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In House Legal Job Listings

YOUR WINDOW TO A WORLD OF OPPORTUNITIES
 
Welcome to the job listings section of General Counsel Consulting. We are constantly updating our jobs seven days a week. As a firm dedicated to in-house search and placement, our ability to forge strong relationships with top-rated companies around the world allows us to offer our candidates a breadth of opportunities we believe is unrivaled.
 
We are pleased that your assessment of options has led you to General Counsel Consulting, and we invite you to browse our website to learn more about our firm and the career opportunities we offer. If you would like to be considered for an in-house attorney position, feel free to submit your resume.
 
If you are an employer looking to hire an in-house counsel, please click here to contact us and submit your opening.
 
 

Corporate Counsel

Boulder CO Corporate Counsel The candidate will Manage and execute equity and debt financing transactions, including drafting and negotiating agreements. Manage and execute M&A and strategic corporate partnerships, including managing due diligence, drafting and negotiating agreements. Support advisor and Board governance matters, including taking the lead on recordkeeping, resolutions, consents, minutes, and other materials. Serve as lead counsel for corporate structuring, including formation and maintenance of domestic and international subsidiaries and restructuring of corporate entities. Collaborate with our equity team on equity matters, including equity plans, our capitalization table, and compensation issues. Participate in the design and development of corporate programs, policies, training, and audits required for private and public company compliance.

The candidate preferably must JD and membership in at least one state bar. 5 years of combined corporate, securities, and M&A experience, with at least three years of law firm experience. Representation of private or public companies on governance issues and Board support. Member of California or New York bar. Thorough understanding of Delaware corporate practice. Experience with secondary transactions, IPOs, and international acquisitions a plus. Proven track record of working fluidly across a diverse and geographically distributed team. Excellent independent judgement and execution. Ability to assess both legal risks and business impact of decisions. Impeccable written and verbal communication skills. In house experience at a growth-stage technology company
Legal 0 - 0 Full-time 2021-01-14

Corporate Counsel Wireless Real Estate

Englewood CO Corporate Counsel - Wireless Real Estate The candidate will be assisting more senior attorneys in drafting and negotiating a wide variety of complex cell site lease agreements (tower, rooftop, small cell, pole attachment, DAS, etc.), construction and deployment agreements, zoning and permitting issues, and services agreements. Will be counseling the Firm's wireless group on various legal issues. Working closely with the Firm's business team to accomplish the Firm's goals and strategic objectives. Assisting with other responsibilities as needed.

The candidate should have Bachelor's degree from a four-year college or university. Must be Admitted to practice law in at least one state. Must have J.D. from an ABA-accredited law school with a law school class rank in the top 25%. Must have 3-5 years of experience drafting and negotiating a wide variety of complex commercial agreements with a large national or regional law firm or leading corporation. Should have excellent communication, project management, organization, and multi-tasking skills.
Legal 3 - 5 Full-time 2021-01-13

Corporate Counsel, Regulatory Compliance

Englewood CO Corporate Counsel, Regulatory Compliance Candidate will have experience in regulatory and compliance fields. Provide advice on legal, regulatory and compliance matters to leaders in operations, human capital, and finance organizations. Advise the business and support compliance initiatives in healthcare, telemarketing, do not call, collections, and other consumer protection legislation arenas, domestically and outside of the United States. Support the business in established and emerging healthcare lines of business, including payor and provider, managed care, insurance producer, Pharmacy Benefits Manager, and medical device. Assist contract attorneys and solution professionals with review and negotiation of regulatory and compliance terms in client contracts, business associate agreements and data protection agreements. Assist in investigations of potential privacy, security and information security incidents and advise business on risk mitigation, contractual obligations, and data breach reporting obligations. Assist with the development and implementation of other compliance initiatives, policies and procedures relevant to business.

