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Melinda Burrows
Deputy General Counsel
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Energy Service Company
LLC
 

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In House Legal Job Listings

YOUR WINDOW TO A WORLD OF OPPORTUNITIES
 
Welcome to the job listings section of General Counsel Consulting. We are constantly updating our jobs seven days a week. As a firm dedicated to in-house search and placement, our ability to forge strong relationships with top-rated companies around the world allows us to offer our candidates a breadth of opportunities we believe is unrivaled.
 
We are pleased that your assessment of options has led you to General Counsel Consulting, and we invite you to browse our website to learn more about our firm and the career opportunities we offer. If you would like to be considered for an in-house attorney position, feel free to submit your resume.
 
If you are an employer looking to hire an in-house counsel, please click here to contact us and submit your opening.
 
 

Chief Compliance Officer And Senior Counsel, Securities

Nashville TN Chief Compliance Officer and Senior Counsel, Securities Responsibilities: Responsible for establishing standards and implementing procedures to ensure that the compliance programs throughout the organization are effective and efficient in identifying, preventing, detecting and correcting compliance issues with applicable laws and regulations. Identifies potential areas of compliance risk and develops prioritized corrective action plans for resolution of identified issues. Developing, maintaining, and executing an annual compliance work plan, including reviews and testing. Identifies compliance audit needs and coordinates compliance audits as deemed necessary. Collaborates with other departments to direct compliance initiatives to appropriate existing channels. Consults with Legal Counsel and Board as needed. Responds to alleged violations Develops and oversees a system for uniformly handling of such violation investigations. Acts as an independent review and evaluation body to investigate and validate compliance within the enterprise. Monitors, and as necessary, coordinates compliance activities of other departments to meet compliance standards. Monitors the revision and implementation of external regulations, statutes, and standards; and facilitates implementation of requirements related to current regulations. Works with the People and Organization team, and others as appropriate, to develop an effective compliance training program, including onboarding training for new employees as well as ongoing training for existing team members. Monitors the performance of the Enterprise Compliance Program and relates activities on a continued basis, taking appropriate steps to improve its effectiveness. Ongoing employee training and new hire compliance training. Reviewing best execution. Monitoring Team Member activity and electronic correspondence.. Communicating with advisors on exceptions to defined investment guidelines.. Monitoring complaints and reporting as needed.. Maintenance and updates to the Code of Ethics, Privacy Policy, and compliance manual.. ADV Review and Updates annually or as needed. Coordinating regulatory filings.. Staying current on changes to the regulatory landscape.. Interacting with regulators on compliance issues.. Coordinating efforts related to audits, reviews, examinations and deficiencies.. Complete an annual compliance risk assessment provide senior leadership with recommendations based on the results.. Providing analysis and legal advice on a wide variety of corporate matters focused on the federal securities laws (including the Securities Act of 1933, Securities Exchange Act of 1934, and Dodd-Frank Act) and New York Stock Exchange (NYSE) listing standards. Preparation of Exchange Act reports, including 10-K, 10-Q, 8-K, and proxy statement filings (including shareholder proposals and proxy solicitations). Advising on corporate finance transactions (including public and private securities offerings) and related 1933 Act registration statements. Assisting with the preparation and drafting of agendas and materials for the Board of Directors and its committees, including resolutions and minutes. Maintaining corporate compliance with SEC, NYSE and other legal and regulatory requirements applicable to publicly traded companies, including monitoring developments to ensure continued compliance. Advising on corporate governance and executive compensation matters, and insider trading and Section 16 compliance. Providing legal advice related to investor relations issues, including review of earnings announcements, press releases, and investor communications. Partner with global cross-functional teams including Marketing, Investor Relations, Accounting, and Tax on various projects.

Qualifications: Law degree (JD Degree) from a law school accredited by the American Bar Association (ABA), and currently a member in good standing of the bar of a State, a Territory of the United States, or the District of Columbia. 10+ years relevant experience in related legal, compliance, audit and/or risk management roles. 5-7 years proven experience in a securities and compliance role for a publicly traded company. Corporate governance experience areas including corporate and securities laws, stock exchange standards, and compensation and governance practices and trends. Strong knowledge of legal requirements and procedures. Professional, collaborative attitude. Organized and detail oriented. Ability to communicate effectively with financial and legal advisors and regulators. Strong attention to detail, organization and documentation skills. Strong work ethic. Ability to counsel and work with internal clients of diverse backgrounds, disciplines, needs and level of experience with legal matters. Exceptional organizational skills with a keen attention to detail and the ability to handle multiple, high priority projects in a highly demanding environment. Superior consulting, analytical and problem-solving abilities, with demonstrated ability to successfully manage critical situations and issues. Hands-on, energetic and motivated self-starter. Excellent writing, editing, and oral advocacy skills. Excellent written and verbal communication skills. Fluent in risk management and regulatory requirements, including SOX, Healthcare and Data Privacy.
Legal 5 - 7 Full-time 2021-01-18

