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In House Legal Job Listings
YOUR WINDOW TO A WORLD OF OPPORTUNITIES
 
Welcome to the job listings section of General Counsel Consulting. We are constantly updating our jobs seven days a week. As a firm dedicated to in-house search and placement, our ability to forge strong relationships with top-rated companies around the world allows us to offer our candidates a breadth of opportunities we believe is unrivaled.
 
We are pleased that your assessment of options has led you to General Counsel Consulting, and we invite you to browse our website to learn more about our firm and the career opportunities we offer. If you would like to be considered for an in-house attorney position, feel free to submit your resume.
 
If you are an employer looking to hire an in-house counsel, please click here to contact us and submit your opening.
 
 

New Jersey - AIS Regulatory Control Specialist III

Somerset NJ AIS Regulatory Control Specialist III
The candidate will support management in the day-to-day control efforts related to regulatory, legal policies, procedures and practices. Will perform all assigned tasks specific to assigned product and region, including, initial reviews and analyzation of the most complex documents (TA and Fund of Funds), suspicious transaction monitoring (e.g., third party transaction wires, early redemptions, etc.), regulatory filings, etc. May also perform secondary review of work done by other regulatory control staff to ensure regulatory compliance with applicable laws and regulations related to the assigned products and assigned region. Provide oversight of day to day work activities of more junior staff. In connection with same, liaise with clients and/or internal staff regarding any of the assigned Regulatory Control tasks. Maintain a mastery knowledge level of regulatory matters specific to their product and region in order to assist AIS Regulatory Control staff in their review and analyzation of subscription documents, especially the most complex documents. Liaise with AIS clients regarding regulatory filings (specific to product and region). Will also be integrally involved in the audit and Compliance monitoring process, assisting more senior regulatory control staff with same.

The candidate should have a college degree. A J.D. degree is preferred. Must have 5+ years of relevant work experience with 2+ years in finance (including GAAP accounting and financial reporting experience) and/or compliance or a Law degree and 3 years of relevant work experience. Should also have 7+ years of experience in the securities servicing industry preferably including 3-5 years in finance, legal and/or compliance with hedge fund experience. Legal 7 - 9 Full-time 2013-02-28

New Jersey - Senior Compliance Associate

Morristown NJ Senior Compliance Associate
The candidate will be part of a team responsible for maintaining compliance oversight programs for company's proprietary mutual funds and their investment adviser and third-party money managers who manage assets on behalf of company's corporate benefit funding and investments' departments. Will assist with the monitoring and testing of the compliance policies and procedures of the compliance programs for company's proprietary mutual funds and their investment adviser. Essential duties include: taking a primary role for among other things, overseeing the compliance programs of the assigned outside money managers, conducting ongoing due diligence and monitoring and testing, as described above, documenting control assessments based upon due diligence findings, and drafting reports to be delivered to company's Outside Investment Manager Review Board. Take on a lead role in working with compliance, legal and trading personnel at the outside money managers related to a full panoply of compliance and regulatory issues and will need to have excellent communication skills. Report to the Director, Compliance. Oversee the compliance programs of the Subadvisers to company's proprietary mutual funds (20-30 Subadvisers), the funds' service providers, and the third-party money managers hired by company's corporate benefit funding and investments departments. Review and update compliance policies and procedures. Prepare reports detailing findings and make assessments of due diligence efforts and ensure that changes that need to addressed from findings have been implemented.

The candidate should preferably have J.D. degree or MBA. Must have 5+ years of mutual fund and investment adviser regulatory compliance experience with an asset management firm OR experience as an SEC examiner with investment adviser or investment company exam experience. Must have substantive knowledge about the regulatory requirements of the asset management industry and relationship management skills to work with internal business partners (Fund Administration, Investment Analysis, and Legal) and the outside organizations. Should have regulatory experience with the Investment Company Act of 1940 and Investment Adviser Act of 1940. Must have demonstrated ability to read/interpret complex subjects including applicable regulations under the Investment Company Act of 1940 and Investment Advisers Act of 1940. Should have experience with implementing SEC Rules 38a-1 and 206(4)-7. Must have knowledge of mutual fund investment strategies and mutual fund and investment adviser operations. Legal 5 - 7 Full-time 2013-01-28