Candidate should have a JD from an accredited law school, graduating in the top half of the class. Must be a licensed attorney in at least one jurisdiction where company does business in the United States. Should have 5+ years of legal experience in regulatory law with a focus on healthcare and privacy. Must have working knowledge of U.S. federal and state healthcare law; including practical and recent experience in healthcare licensing, insurance producer regulations, the Medicare Marketing Rule and Medicare Fraud, Waste and Abuse. Working knowledge of U.S. privacy laws and experience, or ability to learn various international privacy regimes. Experience with HIPAA, CCPA and other state privacy mandates; and with GDPR and similar international frameworks. Exposure to at least one regulatory framework beyond healthcare, such as financial services, direct marketing (e.g., TCPA), FDCPA and similar state level initiatives or gaming is preferred. Strong drafting skills focused on a balanced risk approach aimed at getting right deals done on right terms.
Legal 5 - 0 Full-time 2021-01-11

Associate Corporate Counsel - Wireless Transactional

Superior CO Associate Corporate Counsel - Wireless Transactional The candidate will be assisting more senior attorneys in drafting and negotiating a wide variety of complex wireless infrastructure and technology licensing contracts including telecommunications agreements, master services agreements, data center, and collocation agreements. Will be counseling firm's wireless group on various legal issues. Working closely with the firm's business team to accomplish the firm's goals and strategic objectives, and assisting with other responsibilities as needed.

The candidate should have a Bachelor's degree from a four-year college or university. Must be admitted to practice law in at least one state. Should have a JD degree from an ABA-accredited law school with a law school class rank in the top 25%. Must have 3-5 years of experience drafting and negotiating a wide variety of complex agreements with a large national or regional law firm or leading corporation. Excellent communication, project management, organization, and multi-tasking skills essential.
Legal 3 - 5 Full-time 2021-01-01

Corporate Counsel

Denver CO Corporate Counsel The candidate will be working with business stakeholders to ensure company's products and services are compliant with existing and emerging laws. Negotiating technology and other related contracts on behalf of the company. Researching and anticipating unique legal issues. Developing policies and procedures for the legal and compliance department. Preparing and providing company training on legal topics. Proactively partnering with the business to provide legal advice and counsel to all functions and departments, as needed. Should have 2-5 years of experience gained in large law firm and/or in-house. Must have a law degree and be admitted to at least one state bar. Experience or interest in regulatory environment or fintech preferred. Legal 2 - 5 Full-time 2020-12-17

Colorado - Attorney - Mutual Fund MarketPlace (Legal Counsel Director)

Denver CO Attorney - Mutual Fund MarketPlace (Legal Counsel Director)
The candidate will work as a member of a team providing legal and regulatory support for the distribution of company's affiliated funds on third-party intermediary platforms. Will review RFPs and negotiate selling agreements with third-party intermediary firms. Offer guidance and counsel on initiatives related to company's Mutual Fund MarketPlace, such as support of company's mutual fund clearing platform, which will include activities such as negotiation of clearing agreements, advising on and negotiating Mutual Fund MarketPlace agreements and supporting mutual fund platform and marketing. Will be expected to be a key member of the ongoing development and growth of company's ETF platform initiatives, such as support of the ETF Education Exchange. General responsibilities will also include advising on strategic project and product development initiatives; review and approval of fund marketing materials and sales activities; and performance of legal research and analysis.

The candidate should have a J.D. degree. Admission to a State Bar is strongly preferred. Must have 2+ years of legal experience (preferably at a law firm or investment advisory firm) in the securities industry concentrating in mutual fund and/or broker-dealer regulation. Should have working knowledge of the Investment Company Act of 1940 and the Securities Exchange Act of 1934.
Legal 2 - 4 Full-time 2013-02-21

Colorado - Senior Counsel

Littleton CO Senior Counsel
The candidate will be involved in the preparation of the company's SEC disclosure documents, support for various Board of Directors and governance matters, legal support for financing and other corporate transactions and equity compensation matters. Will draft and prepare non-financial portions of 1934 Act disclosure documents: 10-K, 10-Q, 8-K and proxy statement, and due diligence in connection with such filings, and any 1933 Act registration statements that the company may file. Advice on technical securities law and disclosure issues such as Regulation FD and Regulation G. Stay abreast of new legal and regulatory developments in securities law matters and advising management on the implications of the same. Advice with respect to insider trading issues and oversight of 16b reporting process. Draft and advice with respect to stock based compensation matters. Support governance matters including best practices research, proxy advisory service voting policies, responding to board questions. Support board presentations related to the foregoing matters. Support financing (bank and bond), M&A and other corporate transaction. Deal with other transactional, contract and corporate matters, as needed. Assist with other work within the department as needed such as compliance, procurement contracts, sales contracts and other contracts as needed.

