Corporate Counsel - Compliance And Due Diligence Counsel Jobs in California - 151393 | Submit Resume | General Counsel Consulting
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Corporate Counsel - Compliance And Due Diligence
Refer job# QBWB151393
 
Corporate Counsel - Compliance and Due Diligence Responsibilities: Review campaign offering pre-launch materials and legal and financial documents to confirm accuracy and thoroughness. Manage the due-diligence process for all companies raising capital on the platform (both Title III and Title IV companies). Support Compliance Team with ongoing compliance matters including creating and enforcing policies and producers. Assist sales team in identifying high potential companies for raising capital that are in the review pipeline. Review and improve internal processes on a cyclical, ongoing basis, in order to create the best experience possible for customers. Coordinate with Account Services team to develop and implement procedures pertinent to the effective and efficient operation of the Account Services Department.

Requirements: Prior corporate or startup legal background (work or educational). Understanding of corporate structure, securities, formation, etc. (C-Corps vs. LLC's ; stock vs membership interests). Experience preparing or reviewing corporate legal documents (articles of incorporation, operating agreements, etc.). Strong interest in capital raising, crowdfunding, and working with startups. Desire to work in a startup environment (fast paced & frequently changing!). Superb organizational and tracking skills. Great attention to detail. Ability deliver results while managing multiple projects and working in a fast-paced environment. Levelheaded problem solver with a professional, service-oriented attitude. Team player who also excels as an individual contributor. Adaptable, dependable, and responsible. Project management experience or demonstrated skills. Demonstrated ability to push projects over the finish line. Outstanding verbal and written communication skills. Ability to follow communication guidelines with respect to SEC and FINRA regulations.
 
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