of applicable securities laws, significant experience advising clients regarding compliance and coordinating 34 Act filings is preferred. Demonstrated success managing complex corporate transactions and reporting requirements is a plus. Excellent written and oral communication skills with strong attention to detail are essential.

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