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GCC
General Counsel
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Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC
 

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In House Legal Job Listings

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Banking/Attorney/In House/Columbus, Ohio
Refer job# AQWT52326
 
Executive Director/ Assistant General Counsel - Chase Wealth Management The candidate will work closely with the Product team, as well as Compliance, sales management, attorneys representing other lines of business, and operations. Should have 10 years of experience to provide ongoing guidance and counseling on a wide variety of issues related to the Investment Advisers Act of 1940 and brokerage products, services and operations. Must have broad experience, problem solving skills and strong communication and interpersonal skills. Should have financial services experience, including at least 5 years of wealth management experience at a major law firm, in-house or regulator. Must have relevant legal experience in the investment management and securities brokerage industries, specifically including knowledge of the Securities Act, Securities Exchange Act, Investment Advisers Act of 1940, Investment Company Act and FINRA regulations. Specific experience with fee-based discretionary programs, including unified managed accounts, is preferable. Confidence and interpersonal and networking skills are necessary for effective interaction with business clients at all levels, other parts of the firm and external parties. Should have strong analytical, organizational and communication skills.
 
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This particular job is currently not active. However, since our clients regularly share with us similar and other job openings, we strongly recommend that you submit your resume. We shall review your resume and get in touch with you as soon as a suitable vacancy comes up to further discuss your interest in exploring the opportunity. Assisting you is our highest priority.

Please be assured that none of your materials will be forwarded to any employer without your consent. Of course, all inquiries are kept strictly confidential.
 
 

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