The candidate should have a J.D. degree and be a member of a State Bar. Should become a member of the CO Bar, if not already a member. Must have 5-7 years of experience in securities law (some large law firm experience preferred), corporate and financing transactions, including detailed technical knowledge of SEC reporting requirements. Should be able to make presentations to the board of directors. Experience working with boards of directors preferred. Knowledge of the telecommunication industry helpful. Must be flexible and willing to learn other skills such as contracting and contract negotiation due to uneven nature of the securities and corporate workload.
Legal 5 - 7 Full-time 2013-01-30

Colorado - Senior Counsel

Denver CO Senior Counsel
The candidate will be involved in the preparation of the company's SEC disclosure documents, support for various Board of Directors and governance matters, legal support for financing and other corporate transactions and equity compensation matters. Will draft and prepare non-financial portions of 1934 Act disclosure documents: 10-K, 10-Q, 8-K and proxy statement, and due diligence in connection with such filings, and any 1933 Act registration statements that the company may file. Advice on technical securities law and disclosure issues such as Regulation FD and Regulation G. Stay abreast of new legal and regulatory developments in securities law matters and advising management on the implications of the same. Advice with respect to insider trading issues and oversight of 16b reporting process. Draft and advice with respect to stock based compensation matters. Support governance matters including best practices research, proxy advisory service voting policies, responding to board questions. Support board presentations related to the foregoing matters. Support financing (bank and bond), M&A and other corporate transaction. Deal with other transactional, contract and corporate matters, as needed. Assist with other work within the department as needed such as compliance, procurement contracts, sales contracts and other contracts as needed.

The candidate should have a J.D. degree and be a member of a State Bar. Should become a member of the CO Bar, if not already a member. Must have 5-7 years of experience in securities law (some large law firm experience preferred), corporate and financing transactions, including detailed technical knowledge of SEC reporting requirements. Should be able to make presentations to the board of directors. Experience working with boards of directors preferred. Knowledge of the telecommunication industry helpful. Must be flexible and willing to learn other skills such as contracting and contract negotiation due to uneven nature of the securities and corporate workload.
Legal 5 - 7 Full-time 2013-01-30

Colorado - Senior Counsel/Broker Dealer Compliance Officer

Denver CO Senior Counsel / Broker Dealer Compliance Officer
The candidate will provide continuing legal counsel to members of executive management pertaining to broker-dealer regulations and the rules of various exchanges, with a working knowledge of the Securities Exchange Act of 1934. Will respond to state or SEC inquiries, examinations, audits or allegations of sales practice violations as required. Conduct and oversee the required registration processes and the filing of required regulatory (notice) filings. Legal review of brochures and marketing materials for broker dealer operation. Day-to-day compliance and operational issues arising under the securities laws in general and the '40 Investment Advisers Act in particular. Risk-management audits and assessment of compliance, risk and related operational matters. Collaborate and partner with other in-house attorneys within the company to successfully complete tasks within the Company's core business areas. Design and implementation for broker dealer operation of asset management / investment advisory compliance manuals, policies and procedures. Prepare consent letters to clients and third-party service providers. Participate in the development of corporate policies, procedures and programs as it pertains to broker regualti0n and various exchanges, as well as the Securities Exchange Act of 1934. Assume responsibility for ensuring that the Company conducts its business in compliance with applicable laws and regulations. Participate in selecting, managing, and evaluating outside counsel. Coordinate information and communication between executive staff counsel. Develop contracts and other documents for the benefit of the company, Drafting of investment advisory/management agreements and contracts. Review contracts for accuracy and legal compliance. Provide feedback to the executive team regarding content and applicability of contracts.
The candidate should have a Bachelor's degree, J.D. degree and admission to the Colorado Bar (or admission to the Bar of another jurisdiction and the ability to obtain admission to the Colorado Bar within 6 months, and/or ability to obtain single client licensure). Must have 6+ years of experience in the practice of law, preferably both with law firms as well as in-house, with a concentration of experience in the financial services sector, although preference will be given to attorneys with more substantial experience. Knowledge of and/or exposure to the mortgage industry is preferred. Familiarity with broker-dealer regulations and the rules of various exchanges, as well as an understanding of the Securities Exchange Act of 1934, is required.
Legal 6 - 8 Full-time 2012-07-16
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Corporate Counsel
In-House,EverCommerce
Location : Denver, CO, United States

