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Melinda Burrows
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Legal Counsel - Securities And Broker-dealer
Refer job# FQTB159451
 
Legal Counsel - Securities and Broker-Dealer Duties: Responsible for routine legal matters affecting the Divisions represented, including contracts, litigation, transactions, regulatory and legal research. Provides reporting to Division lead representing and managing all material matters and decisions. Assists with business inquiries on legal risk and provides recommendations within the appropriate legal framework. Proactive surveillance of regulatory changes to the environment. Interpretation of regulatory changes identified. Ongoing guidance of the interpretation for regulatory requirements and impacted changes. Areas of coverage could include Consumer, Wholesale, WAM, Payments, or Regulatory.

Qualifications: Bachelor's degree required. JD degree from accredited law school required Admission to a state Bar. 3 years ? experience preferred. Good communication skills, both written and verbal. Ability to interface successfully with senior management. Good negotiation skills. Knowledge of the areas of expertise including technical knowledge. Good issue spotting, risk assessment and problem solving skills. Research capabilities. Must have prior regulatory experience or experience working for a large financial services institution.
 
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