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General Counsel Consulting

General Counsel
Consulting
provided
exceptional
service in helping
my organization
recruit for a hard
to fill position.
They did extensive
work on the front
end to understand
our needs and
our culture and
began referring
highly qualified
candidates almost
immediately.

Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC

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Counsel Jobs > Securities Counsel Job in New York > Securities Counsel

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YOUR WINDOW TO A WORLD OF OPPORTUNITIES

Securities Counsel

Refer job# DMMY148801

Securities Counsel The candidate will assist the Financial Reporting team in the preparation and review of all of companys SEC filings, including Form 10-Ks, 10-Qs, 8-Ks, proxy statements, and Section 16 filings. Review external communications, including press releases, investor presentations, and other announcements, and significant internal communications. Partner with the Investor Relations team on Regulation FD compliance oversight, investor engagement activities, and planning and executing companys Annual Meeting. Work closely with the People team to administer companys Insider Trading Policy and 10b5-1 plans, and related equity matters. Stay current on external governance trends, SEC and NASDAQ developments, and best practices in an evolving regulatory landscape. Maintain and implement policies and procedures relating to securities law compliance and disclosure matters; work closely with our internal audit team on SOX compliance matters. Provide support for the Treasury and Accounting teams in the maintenance of the credit facilities and other financing arrangements. Oversee entity management and corporate filings (local, state, and national); serve as the primary liaison to our Tax and Accounting teams for questions related to our corporate entities. The candidate should be a member in good standing of the NY, CA, or comparable State Bar. Must have 5+ years of experience at a top law firm or in-house role, with a focus on SEC reporting or securities law compliance and advisory work. In-depth knowledge of corporate and securities law (particularly SEC/NASDAQ rules and regulations). Excellent written and verbal communication and interpersonal skills is required. Strong business acumen and ability to advise on business-related legal issues. Superb organizational skills a must. Knowledge about the consumer tech world, familiarity with issues related to high growth, new public issuers is a plus.

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