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Sr. Attorney, Securities Disclosure & Reporting
Refer job# TXQN171201
 
Sr. Attorney, Securities Disclosure & Reporting The candidate will support the AVP, Securities Disclosure & Reporting, in: providing legal review and advice on securities laws and requirements for SEC periodic reporting requirements (including the drafting of 10-K, 10-Q, 8-K and proxy statement), beneficial ownership reporting requirements, NYSE compliance reports, and other regulatory filings required in the financial services industry. Working closely with and advising the Executive Committee, Finance, and Treasury on securities laws and disclosure matters in external reporting. Supporting the Company's Investor Relations, External Communications, and Total Rewards; and supporting corporate governance and disclosure matters and corporate policies from a securities law perspective (including Environmental, Social, and Governance (ESG), climate change, Rule 10b5-1 plans, insider trading, Regulation FD, and EDGAR filing rule changes). Work with the Corporate Secretary to support the Board of Directors, which includes preparation of Board materials, as needed. Assist with general corporate matters, including governance issues, corporate policies and procedures, and equity plans. Work with and supervise outside counsel, monitor invoicing, and manage costs associated with outside counsel spend. Performs other duties and/or projects as assigned. Extensive knowledge of federal securities laws, rules and regulations and the NYSE listed company manual. Experience drafting the proxy statement and managing the filing process. Significant experience advising public companies on securities laws, rules and regulations, and NYSE or NASDAQ compliance. Strong project management and organizational skills. Strong collaboration and interpersonal skills. Ability to establish and maintain effective working relationships with superiors, colleagues, paralegals, and internal and external contacts. Excellent verbal and written (drafting) communication, negotiation, presentation, analytical and problem-solving skills. Ability to hold self and others accountable to meet and exceed expectations and to deliver business results. Ability to work independently, make decisions quickly, and communicate effectively. Ability to articulate important legal concerns/principles to non-legal business units. Ability to take a proactive long-term view of business goals and objectives in order to achieve strategic business results. Results-oriented with ability to deliver within a fast-paced, execution-oriented environment. Juris Doctor from ABA accredited law school required. Member in good standing of a State Bar Association required. 5+ years of in-house or large law firm experience handling general corporate and SEC disclosure matters required. Experience in financial services required. Experience in annuity/life insurance industry preferred.
 
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