Banking,Corporate/Attorney/In House/Minneapolis, Minnesota Counsel Jobs in Minnesota - 69040 | Submit Resume | General Counsel Consulting
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GCC
General Counsel
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Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC
 

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Banking,Corporate/Attorney/In House/Minneapolis, Minnesota
Refer job# IVEU69040
 
Compliance Manager The RCRM Program Director will have responsibility for managing the RCRM Program for WBR Compliance. Candidate will manage a team of Compliance professionals responsible for ensuring the successful implementation, oversight and monitoring of compliance activities required by the RCRM policy across WBR including, testing, audit, and corrective action assessment. The Director will serve as a key partner in the enterprise compliance risk management organization, and will, in many instances, represent the Group Chief Compliance Officer in cross-enterprise work groups. Candidate will contribute to and assist with the creation of training materials to ensure adequate audit preparation for the business units, and will provide trending and analysis across the group. Candidate will work closely with the Chief Compliance Officers for Wealth, Brokerage.

Candidate must have bachelors degree and strong communication and collaboration skills with prior experience dealing directly with various regulators/internal auditors. Well-developed/proven managerial, project management and planning skills. Strong leadership and interpersonal skills also required. Preferred Qualifications: An advanced degree (M.B.A. and/or J.D. degree). Candidate should have 10+ years in compliance, operational risk, IT systems security, business process management or financial services, of which at least 6 years must include direct experience in compliance or operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk). 7+ years management experience.
 
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This particular job is currently not active. However, since our clients regularly share with us similar and other job openings, we strongly recommend that you submit your resume. We shall review your resume and get in touch with you as soon as a suitable vacancy comes up to further discuss your interest in exploring the opportunity. Assisting you is our highest priority.

Please be assured that none of your materials will be forwarded to any employer without your consent. Of course, all inquiries are kept strictly confidential.
 
 

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