Associate General Counsel, Corporate Securities Counsel Jobs in Florida - 164708 | Submit Resume | General Counsel Consulting
General Counsel Consulting
About us Attorney resources Employer resources Job listings Submit resume Contact Us
General Counsel Consulting
Sign In
Email:
Password:
Forgot your password?
New User?
Signup
GCC
General Counsel
Consulting
provided
exceptional
service in helping
my organization
recruit for a hard
to fill position.
They did extensive
work on the front
end to understand
our needs and
our culture and
began referring
highly qualified
candidates almost
immediately.
 
Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC
 

Jobs for Law Students
Law Student - Law Firm in San Jose, CA
USA-CA-San Jose
File Clerk The candidate will be organizing and filing documents for client files. Creating compute.... [more]


Law Student - In-House in San Mateo, CA
USA-CA-San Mateo
Winter Intern ? Tax Services The candidate will serve as members of client service teams. Interns a.... [more]


Law Student - In-House in Chicago, IL
USA-IL-Chicago
Intern - Tax Services The intern will be exposed to a wide variety of projects and industries. Will.... [more]


Articles By
Harrison Barnes From
BCG Attorney Search

 

 
Click here
 

Job of the Day
General Counsel
Naperville Illinois United States

We are seeking general counsel that is a seasoned Attorney to provide expert legal counsel to our senior management, handle all legal matters of the organization, and collaborate with outside counsel, as necessary. This is not a remote position. T...


In House Legal Job Listings

YOUR WINDOW TO A WORLD OF OPPORTUNITIES
 
Associate General Counsel, Corporate Securities
Refer job# FYYC164708
 
Associate General Counsel, Corporate Securities Duties: Advise members of senior management and business functions on public company SEC and NYSE compliance and corporate governance. Advise investor relations, corporate communications, and corporate financial reporting functions on disclosure and securities matters, including in connection with press releases, investor presentations, management presentations, and periodic filings. Ensure compliance with SEC and other securities-related regulatory requirements applicable to publicly traded companies, including the Sarbanes-Oxley Act, Dodd-Frank Act, Regulation FD, and stock exchange listing standards. Chair the Disclosure Committee and support the preparation and review of SEC filings, including registration statements, Forms 10-K, 10-Q, and 8-K, proxy statements and Section 16 reporting. Assist with Internal Audit, Compliance, stock administration, and administration of the company insider trading policy. Assist in overall corporate governance and secretarial matters, including preparation of minutes, notices, agendas, resolutions, and other materials for the board of directors and committee meetings, and the preparation of proxy statements, registrations statements and annual shareholder meetings. Provide counseling and training regarding SEC rules and regulations, insider trading, conflict of interest and related party transactions review. Provide legal support for the finance department including working on debt offerings, credit facilities, dividend and stock repurchase programs and charitable support or foundations. Support the stock administration team, including review and implementation of employee equity incentive plans, Section 16 filings, etc. Manage the D&O Questionnaire process, including updating questionnaires, coordinating distribution, review of completed questionnaires for disclosure issues. Support Investor Relations and manage or support the management of the company Insider Trading Policy and Communications Policies. Support the Internal Audit, Investor Relations, Finance and Accounting functions as primary internal clients. Serve as primary corporate securities counsel and shall assume primary responsibility for compliance with public company laws, rules and regulations and shall perform other duties commensurate with the position. Support internal audit and compliance functions. Provide general corporate support as directed. Report to the General Counsel on all matters and maintain files and logging, tracking and reporting criteria and meet key performance metrics and critical results as requested. Develop Critical Results and key performance metrics and best practices for public company compliance as approved by the General Counsel.

Qualifications: Juris Doctor from an accredited law school. Must be admitted to the Florida Bar or eligible under its admissions rules. Must have public company SEC compliance experience. 4-7 years of material public company experience in-house or with a law firm and a desire to move in-house. Health Care experience is a plus.
 
EMAIL TO COLLEAGUE  PERMALINK
 
 

Shoot for the moon. Even if you miss it, you will land among the stars.