Attorney resources

Employer resources

General Counsel Consulting

General Counsel
Consulting
provided
exceptional
service in helping
my organization
recruit for a hard
to fill position.
They did extensive
work on the front
end to understand
our needs and
our culture and
began referring
highly qualified
candidates almost
immediately.

Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC

Related Category Jobs:

Jobs for Law Students

Law Student - Law Firm in San Jose, CA
USA-CA-San Jose
File Clerk The candidate will be organizing and filing documents for client files. Creating compute.... [more]

Law Student - In-House in San Mateo, CA
USA-CA-San Mateo
Winter Intern ? Tax Services The candidate will serve as members of client service teams. Interns a.... [more]

Law Student - In-House in Chicago, IL
USA-IL-Chicago
Intern - Tax Services The intern will be exposed to a wide variety of projects and industries. Will.... [more]

Articles By
Harrison Barnes From
BCG Attorney Search

Attorney Recruiter Placements and Legal Recruiter Placements and Lateral Attorney Moves for the Week of April 22, 2024

Attorney Recruiter Placements and Legal Recruiter Placements and Lateral Attorney Moves for the Week of April 15, 2024

Attorney Recruiter Placements and Legal Recruiter Placements and Lateral Attorney Moves for the Week of April 08, 2024

Effective Strategies for Bridging Salary Gaps in Legal Recruitment

How to Answer the “Tell Me About Yourself” Interview Question

Why Most Attorneys Screw Up Interviews and Their Legal Careers

Attorney Recruiter Placements and Legal Recruiter Placements and Lateral Attorney Moves for the Week of April 01, 2024

Mastering the Interview Process: Insights from the BCG Attorney Search Interview Preparation Guide

The Story of BCG Attorney Search and What We Do for You that No One Ever Will in Your Legal Career

The Crucial Role of Business Plans in Law Firm Partner Success

Job Listing

Click here

Job of the Day

Legal Counsel for Beneficiaries; Proposition 19 & Property Tax Relief; Elder Law
Newport Beach California United States

"Certain beneficiaries and trustees lacking legal counsel that we fund trust loans for, generally for tax relief and property buyout purposes -- need help from an attorney.� Your fees are paid by the family trust.� Contact us ASAP..." � We are ...

Counsel Jobs > Corporate/Attorney/In House/Columbus, Ohio Job in Ohio > Corporate/Attorney/In House/Columbus, Ohio

