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General Counsel Consulting

General Counsel
Consulting
provided
exceptional
service in helping
my organization
recruit for a hard
to fill position.
They did extensive
work on the front
end to understand
our needs and
our culture and
began referring
highly qualified
candidates almost
immediately.

Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC

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Legal Counsel for Beneficiaries; Proposition 19 & Property Tax Relief; Elder Law
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Counsel Jobs > Banking/Attorney/In House/Twin Falls, Idaho Job in Idaho > Banking/Attorney/In House/Twin Falls, Idaho

In House Legal Job Listings

YOUR WINDOW TO A WORLD OF OPPORTUNITIES

Banking/Attorney/In House/Twin Falls, Idaho

Refer job# GFBJ88925

1940 Act Attorney The candidate will join the legal group of a growing mutual fund and exchange-traded fund services business. Responsibilities include, among other things: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange listing applications, proxy statements and related filings; communicating with U.S. Securities and Exchange Commission examiners and New York Stock Exchange representatives on behalf of fund clients; taking and drafting board meeting minutes; preparing agendas, resolutions, agreements and other policies and procedures for board meetings, including organization meetings; serving as a legal resource for clients and internal compliance administrators by providing guidance on issues concerning the Investment Company Act of 1940, as amended, SEC guidance on exemptive relief, as well as related securities laws; and educating internal clients with respect to legal, regulatory, and industry developments. The candidate should have law degree. Must be member of CA or WI Bar association. Should have 3-4 years legal experience in investment management practice of law firm or mutual fund complex and direct experience with closed-end fund registration. Thorough and current knowledge of mutual fund and exchange-traded fund laws and regulations are preferred. Excellent verbal and written communication skills are desired. Should have proven leadership and supervisory skills.

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