Corporate Counsel Responsibilities: Drafting, reviewing and negotiating a wide variety of commercial agreements with customers, vendors, partners and other third parties, including technology and software licensing, reseller, master services agreeme... + read more

sep 27, 2020


Senior Corporate Counsel
In-House,Moss Adams LLP.
Location : Denver, CO, United States

Senior Corporate Counsel Duties: Negotiate, draft and review firm contracts including: engagement letters and professional services agreements, master services agreements and statements of work, government contracts, request for proposals, data p... + read more

sep 20, 2020


1
 
Corporate Counsel
Refer job# NQRO154518
 
Corporate Counsel The candidate will Manage and execute equity and debt financing transactions, including drafting and negotiating agreements. Manage and execute M&A and strategic corporate partnerships, including managing due diligence, drafting and negotiating agreements. Support advisor and Board governance matters, including taking the lead on recordkeeping, resolutions, consents, minutes, and other materials. Serve as lead counsel for corporate structuring, including formation and maintenance of domestic and international subsidiaries and restructuring of corporate entities. Collaborate with our equity team on equity matters, including equity plans, our capitalization table, and compensation issues. Participate in the design and development of corporate programs, policies, training, and audits required for private and public company compliance.

The candidate preferably must JD and membership in at least one state bar. 5 years of combined corporate, securities, and M&A experience, with at least three years of law firm experience. Representation of private or public companies on governance issues and Board support. Member of California or New York bar. Thorough understanding of Delaware corporate practice. Experience with secondary transactions, IPOs, and international acquisitions a plus. Proven track record of working fluidly across a diverse and geographically distributed team. Excellent independent judgement and execution. Ability to assess both legal risks and business impact of decisions. Impeccable written and verbal communication skills. In house experience at a growth-stage technology company
 
EMAIL TO COLLEAGUE  PERMALINK
 
Corporate Counsel Wireless Real Estate
Refer job# XGWM154493
 
Corporate Counsel - Wireless Real Estate The candidate will be assisting more senior attorneys in drafting and negotiating a wide variety of complex cell site lease agreements (tower, rooftop, small cell, pole attachment, DAS, etc.), construction and deployment agreements, zoning and permitting issues, and services agreements. Will be counseling the Firm's wireless group on various legal issues. Working closely with the Firm's business team to accomplish the Firm's goals and strategic objectives. Assisting with other responsibilities as needed.

The candidate should have Bachelor's degree from a four-year college or university. Must be Admitted to practice law in at least one state. Must have J.D. from an ABA-accredited law school with a law school class rank in the top 25%. Must have 3-5 years of experience drafting and negotiating a wide variety of complex commercial agreements with a large national or regional law firm or leading corporation. Should have excellent communication, project management, organization, and multi-tasking skills.
 
EMAIL TO COLLEAGUE  PERMALINK
 
Corporate Counsel, Regulatory Compliance
Refer job# EGNL154489
 
Corporate Counsel, Regulatory Compliance Candidate will have experience in regulatory and compliance fields. Provide advice on legal, regulatory and compliance matters to leaders in operations, human capital, and finance organizations. Advise the business and support compliance initiatives in healthcare, telemarketing, do not call, collections, and other consumer protection legislation arenas, domestically and outside of the United States. Support the business in established and emerging healthcare lines of business, including payor and provider, managed care, insurance producer, Pharmacy Benefits Manager, and medical device. Assist contract attorneys and solution professionals with review and negotiation of regulatory and compliance terms in client contracts, business associate agreements and data protection agreements. Assist in investigations of potential privacy, security and information security incidents and advise business on risk mitigation, contractual obligations, and data breach reporting obligations. Assist with the development and implementation of other compliance initiatives, policies and procedures relevant to business.

Candidate should have a JD from an accredited law school, graduating in the top half of the class. Must be a licensed attorney in at least one jurisdiction where company does business in the United States. Should have 5+ years of legal experience in regulatory law with a focus on healthcare and privacy. Must have working knowledge of U.S. federal and state healthcare law; including practical and recent experience in healthcare licensing, insurance producer regulations, the Medicare Marketing Rule and Medicare Fraud, Waste and Abuse. Working knowledge of U.S. privacy laws and experience, or ability to learn various international privacy regimes. Experience with HIPAA, CCPA and other state privacy mandates; and with GDPR and similar international frameworks. Exposure to at least one regulatory framework beyond healthcare, such as financial services, direct marketing (e.g., TCPA), FDCPA and similar state level initiatives or gaming is preferred. Strong drafting skills focused on a balanced risk approach aimed at getting right deals done on right terms.
 