New Jersey - SVP and Senior Counsel, Loan Servicing

Jersey City NJ SVP and Senior Counsel, Loan Servicing
The candidate will lead consumer loan servicing legal team and support general legal matters in the Consumer Banking Legal Department. Will manage consumer loan servicing and operations legal issues. Advise executive management and ensure compliance with all applicable consumer protection laws, rules and regulations relevant to full service national financial institution, with emphasis on servicing of consumer loans. Assist in connection with submission of regulatory filings and prudential examinations. Act as a liaison with outside law firms engaged to represent the company. Provide advice concerning business transactions, claim liability, advisability of prosecuting or defending lawsuits, or legal rights and obligations. Develop legal assessments, interpretations, recommendations, and opinions on laws, policies and regulatory issues. Work to resolve loan servicing issues raised by customers, agencies and regulators. Monitor regulatory communications and significant legislation that may affect business lines within responsibility. As needed, assist in the negotiation and closing of acquisition and disposition transactions. Review and draft internal policies and procedures. Review and draft consumer contracts and agreements. Participate in due diligence for mergers and acquisitions as needed. Standard document review which includes both customer-facing and corporate documents. Respond to issues from Executive Management. Assist in drafting, updating and ensuring compliance with regional standards and policies relating to the Group Policy Framework. Assist in resolution of customer complaints. Lead or participate in other legal projects and matters as assigned.

The candidate should have a J.D. degree from an accredited high caliber law school. Must have 15+ years of financial/banking and loan servicing regulatory experience. Should have admission or eligibility for admission to the Bar in one or more states in which Group conducts business.
Additional Information: Job ID: 391087 Legal 15 - 20 Full-time 2012-10-29

New Jersey - VP and Counsel, Retail Banking

Jersey City NJ VP and Counsel, Retail Banking
The candidate will lead consumer retail banking legal team and support general legal matters in the Consumer Banking Legal Department. Will manage retail banking legal issues. Advise executive management and ensure compliance with all applicable consumer protection laws, rules and regulations relevant to full service national financial institution, with emphasis on retail banking. Assist in connection with submission of regulatory filings and prudential examinations. Act as a liaison with outside law firms engaged to represent the company. Provide advice concerning business transactions, claim liability, advisability of prosecuting or defending lawsuits, or legal rights and obligations. Develop legal assessments, interpretations, recommendations, and opinions on laws, policies and regulatory issues. Work to resolve retail banking issues raised by customers, agencies and regulators. Monitor regulatory communications and significant legislation that may affect business lines within responsibility. As needed, assist in the negotiation and closing of acquisition and disposition transactions. Review and draft internal policies and procedures. Review and draft consumer contracts and agreements. Participate in due diligence for mergers and acquisitions as needed. Standard document review which includes both customer-facing and corporate documents. Respond to issues from Executive Management. Assist in drafting, updating and ensuring compliance with regional standards and policies relating to the Group Policy Framework. Assist in resolution of customer complaints. Lead or participate in other legal projects and matters as assigned.

The candidate should have J.D. degree from an accredited high caliber law school. Must have 15+ years of financial/banking industry and retail banking legal experience. Should have admission or eligibility for admission to the Bar in one or more states in which Group conducts business. Legal 15 - 20 Full-time 2012-10-29
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New Jersey - AIS Regulatory Control Specialist III
Refer job# 7GAR25736
 
AIS Regulatory Control Specialist III
The candidate will support management in the day-to-day control efforts related to regulatory, legal policies, procedures and practices. Will perform all assigned tasks specific to assigned product and region, including, initial reviews and analyzation of the most complex documents (TA and Fund of Funds), suspicious transaction monitoring (e.g., third party transaction wires, early redemptions, etc.), regulatory filings, etc. May also perform secondary review of work done by other regulatory control staff to ensure regulatory compliance with applicable laws and regulations related to the assigned products and assigned region. Provide oversight of day to day work activities of more junior staff. In connection with same, liaise with clients and/or internal staff regarding any of the assigned Regulatory Control tasks. Maintain a mastery knowledge level of regulatory matters specific to their product and region in order to assist AIS Regulatory Control staff in their review and analyzation of subscription documents, especially the most complex documents. Liaise with AIS clients regarding regulatory filings (specific to product and region). Will also be integrally involved in the audit and Compliance monitoring process, assisting more senior regulatory control staff with same.

The candidate should have a college degree. A J.D. degree is preferred. Must have 5+ years of relevant work experience with 2+ years in finance (including GAAP accounting and financial reporting experience) and/or compliance or a Law degree and 3 years of relevant work experience. Should also have 7+ years of experience in the securities servicing industry preferably including 3-5 years in finance, legal and/or compliance with hedge fund experience.
 
EMAIL TO COLLEAGUE  PERMALINK
 
New Jersey - Senior Compliance Associate
Refer job# 4XNC25385
 
Senior Compliance Associate
The candidate will be part of a team responsible for maintaining compliance oversight programs for company's proprietary mutual funds and their investment adviser and third-party money managers who manage assets on behalf of company's corporate benefit funding and investments' departments. Will assist with the monitoring and testing of the compliance policies and procedures of the compliance programs for company's proprietary mutual funds and their investment adviser. Essential duties include: taking a primary role for among other things, overseeing the compliance programs of the assigned outside money managers, conducting ongoing due diligence and monitoring and testing, as described above, documenting control assessments based upon due diligence findings, and drafting reports to be delivered to company's Outside Investment Manager Review Board. Take on a lead role in working with compliance, legal and trading personnel at the outside money managers related to a full panoply of compliance and regulatory issues and will need to have excellent communication skills. Report to the Director, Compliance. Oversee the compliance programs of the Subadvisers to company's proprietary mutual funds (20-30 Subadvisers), the funds' service providers, and the third-party money managers hired by company's corporate benefit funding and investments departments. Review and update compliance policies and procedures. Prepare reports detailing findings and make assessments of due diligence efforts and ensure that changes that need to addressed from findings have been implemented.

