Compliance Counsel Jobs Pennsylvania | General Counsel Jobs | GCConsulting.com
General Counsel Consulting
About us Attorney resources Employer resources Job listings Submit resume Contact Us
General Counsel Consulting
Sign In
Email:
Password:
Forgot your password?
New User?
Signup
GCC
General Counsel
Consulting
provided
exceptional
service in helping
my organization
recruit for a hard
to fill position.
They did extensive
work on the front
end to understand
our needs and
our culture and
began referring
highly qualified
candidates almost
immediately.
 
Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC
 

Jobs for Law Students
Law Student - Law Firm in San Jose, CA
USA-CA-San Jose
File Clerk The candidate will be organizing and filing documents for client files. Creating compute.... [more]


Law Student - In-House in San Mateo, CA
USA-CA-San Mateo
Winter Intern ? Tax Services The candidate will serve as members of client service teams. Interns a.... [more]


Law Student - In-House in Chicago, IL
USA-IL-Chicago
Intern - Tax Services The intern will be exposed to a wide variety of projects and industries. Will.... [more]


Articles By
Harrison Barnes From
BCG Attorney Search

 

 
Click here
 

Job of the Day
Principal Counsel, Ethics
Washington District of Columbia United States

The Ethics / Code of Conduct Office (the Ethics Office) is responsible for ensuring that FINRA executes its regulatory responsibilities in an ethical manner promoting confidence in FINRA?s independence. This attorney position is responsible for creat...


In House Legal Job Listings

YOUR WINDOW TO A WORLD OF OPPORTUNITIES
 
Welcome to the job listings section of General Counsel Consulting. We are constantly updating our jobs seven days a week. As a firm dedicated to in-house search and placement, our ability to forge strong relationships with top-rated companies around the world allows us to offer our candidates a breadth of opportunities we believe is unrivaled.
 
We are pleased that your assessment of options has led you to General Counsel Consulting, and we invite you to browse our website to learn more about our firm and the career opportunities we offer. If you would like to be considered for an in-house attorney position, feel free to submit your resume.
 
If you are an employer looking to hire an in-house counsel, please click here to contact us and submit your opening.
 
 

Compliance Attorney

Fort Washington PA Compliance Attorney Duties: Develops, initiates, maintains, and revises policies and procedures for the general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct. Develops and periodically reviews and updates Standards of Conduct to ensure continuing currency and relevance in providing guidance to management and employees. Collaborates with other departments (e.g., Title, Closing, Post-Closing, Sales, etc.) to direct compliance issues to appropriate existing channels for investigation and resolution. Responds to alleged violations of rules, regulations, policies, procedures, and Standards of Conduct by evaluating or recommending the initiation of investigative procedures. Develops and oversees a system for uniform handling of such violations. Acts as an independent review and evaluation body to ensure that compliance Issues/concerns within the organization are being appropriately evaluated, investigated and resolved. Directs efforts to respond to audit requests at the Federal, State, and underwriter level, managing relationships with external auditors for provision of required materials, reports, and data calls. Monitors, and as necessary, coordinates compliance activities of other departments to remain abreast of the status of all compliance activities and to identify trends. Identifies potential areas of compliance vulnerability and risk; develops/implements corrective action plans for resolution of problematic issues, and provides general guidance on how to avoid or deal with similar situations in the future. Provides reports on a regular basis, and as directed or requested, to keep the President, senior management, and outside investors informed of the operation and progress of compliance efforts. Ensures proper reporting of complaints, complaint resolution, violations or potential violations to duly authorized enforcement agencies as appropriate and/or required. Institutes and maintains an effective compliance communication program for the organization, including communication/training/education to aid in understanding of new and existing compliance issues and related policies and procedures. Responsible for ongoing licensure of the organization as a title insurance agency in various states as well as key management personnel who are licensed as title insurance agents in various states. Collecting information and evidence for decision making of management and researches complex title issues or industry changes. Assist operations with demand letters for shortages and party engagement for corrections. Oversight on delayed recordings, file balance, stale checks, remittance, policy inventory, reconciliations, audit findings. Provides the organization with effective legal services, advice, and representation for legal issues and questions of appropriate practice and procedure in every state where the organization is licensed or practicing business. Furnishing legal counsel and advice. Giving advice regarding the law. Drafting and reviewing general legal documents for use on the corporate level for general business matters. Drafting, reviewing, and approving legal documents for use on a transactional level including deeds, deed certifications, affidavits, etc. Applying for registration or copyrights of the trademarks of the organization. Collecting information and evidence for decision making of management. Examining material, such as publications, advertisements etc., for legal implications. Representing the organization before title insurance underwriters and/or government agencies.

