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VP, Assistant General Counsel - Wealth Management Insurance
Refer job# JLXS164704
 
VP, Assistant General Counsel - Wealth Management Insurance Responsibilities: Providing advice and counsel on complex legal matters while focusing on building and maintaining strong relationships with business leaders and colleagues across the Legal Department. Advising on a wide range of legal issues with a primary focus on annuity and life insurance products and distribution. Leading insurance regulatory initiatives including supporting the business and Compliance on implementing laws and regulations impacting the sale of annuity and life insurance products. Managing state and federal law and regulation monitoring and analysis relating to insurance. Drafting, negotiating, and reviewing transactional documents to support business objectives. Identifying potential issues and working with appropriate business partners to provide solutions. Facilitating working group meetings with key stakeholders. Communicating with senior leadership and business partners regarding high-level legal projects and issues. Working on special projects outside of normal responsibilities and ability to adapt as needed.

Qualifications: A J.D. Degree. Licensed to practice law and a member in good standing in the state/jurisdiction in which the position is based or otherwise in compliance with the in-house counsel registration rules of that state/jurisdiction. 5+ years of legal practicing experience at a law firm, financial institution, government agency, insurance company, regulator, and/or self-regulatory organization with demonstrated financial services experience. Experience in insurance and broker-dealer matters, including knowledge of state insurance laws and regulations, and FINRA rules and regulations. Proficient in handling a large number of issues and competing priorities in a fast-paced and rapidly evolving environment. Ability to understand business needs and partner with key stakeholders to create solutions. Excellent communication skills (verbal and written) with the ability to interact effectively and professionally at all levels.
 
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