EMAIL TO COLLEAGUE  PERMALINK
 
 
Associate Corporate Counsel - Wireless Transactional
Refer job# BEKP154296
 
Associate Corporate Counsel - Wireless Transactional The candidate will be assisting more senior attorneys in drafting and negotiating a wide variety of complex wireless infrastructure and technology licensing contracts including telecommunications agreements, master services agreements, data center, and collocation agreements. Will be counseling firm's wireless group on various legal issues. Working closely with the firm's business team to accomplish the firm's goals and strategic objectives, and assisting with other responsibilities as needed.

The candidate should have a Bachelor's degree from a four-year college or university. Must be admitted to practice law in at least one state. Should have a JD degree from an ABA-accredited law school with a law school class rank in the top 25%. Must have 3-5 years of experience drafting and negotiating a wide variety of complex agreements with a large national or regional law firm or leading corporation. Excellent communication, project management, organization, and multi-tasking skills essential.
 
EMAIL TO COLLEAGUE  PERMALINK
 
Corporate Counsel
Refer job# VEFK153970
 
Corporate Counsel The candidate will be working with business stakeholders to ensure company's products and services are compliant with existing and emerging laws. Negotiating technology and other related contracts on behalf of the company. Researching and anticipating unique legal issues. Developing policies and procedures for the legal and compliance department. Preparing and providing company training on legal topics. Proactively partnering with the business to provide legal advice and counsel to all functions and departments, as needed. Should have 2-5 years of experience gained in large law firm and/or in-house. Must have a law degree and be admitted to at least one state bar. Experience or interest in regulatory environment or fintech preferred.
 
EMAIL TO COLLEAGUE  PERMALINK
 
Colorado - Attorney - Mutual Fund MarketPlace (Legal Counsel Director)
Refer job# QVYR25633
 
Attorney - Mutual Fund MarketPlace (Legal Counsel Director)
The candidate will work as a member of a team providing legal and regulatory support for the distribution of company's affiliated funds on third-party intermediary platforms. Will review RFPs and negotiate selling agreements with third-party intermediary firms. Offer guidance and counsel on initiatives related to company's Mutual Fund MarketPlace, such as support of company's mutual fund clearing platform, which will include activities such as negotiation of clearing agreements, advising on and negotiating Mutual Fund MarketPlace agreements and supporting mutual fund platform and marketing. Will be expected to be a key member of the ongoing development and growth of company's ETF platform initiatives, such as support of the ETF Education Exchange. General responsibilities will also include advising on strategic project and product development initiatives; review and approval of fund marketing materials and sales activities; and performance of legal research and analysis.

The candidate should have a J.D. degree. Admission to a State Bar is strongly preferred. Must have 2+ years of legal experience (preferably at a law firm or investment advisory firm) in the securities industry concentrating in mutual fund and/or broker-dealer regulation. Should have working knowledge of the Investment Company Act of 1940 and the Securities Exchange Act of 1934.
 
EMAIL TO COLLEAGUE  PERMALINK
 
 
Colorado - Senior Counsel
Refer job# K7PH25406
 
Senior Counsel
The candidate will be involved in the preparation of the company's SEC disclosure documents, support for various Board of Directors and governance matters, legal support for financing and other corporate transactions and equity compensation matters. Will draft and prepare non-financial portions of 1934 Act disclosure documents: 10-K, 10-Q, 8-K and proxy statement, and due diligence in connection with such filings, and any 1933 Act registration statements that the company may file. Advice on technical securities law and disclosure issues such as Regulation FD and Regulation G. Stay abreast of new legal and regulatory developments in securities law matters and advising management on the implications of the same. Advice with respect to insider trading issues and oversight of 16b reporting process. Draft and advice with respect to stock based compensation matters. Support governance matters including best practices research, proxy advisory service voting policies, responding to board questions. Support board presentations related to the foregoing matters. Support financing (bank and bond), M&A and other corporate transaction. Deal with other transactional, contract and corporate matters, as needed. Assist with other work within the department as needed such as compliance, procurement contracts, sales contracts and other contracts as needed.

