Legal Counsel - Securities And Broker-dealer Counsel Jobs in Ohio - 159451 | Submit Resume | General Counsel Consulting
General Counsel Consulting
About us Attorney resources Employer resources Job listings Submit resume Contact Us
General Counsel Consulting
Sign In
Forgot your password?
New User?
General Counsel
service in helping
my organization
recruit for a hard
to fill position.
They did extensive
work on the front
end to understand
our needs and
our culture and
began referring
highly qualified
candidates almost
Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company

Jobs for Law Students
Law Student - Law Firm in San Jose, CA
USA-CA-San Jose
File Clerk The candidate will be organizing and filing documents for client files. Creating compute.... [more]

Law Student - In-House in San Mateo, CA
USA-CA-San Mateo
Winter Intern ? Tax Services The candidate will serve as members of client service teams. Interns a.... [more]

Law Student - In-House in Chicago, IL
Intern - Tax Services The intern will be exposed to a wide variety of projects and industries. Will.... [more]

Articles By
Harrison Barnes From
BCG Attorney Search


Click here

Job of the Day
Senior In-House Counsell
Los Angeles California United States

Privately held real estate development, investment and management company is seeking an in-house attorney with a minimum of 15 years of sophisticated, transactional commercial real estate experience to handle finance, leasing, acquisitions/dispositio...

In House Legal Job Listings

Legal Counsel - Securities And Broker-dealer
Refer job# FQTB159451
Legal Counsel - Securities and Broker-Dealer Duties: Responsible for routine legal matters affecting the Divisions represented, including contracts, litigation, transactions, regulatory and legal research. Provides reporting to Division lead representing and managing all material matters and decisions. Assists with business inquiries on legal risk and provides recommendations within the appropriate legal framework. Proactive surveillance of regulatory changes to the environment. Interpretation of regulatory changes identified. Ongoing guidance of the interpretation for regulatory requirements and impacted changes. Areas of coverage could include Consumer, Wholesale, WAM, Payments, or Regulatory.

Qualifications: Bachelor's degree required. JD degree from accredited law school required Admission to a state Bar. 3 years ? experience preferred. Good communication skills, both written and verbal. Ability to interface successfully with senior management. Good negotiation skills. Knowledge of the areas of expertise including technical knowledge. Good issue spotting, risk assessment and problem solving skills. Research capabilities. Must have prior regulatory experience or experience working for a large financial services institution.

Shoot for the moon. Even if you miss it, you will land among the stars.