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provided
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Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC

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Counsel Jobs > Associate General Counsel, Corporate Securities Job in Florida > Associate General Counsel, Corporate Securities

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Associate General Counsel, Corporate Securities

Refer job# FYYC164708

Associate General Counsel, Corporate Securities Duties: Advise members of senior management and business functions on public company SEC and NYSE compliance and corporate governance. Advise investor relations, corporate communications, and corporate financial reporting functions on disclosure and securities matters, including in connection with press releases, investor presentations, management presentations, and periodic filings. Ensure compliance with SEC and other securities-related regulatory requirements applicable to publicly traded companies, including the Sarbanes-Oxley Act, Dodd-Frank Act, Regulation FD, and stock exchange listing standards. Chair the Disclosure Committee and support the preparation and review of SEC filings, including registration statements, Forms 10-K, 10-Q, and 8-K, proxy statements and Section 16 reporting. Assist with Internal Audit, Compliance, stock administration, and administration of the company insider trading policy. Assist in overall corporate governance and secretarial matters, including preparation of minutes, notices, agendas, resolutions, and other materials for the board of directors and committee meetings, and the preparation of proxy statements, registrations statements and annual shareholder meetings. Provide counseling and training regarding SEC rules and regulations, insider trading, conflict of interest and related party transactions review. Provide legal support for the finance department including working on debt offerings, credit facilities, dividend and stock repurchase programs and charitable support or foundations. Support the stock administration team, including review and implementation of employee equity incentive plans, Section 16 filings, etc. Manage the D&O Questionnaire process, including updating questionnaires, coordinating distribution, review of completed questionnaires for disclosure issues. Support Investor Relations and manage or support the management of the company Insider Trading Policy and Communications Policies. Support the Internal Audit, Investor Relations, Finance and Accounting functions as primary internal clients. Serve as primary corporate securities counsel and shall assume primary responsibility for compliance with public company laws, rules and regulations and shall perform other duties commensurate with the position. Support internal audit and compliance functions. Provide general corporate support as directed. Report to the General Counsel on all matters and maintain files and logging, tracking and reporting criteria and meet key performance metrics and critical results as requested. Develop Critical Results and key performance metrics and best practices for public company compliance as approved by the General Counsel. Qualifications: Juris Doctor from an accredited law school. Must be admitted to the Florida Bar or eligible under its admissions rules. Must have public company SEC compliance experience. 4-7 years of material public company experience in-house or with a law firm and a desire to move in-house. Health Care experience is a plus.

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