The candidate should preferably have J.D. degree or MBA. Must have 5+ years of mutual fund and investment adviser regulatory compliance experience with an asset management firm OR experience as an SEC examiner with investment adviser or investment company exam experience. Must have substantive knowledge about the regulatory requirements of the asset management industry and relationship management skills to work with internal business partners (Fund Administration, Investment Analysis, and Legal) and the outside organizations. Should have regulatory experience with the Investment Company Act of 1940 and Investment Adviser Act of 1940. Must have demonstrated ability to read/interpret complex subjects including applicable regulations under the Investment Company Act of 1940 and Investment Advisers Act of 1940. Should have experience with implementing SEC Rules 38a-1 and 206(4)-7. Must have knowledge of mutual fund investment strategies and mutual fund and investment adviser operations.
 
EMAIL TO COLLEAGUE  PERMALINK
 
New Jersey - SVP and Senior Counsel, Loan Servicing
Refer job# X20924484
 
SVP and Senior Counsel, Loan Servicing
The candidate will lead consumer loan servicing legal team and support general legal matters in the Consumer Banking Legal Department. Will manage consumer loan servicing and operations legal issues. Advise executive management and ensure compliance with all applicable consumer protection laws, rules and regulations relevant to full service national financial institution, with emphasis on servicing of consumer loans. Assist in connection with submission of regulatory filings and prudential examinations. Act as a liaison with outside law firms engaged to represent the company. Provide advice concerning business transactions, claim liability, advisability of prosecuting or defending lawsuits, or legal rights and obligations. Develop legal assessments, interpretations, recommendations, and opinions on laws, policies and regulatory issues. Work to resolve loan servicing issues raised by customers, agencies and regulators. Monitor regulatory communications and significant legislation that may affect business lines within responsibility. As needed, assist in the negotiation and closing of acquisition and disposition transactions. Review and draft internal policies and procedures. Review and draft consumer contracts and agreements. Participate in due diligence for mergers and acquisitions as needed. Standard document review which includes both customer-facing and corporate documents. Respond to issues from Executive Management. Assist in drafting, updating and ensuring compliance with regional standards and policies relating to the Group Policy Framework. Assist in resolution of customer complaints. Lead or participate in other legal projects and matters as assigned.

The candidate should have a J.D. degree from an accredited high caliber law school. Must have 15+ years of financial/banking and loan servicing regulatory experience. Should have admission or eligibility for admission to the Bar in one or more states in which Group conducts business.
Additional Information: Job ID: 391087
 
EMAIL TO COLLEAGUE  PERMALINK
 
 
New Jersey - VP and Counsel, Retail Banking
Refer job# VPX624485
 
VP and Counsel, Retail Banking
The candidate will lead consumer retail banking legal team and support general legal matters in the Consumer Banking Legal Department. Will manage retail banking legal issues. Advise executive management and ensure compliance with all applicable consumer protection laws, rules and regulations relevant to full service national financial institution, with emphasis on retail banking. Assist in connection with submission of regulatory filings and prudential examinations. Act as a liaison with outside law firms engaged to represent the company. Provide advice concerning business transactions, claim liability, advisability of prosecuting or defending lawsuits, or legal rights and obligations. Develop legal assessments, interpretations, recommendations, and opinions on laws, policies and regulatory issues. Work to resolve retail banking issues raised by customers, agencies and regulators. Monitor regulatory communications and significant legislation that may affect business lines within responsibility. As needed, assist in the negotiation and closing of acquisition and disposition transactions. Review and draft internal policies and procedures. Review and draft consumer contracts and agreements. Participate in due diligence for mergers and acquisitions as needed. Standard document review which includes both customer-facing and corporate documents. Respond to issues from Executive Management. Assist in drafting, updating and ensuring compliance with regional standards and policies relating to the Group Policy Framework. Assist in resolution of customer complaints. Lead or participate in other legal projects and matters as assigned.

The candidate should have J.D. degree from an accredited high caliber law school. Must have 15+ years of financial/banking industry and retail banking legal experience. Should have admission or eligibility for admission to the Bar in one or more states in which Group conducts business.
 
EMAIL TO COLLEAGUE  PERMALINK
 
 

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