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Securities Attorney
Refer job# KVJK147881
 
Securities Attorney Duties: Provide legal advice and counsel with respect to securities law issues, corporate governance, board materials, board committee filings, securities filings requirements and compliance, disclosure obligations and committee materials, shareholder services, and related areas of responsibility. Review and advise on the preparation of all public company disclosure matters, including SEC and NASDAQ filings (including Forms 10-K, 10-Q, 8-K, and annual proxy statement) and Section 16 compliance. Support the annual meeting of stockholders, as well as supporting board of directors and board committee meetings, as needed. Provide legal advice and counsel with respect to insider trading laws and the companys insider trading policy. Collaborate and work cross-functionally across multiple departments on matters relating to SEC reporting and compliance, governance and global subsidiary management. Draft and negotiate debt and equity transaction documents, credit facilities and related agreements, corporate treasury borrowing and derivatives agreements and provide general advice and counsel to clients on these and related corporate financing matters. Serve as a subject matter expert on existing securities laws and regulations, and monitor legal developments and proposed changes in those areas. Assist with general corporate and public company compliance matters and special projects as necessary. Support special corporate and securities projects, including offerings and investments. Oversee and manage outside counsel and staff, as required.

Qualifications: JD Degree from an ABA accredited law school. Licensed to practice law in one or more U.S. jurisdictions. 3-7 years of experience advising publicly-listed corporations on securities law, debt and equity offerings, and related matters. Experience and familiarity with 33 and 34 act, including periodic reports (8-K, 10-Q, 10-K, proxy statements) and other SEC regulations, including Section 16 reporting obligations. Ability to work independently. Preferred: In-house experience advising publicly-listed corporations on securities law, debt and equity offerings, and related matters. Excellent judgment and the ability to provide clear, reasoned and timely legal advice in the best interests of the company. Familiarity with public company executive compensation. Strong written and oral communication skills. Strong organizational skills. The ability to interact well with business leaders at all levels. Flexibility and a willingness to adapt to the changing needs of the enterprise and business environment. Project management experience. Team player with the ability to proactively collaborate with cross-functional teams. Ability to succeed in a rapidly changing, no frills, results-oriented culture.
 
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