Assistant General Counsel, Corporate And Securities Counsel Jobs in Connecticut - 163814 | Submit Resume | General Counsel Consulting
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Assistant General Counsel, Corporate And Securities
Refer job# SKPK163814
 
Assistant General Counsel, Corporate and Securities Duties: Oversee all securities and public company governance matters. Partner with finance and accounting teams to prepare and review public disclosures and SEC filings, including 10-Ks, 10-Qs, 8-Ks, earnings releases, proxy statements, and Section 16 reports. Advise business teams on public disclosures, external communications, and other public company obligations and best practices. Implement and oversee policies and procedures relating to securities law compliance and disclosure matters and compliance with Nasdaq-listing rules. Collaborate with Investor Relations and Corporate Communications teams on presentations, strategy, and shareholder engagement activities. Serve as Assistant Corporate Secretary, including preparing materials, minutes and other items for Board and Committee meetings. Provide support for other projects as needed, including financing and other corporate transactions and the review and negotiation of a broad array of contracts relating to the company's business activities. Collaborate with the legal team and support staff to handle additional legal matters as needed.

Qualifications: JD from an ABA-accredited law school. A license in good standing to practice law in a U.S. jurisdiction. Strong educational background. 5+ years of experience as a securities/corporate governance/financing lawyer, with deep knowledge of SEC reporting processes and procedures. In-house experience at a public company in the software, biotech, and/or healthcare industry is a plus. Practical, business-oriented approach to problem-solving with an ability to identify issues, evaluate practical risks, and counsel internal clients effectively by providing clear, concise advice and creative solutions where necessary to meet the business needs. Other good and professional qualities.
 
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