In House Legal Job Listings

YOUR WINDOW TO A WORLD OF OPPORTUNITIES

Corporate/Attorney/In House/Columbus, Ohio

Refer job# EOTS27139

Senior Consultant, Corporate Compliance The candidate will oversee and maintain compliance policies and written supervisory procedures tailored to the NF business models that are designed to achieve compliance with and prevent violations of applicable laws and regulations. Maintain a current working knowledge of the NF business models and strategies. Understand at a detailed level the sales and product strategies and tactics and the related distribution and operations compliance programs strategic priorities and elements. Maintain positive, productive and proactive business relationships with associates who support .the broker dealers, investment advisors, life insurance companies, and retirement plans business. Be a subject matter expert in federal and state regulations and Model Acts, the regulatory environment, and emerging regulations that could impact the NFS compliance programs, and participate in industry calls relative to emerging and recently enacted regulations. Communicate with compliance associates and clients the status of emerging, proposed and enacted regulations and the relative impact to clients. Assist compliance associates and clients with reviewing and understanding complicated new/proposed laws/regulations, identify business impacts, and manage regulatory implementation projects. Translates securities, investment advisor, insurance and DOL laws and regulations into compliance policies and written supervisory procedures tailored to the NF business models and risk profiles. Assists with the development and delivery of compliance training and communications on the compliance policies and procedures. Assists with, and consults on the development and implementation of the NFS Compliance Programs to carry out, enforce, monitor and test the effectiveness of the compliance policies. Assist compliance associates with escalating and managing complex compliance matters and managing remediation plans. Assist with, as needed, managing regulatory exams and inquiries. Consult with compliance associates and business clients on regulatory exam and inquiry issues, and assist clients with managing action plans that arise from regulatory exams and internal audits. Assists in the development, coaching and mentoring of compliance associates. Leads and participates in continuous improvement initiatives to streamline processes that increase compliance effectiveness and the customer experience. Participate on external industry committees and with corporate s Government Relations on issues that impact the broker dealers, investment advisors, life insurance companies, and retirement plans activities. Develop and deliver training, compliance communications and other types of presentations with respect to new regulations and compliance policies. Communicate and consult with, and make presentations to senior business leaders and associates regarding regulations, compliance policies and written supervisory procedures. Solves unique and complex problems that have a broad impact on compliance and the business. Provides multi-level and multi-issue consulting and advisory services at the most complex levels to a diverse mix of internal and external customers, such as administration, sales, marketing, actuarial, systems, claims, attorneys, accountants, financial advisors, and government and regulatory agencies. Evaluates the most complex business processes and identifies compliance impacts and related requirements; and, assists in the development and design of strategic and tactical plans. Anticipates internal and/or external business challenges and/or regulatory issues; recommends process, product or service improvements. Ensures compliance programs comply with all organizational as well as state and federal regulations. Designs regulatory compliance evaluation and monitoring/testing procedures and tools. Partners with General Counsel regarding compliance issues and strategies. Leads the analysis and monitoring of industry trends in compliance. Identifies impact to the business and designs programs and policies that support competitive positioning. Delivers consultation regarding trends. Leads the development of business unit policy guidelines. Designs, consults, and coordinates resources with clients and team members on policies and procedures related to compliance issues. Directs the development and implementation of policies, processes, programs and consulting services for senior management to optimally utilize human resources. Administers and consults with senior management to plan strategic initiatives to enhance the organization's development, performance, and goal achievement. Maintains effective working relationships with insurance/regulatory agency authorities, trade associations, other insurance/financial company and business partners. Has direct interaction with regulatory agencies, sales force and customers. Provides compliance advice on new products and on how changes in regulations may affect documentation and compliance procedures. Responsibilities are within the Compliance Function as a generalist or in a combination of disciplines. Conducts and analyzes best practices research and surveys. Develops recommendations to senior management on integration with compliance and business requirements. Contributes to the development of functional strategy. Assists in the development of less experienced Compliance team members and provides the compliance leader with feedback on the performance of team members. Leads and often contributes to improved processes that increase customer satisfaction. Uses technology to increase efficiencies. Leads the design of new processes and development of new services. Leads project teams to achieve milestones and objectives. Establishes collaborative relationships with peers, legal partners and business unit customers. Represents compliance interests and simultaneously responds to the needs of the business unit; resolves conflicts with minimum noise; is seen as a team player and is cooperative. Gains trust and support of peers and customers through dedication to consistently delivering results, and encourages collaboration. Performs other related duties as assigned, and leads special projects. The candidate should have Undergraduate studies. MBA or J.D. degree is preferred. Completion of specialized course work in securities, finance or insurance regulations preferred; Series 7 and 24 licenses is required. Must obtain the required Federal and/or state licenses/registrations within the time period designated by the business unit. Additional licenses/registrations may be required when new products and services are implemented. 8+ years of compliance work experience in a financial services, legal, regulatory compliance or similar role is needed. Experience in working with monitoring and implementing new securities and insurance regulations is preferred; experience with developing compliance programs, policies, procedures, training and communication a plus. Should have in-depth working knowledge of insurance and financial services products and policy provisions; state insurance department rules and regulations; SEC, FINRA, MSRB, State Securities regulations, DOL regulations, and the Internal Revenue Code. Excellent verbal and written communication skills for interaction with business and compliance leadership, regulatory agencies and all levels of associates; strategic planning, and negotiation skills are needed.

	EMAIL TO COLLEAGUE	PERMALINK



This particular job is currently not active. However, since our clients regularly share with us similar and other job openings, we strongly recommend that you submit your resume. We shall review your resume and get in touch with you as soon as a suitable vacancy comes up to further discuss your interest in exploring the opportunity. Assisting you is our highest priority. Please be assured that none of your materials will be forwarded to any employer without your consent. Of course, all inquiries are kept strictly confidential.

Shoot for the moon. Even if you miss it, you will land among the stars.