Requirements: Licensed Attorney. 5+ years of Title/real Estate Experience. Knowledge of Resware is preferred. Excellent oral communication skills, including ability to effectively communicate with internal/external customers. Detail oriented. Must be able to work under pressure and meet deadlines, while maintaining a positive attitude and providing exemplary internal and external customer service. Ability to work independently and to carry out assignments to completion within parameters of instructions given, prescribed routines, and standard accepted practices. Knowledge of basic computer programs to include Windows, Microsoft Word and Excel, Internet and Microsoft Outlook. Must possess the ability to work efficiently, accurately, and independently. Proven success in a fast-paced environment. Must be detail-oriented and demonstrate.
Legal 5 - 0 Full-time 2020-09-19

Regulatory Compliance - ERISA Attorney

Philadelphia PA Regulatory Compliance - ERISA Attorney Duties: Reports to the Chief Risk Officer and partners with Risk, Compliance and Business functions. Serve as a legal expert on all regulatory changes impacting Defined Contribution Record Keeping business including regulations under ERISA, the Internal Revenue Code, Securities and Exchange Commission, and state wise Banking Code for trust companies. Provide guidance, consulting, oversight and monitoring to ensure compliance. Responsible for reviewing, tracking and interpreting Applicable Compliance Requirements. Provide support for Contracting functions with company clients and vendors. Participate in industry seminars and meetings and regulatory deliberations at various industry and government bodies. Coordinate, oversee and manage the resolution of compliance and regulatory incidents, including providing escalation and resolutions support and services, relating to the services and the Systems. Oversee, advise and ensure compliance whenever there is change to processes and technology, to ensure they are legally compliant. Support and assist Company in fulfilling all litigation, subpoena and similar requests as requested by Company, to the extent relating to the Services, the Systems or other obligations. Participate in business unit-aligned working group meetings with government relations and other compliance functions to discuss legislative and regulatory activities and developments.

Qualifications: Bachelor's Degree in any career stream. 13+ years of professional experience related to the job description. JD Degree preferred. Certified as a ERISA Attorney. Expertise shall include retirement plan requirements of ERISA and the Internal Revenue Code and trust Law, with a specific focus on regulatory compliance related to recordkeeping services in the financial services industry. Leadership skills, collaborative, results oriented, good communication skills, flexibility, learnability, conceptual thinking, provide direction in ambiguous situations, client focus and high level of integrity.
Legal 13 - 0 Full-time 2020-09-05
Locations (hold down ctrl to chose multiple): Primary Area of Practice:
All USA Locations
All Practice Areas
   
Minimum Years of Experience:  
 
 
Keyword:
 
Submit    Submit
 
 
 
1
 
Compliance Attorney
Refer job# FEFP151825
 
Compliance Attorney Duties: Develops, initiates, maintains, and revises policies and procedures for the general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct. Develops and periodically reviews and updates Standards of Conduct to ensure continuing currency and relevance in providing guidance to management and employees. Collaborates with other departments (e.g., Title, Closing, Post-Closing, Sales, etc.) to direct compliance issues to appropriate existing channels for investigation and resolution. Responds to alleged violations of rules, regulations, policies, procedures, and Standards of Conduct by evaluating or recommending the initiation of investigative procedures. Develops and oversees a system for uniform handling of such violations. Acts as an independent review and evaluation body to ensure that compliance Issues/concerns within the organization are being appropriately evaluated, investigated and resolved. Directs efforts to respond to audit requests at the Federal, State, and underwriter level, managing relationships with external auditors for provision of required materials, reports, and data calls. Monitors, and as necessary, coordinates compliance activities of other departments to remain abreast of the status of all compliance activities and to identify trends. Identifies potential areas of compliance vulnerability and risk; develops/implements corrective action plans for resolution of problematic issues, and provides general guidance on how to avoid or deal with similar situations in the future. Provides reports on a regular basis, and as directed or requested, to keep the President, senior management, and outside investors informed of the operation and progress of compliance efforts. Ensures proper reporting of complaints, complaint resolution, violations or potential violations to duly authorized enforcement agencies as appropriate and/or required. Institutes and maintains an effective compliance communication program for the organization, including communication/training/education to aid in understanding of new and existing compliance issues and related policies and procedures. Responsible for ongoing licensure of the organization as a title insurance agency in various states as well as key management personnel who are licensed as title insurance agents in various states. Collecting information and evidence for decision making of management and researches complex title issues or industry changes. Assist operations with demand letters for shortages and party engagement for corrections. Oversight on delayed recordings, file balance, stale checks, remittance, policy inventory, reconciliations, audit findings. Provides the organization with effective legal services, advice, and representation for legal issues and questions of appropriate practice and procedure in every state where the organization is licensed or practicing business. Furnishing legal counsel and advice. Giving advice regarding the law. Drafting and reviewing general legal documents for use on the corporate level for general business matters. Drafting, reviewing, and approving legal documents for use on a transactional level including deeds, deed certifications, affidavits, etc. Applying for registration or copyrights of the trademarks of the organization. Collecting information and evidence for decision making of management. Examining material, such as publications, advertisements etc., for legal implications. Representing the organization before title insurance underwriters and/or government agencies.

