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General Counsel Consulting

General Counsel
Consulting
provided
exceptional
service in helping
my organization
recruit for a hard
to fill position.
They did extensive
work on the front
end to understand
our needs and
our culture and
began referring
highly qualified
candidates almost
immediately.

Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC

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Counsel Jobs > Compliance - Sec Counsel (part-time Or Full-time) Job in Virginia > Compliance - Sec Counsel (part-time Or Full-time)

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YOUR WINDOW TO A WORLD OF OPPORTUNITIES

Compliance - Sec Counsel (part-time Or Full-time)

Refer job# WGMP149037

Compliance - SEC Counsel The candidate will be preparation and filing of all SEC Exchange Act reports (e.g., Forms 10-K, 10-Q and 8-K), Securities Act registration statements (e.g., Forms S-1, S-3 and S-8), and Section 16 reports, as well as other regulatory filings required in the U.S. Federal and state securities law compliance and associated issues, including insider trading and trade approvals, Planning for stockholder meetings. Advising Board of Directors on governance matters. Advising Board of Directors and Executive Management on general regulatory compliance. Developing a global compliance program to proactively identify regulatory issues. Ensuring compliance with foreign securities laws. Developing and managing other compliance activities, including anti-trust, anti-bribery and training staff globally. Developing and enhancing processes and programs to ensure compliance with internal policies, applicable law and regulations. Supervising and coordinating work of external counsel as needed. Working with General Counsel in advising regional and executive management of legal, compliance and risk management issues related to existing and contemplated commercial transactions and initiatives. Monitoring legal, legislative and regulatory trends applicable to the business and coordinating with and training the business as needed. Reporting matters as required to the Companys General Counsel and proactively working with the Legal Team on compliance issues. Assisting with other legal and compliance projects globally. JD degree with current admission to VA, DC or MD state bar; work experience at AMLAW 200 law firm is needed. SEC and compliance experience is required along with knowledge of regulatory and compliance obligations affecting public companies are essential.

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