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General Counsel Consulting

General Counsel
Consulting
provided
exceptional
service in helping
my organization
recruit for a hard
to fill position.
They did extensive
work on the front
end to understand
our needs and
our culture and
began referring
highly qualified
candidates almost
immediately.

Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC

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Counsel Jobs > Attorney- Wealth Management Litigation Job in California > Attorney- Wealth Management Litigation

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YOUR WINDOW TO A WORLD OF OPPORTUNITIES

Attorney- Wealth Management Litigation

Refer job# UGWS162951

Attorney- Wealth Management Litigation Responsibilities: Handle a docket of arbitrations, civil litigations and regulatory enforcement investigations and inquiries for its Wealth Management business. Trial work on behalf of the firm and its employees defending customer claims before FINRA and state and federal courts. Arbitration, dispute resolution, and negotiation. Evaluation and resolution of customer disputes and other litigation matters. Handling SEC, FINRA and State regulatory investigation and enforcement matters. Handling court litigation; internal reporting on lessons learned from matters handled; and providing information to senior management. Internal and external regulatory reporting. Providing legal advice on ad hoc matters. Qualifications: 4-8 years of litigation experience in a law firm, government role or in-house position. Strong oral and written advocacy skills; a strategic thinker and problem solver; tenacious and analytical and a skilled and persuasive negotiator. Strong interpersonal skills with an ability to work with clients and colleagues at every level; and who is detail-oriented and organized with strong time and case management skills. Must have a trial, arbitration, and/or extensive hearing experience and be able to handle a large volume of diverse matters with minimal support and direction. Must be self-motivated and able to work independently, as most matters are staffed with one lawyer.

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