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Legal & Compliance - Associate Counsel
Refer job# WXKC151169
 
Legal & Compliance - Associate Counsel RESPONSIBILITIES: Provides legal advice on matters related to the Investment Advisers Act of 1940, the Investment Company Act of 1940 and cross-border regulatory issues. Develops and implements policies and procedures aligned with applicable regulations for the firm's advisory and asset management businesses. Assists in responding to regulatory exams, external and internal audits and annual compliance reviews and risk assessments. Drafts, reviews, and negotiates complex financial transactions and agreements including agreements for advisory clients and derivative transactions. Partners with investment personnel and outside counsel on matters related to the formation, offering and operations of investment products including registered investment companies, alternative investment products and non-U.S. investment funds. Liaises with other business areas to provide legal assistance and support regarding strategic regulatory issues and legislative matters.

QUALIFICATIONS: JD Degree from a top tier law school. 3+ years of prior legal experience at a top law firm. Strong knowledge of Investment Advisers Act of 1940 and the Investment Company Act of 1940. Experience with both US and non-US products and registered and unregistered funds preferred. Experience with hedge funds, including legal expertise on derivatives and short selling, preferred.
 
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This particular job is currently not active. However, since our clients regularly share with us similar and other job openings, we strongly recommend that you submit your resume. We shall review your resume and get in touch with you as soon as a suitable vacancy comes up to further discuss your interest in exploring the opportunity. Assisting you is our highest priority.

Please be assured that none of your materials will be forwarded to any employer without your consent. Of course, all inquiries are kept strictly confidential.
 
 

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