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General Counsel Consulting

General Counsel
Consulting
provided
exceptional
service in helping
my organization
recruit for a hard
to fill position.
They did extensive
work on the front
end to understand
our needs and
our culture and
began referring
highly qualified
candidates almost
immediately.

Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC

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Counsel Jobs > Securities Attorney Job in California > Securities Attorney

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YOUR WINDOW TO A WORLD OF OPPORTUNITIES

Securities Attorney

Refer job# ZRRV146891

Securities Attorney The candidate will be responsible for meeting the companys corporate and securities legal needs, including SEC filings. Responsible with working with finance to: Create and maintain SEC filing calendar. Prepare 10-Ks,10-Qs, 8-Ks, proxy statements, S-8s and Section 16 fillings. Manage legal internal and external review of all documents, including our Annual Report. Ensure compliance with SEC and NASDAQ rules and regulations. Oversee policies and procedures relating to securities law compliance and disclosure matters, including the administration of our Insider Trading Policy. Partner with Investor Relations on Regulation FD compliance oversight, investor engagement activities, and our Annual Meeting. Review external communications, including press releases, investor presentations, and other announcements, and significant internal communications. Assist the Disclosure Committee to ensure that senior management performs their financial disclosure-related obligations on a timely basis. Work with finance to help drive SOX implementation efforts and provide support to our external SOX advisors. Stay up-to-date and keep relevant teams advised on SEC and NASDAQ developments, and best practices in an evolving regulatory landscape. Manage, support and complete other corporate projects as necessary. Must have JD degree and admitted to a US State Bar (preferably CA) with 5+ years of relevant experience in a law firm or inhouse working on SEC filings, including the drafting and coordination of SEC filings. Should have outstanding working knowledge of SEC and NASDAQ rules and regulations. Understanding of accounting and corporate finance required. Transactional experience is a plus.

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