The candidate should have a J.D. degree and be a member of a State Bar. Should become a member of the CO Bar, if not already a member. Must have 5-7 years of experience in securities law (some large law firm experience preferred), corporate and financing transactions, including detailed technical knowledge of SEC reporting requirements. Should be able to make presentations to the board of directors. Experience working with boards of directors preferred. Knowledge of the telecommunication industry helpful. Must be flexible and willing to learn other skills such as contracting and contract negotiation due to uneven nature of the securities and corporate workload.
 
EMAIL TO COLLEAGUE  PERMALINK
 
Colorado - Senior Counsel
Refer job# H1BH25407
 
Senior Counsel
The candidate will be involved in the preparation of the company's SEC disclosure documents, support for various Board of Directors and governance matters, legal support for financing and other corporate transactions and equity compensation matters. Will draft and prepare non-financial portions of 1934 Act disclosure documents: 10-K, 10-Q, 8-K and proxy statement, and due diligence in connection with such filings, and any 1933 Act registration statements that the company may file. Advice on technical securities law and disclosure issues such as Regulation FD and Regulation G. Stay abreast of new legal and regulatory developments in securities law matters and advising management on the implications of the same. Advice with respect to insider trading issues and oversight of 16b reporting process. Draft and advice with respect to stock based compensation matters. Support governance matters including best practices research, proxy advisory service voting policies, responding to board questions. Support board presentations related to the foregoing matters. Support financing (bank and bond), M&A and other corporate transaction. Deal with other transactional, contract and corporate matters, as needed. Assist with other work within the department as needed such as compliance, procurement contracts, sales contracts and other contracts as needed.

The candidate should have a J.D. degree and be a member of a State Bar. Should become a member of the CO Bar, if not already a member. Must have 5-7 years of experience in securities law (some large law firm experience preferred), corporate and financing transactions, including detailed technical knowledge of SEC reporting requirements. Should be able to make presentations to the board of directors. Experience working with boards of directors preferred. Knowledge of the telecommunication industry helpful. Must be flexible and willing to learn other skills such as contracting and contract negotiation due to uneven nature of the securities and corporate workload.
 
EMAIL TO COLLEAGUE  PERMALINK
 
Colorado - Senior Counsel/Broker Dealer Compliance Officer
Refer job# G9NK22303
 
Senior Counsel / Broker Dealer Compliance Officer
The candidate will provide continuing legal counsel to members of executive management pertaining to broker-dealer regulations and the rules of various exchanges, with a working knowledge of the Securities Exchange Act of 1934. Will respond to state or SEC inquiries, examinations, audits or allegations of sales practice violations as required. Conduct and oversee the required registration processes and the filing of required regulatory (notice) filings. Legal review of brochures and marketing materials for broker dealer operation. Day-to-day compliance and operational issues arising under the securities laws in general and the '40 Investment Advisers Act in particular. Risk-management audits and assessment of compliance, risk and related operational matters. Collaborate and partner with other in-house attorneys within the company to successfully complete tasks within the Company's core business areas. Design and implementation for broker dealer operation of asset management / investment advisory compliance manuals, policies and procedures. Prepare consent letters to clients and third-party service providers. Participate in the development of corporate policies, procedures and programs as it pertains to broker regualti0n and various exchanges, as well as the Securities Exchange Act of 1934. Assume responsibility for ensuring that the Company conducts its business in compliance with applicable laws and regulations. Participate in selecting, managing, and evaluating outside counsel. Coordinate information and communication between executive staff counsel. Develop contracts and other documents for the benefit of the company, Drafting of investment advisory/management agreements and contracts. Review contracts for accuracy and legal compliance. Provide feedback to the executive team regarding content and applicability of contracts.
The candidate should have a Bachelor's degree, J.D. degree and admission to the Colorado Bar (or admission to the Bar of another jurisdiction and the ability to obtain admission to the Colorado Bar within 6 months, and/or ability to obtain single client licensure). Must have 6+ years of experience in the practice of law, preferably both with law firms as well as in-house, with a concentration of experience in the financial services sector, although preference will be given to attorneys with more substantial experience. Knowledge of and/or exposure to the mortgage industry is preferred. Familiarity with broker-dealer regulations and the rules of various exchanges, as well as an understanding of the Securities Exchange Act of 1934, is required.
 
EMAIL TO COLLEAGUE  PERMALINK
 
 

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