Requirements: Licensed Attorney. 5+ years of Title/real Estate Experience. Knowledge of Resware is preferred. Excellent oral communication skills, including ability to effectively communicate with internal/external customers. Detail oriented. Must be able to work under pressure and meet deadlines, while maintaining a positive attitude and providing exemplary internal and external customer service. Ability to work independently and to carry out assignments to completion within parameters of instructions given, prescribed routines, and standard accepted practices. Knowledge of basic computer programs to include Windows, Microsoft Word and Excel, Internet and Microsoft Outlook. Must possess the ability to work efficiently, accurately, and independently. Proven success in a fast-paced environment. Must be detail-oriented and demonstrate.
 
EMAIL TO COLLEAGUE  PERMALINK
 
Regulatory Compliance - ERISA Attorney
Refer job# DXEE151634
 
Regulatory Compliance - ERISA Attorney Duties: Reports to the Chief Risk Officer and partners with Risk, Compliance and Business functions. Serve as a legal expert on all regulatory changes impacting Defined Contribution Record Keeping business including regulations under ERISA, the Internal Revenue Code, Securities and Exchange Commission, and state wise Banking Code for trust companies. Provide guidance, consulting, oversight and monitoring to ensure compliance. Responsible for reviewing, tracking and interpreting Applicable Compliance Requirements. Provide support for Contracting functions with company clients and vendors. Participate in industry seminars and meetings and regulatory deliberations at various industry and government bodies. Coordinate, oversee and manage the resolution of compliance and regulatory incidents, including providing escalation and resolutions support and services, relating to the services and the Systems. Oversee, advise and ensure compliance whenever there is change to processes and technology, to ensure they are legally compliant. Support and assist Company in fulfilling all litigation, subpoena and similar requests as requested by Company, to the extent relating to the Services, the Systems or other obligations. Participate in business unit-aligned working group meetings with government relations and other compliance functions to discuss legislative and regulatory activities and developments.

Qualifications: Bachelor's Degree in any career stream. 13+ years of professional experience related to the job description. JD Degree preferred. Certified as a ERISA Attorney. Expertise shall include retirement plan requirements of ERISA and the Internal Revenue Code and trust Law, with a specific focus on regulatory compliance related to recordkeeping services in the financial services industry. Leadership skills, collaborative, results oriented, good communication skills, flexibility, learnability, conceptual thinking, provide direction in ambiguous situations, client focus and high level of integrity.
 
EMAIL TO COLLEAGUE  PERMALINK
 
 

Jobs From BCG Attorney Search

Location: USA-UT-Saint George

St. George office of our client seeks Litigation Associate Attorney with 1 year of experience. The candidate will represent clients in legal proceedings, legal research, motion practice, advising clie...


Location: USA-NY-New York City

New York City office of our client seeks Partner-level Associate Attorney with 18 years of litigation experience. The candidate will assist senior attorneys and partners with motions, discovery, depos...


Location: USA-AL-Birmingham

Birmingham office of a **MEMBERS ONLY**SIGN UP NOW***. Top Ranked Law Firm seeks associate attorney preferably with 2 years of public finance or transactional law experience. The candidate should have...


 

Shoot for the moon. Even if you miss it, you will land among the stars.