Associate General Counsel, Corporate And Securities

Carlsbad CA Associate General Counsel, Corporate and Securities Duties: Prepare and file select SEC documents (DEF 14-A, 8-K, Section 16). Advise on 10- K, 10- Q, Annual Report, Form SD, S- 8, and 11- K. Exercise good judgment in responding to questions on Rule 10b-5, materiality determinations and insider trading blackouts. Review press releases and other internal and external communications. Manage corporate subsidiary formation and maintenance activities to facilitate international expansion (APAC, EMEA, and the Americas), including the formation, maintenance, management of corporate actions on behalf of the subsidiaries, and dissolution of entities. Support General Counsel in required board and committee approvals, and related resolutions. Draft proxy statements and implement virtual annual meeting of stockholders due to public health concerns. Lead shareholder outreach campaign by reaching out 10+ of the largest investors to engage in one-on-one governance discussions. Advise on environmental sustainability and other ESG matters. Lead internal lawyer in capital market transactions (public equity offerings and bond offerings) and leveraged loans (revolver and term loans) to finance global expansion. Work jointly with finance team to select underwriters and pursue corporate financings that optimize capital structure based on cost of capital, market conditions, dilution and projected total leverage. Negotiate gross spread and allocation of economics among underwriters. Manage from inception to closing, working collaboratively with senior management and the finance team on the selection of targets that drive corporate strategy, assessments of standalone valuation and the realizability of anticipated synergies, and focused diligence that stress tests the investment thesis. Negotiate NDAs, term-sheets, financial advisor engagement letters, acquisition and joint venture agreements, and venture capital financing agreements.

Requirements: JD Degree is required. 5+ years of experience, 3+ of which was at a large national law firm advising public companies on securities laws. Fundamental understanding of 1933 Act, 1934 Act, DGCL, Nasdaq listing standards, and their interplay with charter docs. Ability to be understand and manage emotions in positive ways to handle interpersonal relationships judiciously, communicate optimally, empathize with others, overcome challenges and defuse conflict. Demonstrated ability to work well in a team environment, and accepting of input and direction from others. Strong analytical, problem-solving, and organization skills with great attention to detail. Have excellent written and verbal communication skills, and ability to confidently interact with executive-level stakeholders. Preferences: Proven experience with public offerings and M&A, including leading negotiations on NDAs and term-sheets for M&A, and serving as lead associate or internal lawyer for public offerings. Knowledge of ISS and Glass Lewis proxy voting policies. Experience negotiating financial advisor engagement letters, underwriting agreements and acquisition agreements. Understanding of customary valuation techniques. Experience leading a team, with proven results.
Legal 5 - 0 Full-time 2021-01-18

Associate Corporate Counsel, M&a And Corporate Securities

Englewood CO Associate Corporate Counsel, M&A and Corporate Securities Duties: Collaborating with DISH's senior management team, business development and finance functions, the Associate/Corporate Counsel position will be responsible for supporting a variety of corporate legal matters with a focus on merger and acquisition, SEC and public company projects, and general commercial matters. Draft and negotiate M&A transaction agreements and manage all legal aspects of acquisition or disposition transactions; Prepare securities filings (e.g. 10-Ks, 10-Qs, 8-Ks, Section 16 filings), proxy statements, press and earnings releases and investor relations presentations; Assist with capital markets transactions and associated legal documentation (e.g. offering documents and registration statements); Oversee securities law administration and compliance (e.g. equity incentive plan matters, securities trading policy administration, Regulation FD, transfer agent oversight and matters with respect to other securities laws and NASDAQ requirements); Develop and review corporate governance materials, including resolutions, minutes and other materials for meetings of the board and its committees; Interact with senior executive management on highly sensitive matters.

Qualifications: JD Degree from top law school with 1-3 years of working knowledge of M&A/securities derived from representing public companies; Good standing of a state Bar; Ability to read, analyze and interpret general business periodicals, professional journals, technical procedures or governmental regulations; Ability to write SEC reports, business correspondence and procedure manuals; Ability to effectively present information and respond to questions from groups of senior executives, clients, customers and the general public; High-level computer expertise, including use of database, word processing, spreadsheet and presentation applications. Should have a general working knowledge of M&A, disclosure and corporate governance issues, offerings of securities and related matters. Will demonstrate a superior academic record and a willingness to take on the challenge of complex corporate and securities transactions.
Legal 1 - 3 Full-time 2021-01-18

Securities Counsel

Atlanta GA Securities Counsel Responsibilities: Advise on compliance matters under SEC rules and regulations, NYSE listing standards, Sarbanes-Oxley requirements and other corporate governance rules and regulations. Review and/or prepare all SEC and foreign securities filings, including proxy statement, Form 10-K, Form 10-Q, Form 8-K, Section 16 and Form 11-K filings. Advise on disclosure matters, including press releases, earnings materials, investor presentations and other external communications. Assist with corporate secretarial functions, including preparation and review of Board and Committee materials. Support treasury team on financing matters (including debt offerings, share repurchases, private placements, and credit facilities) as well as risk management, hedging and investment portfolio management matters.. Assist Director of Corporate Governance with investor outreach. Advise and assist with the Company's Annual Meeting of Shareowners. Monitor insider trading policy compliance. Advise management on executive compensation issues and matters related to the Company's equity compensation plans. Assist in the maintenance of corporate books and records, including subsidiary management. Keep current on SEC and NYSE rules and regulations. Support Public Affairs, Human Resources, Investor Relations and Treasury Functions on compliance related matters. Collaborate effectively with other specialists, internal lawyers and other functions on corporate governance and compliance matters.

Qualifications: JD Degree with strong academic credentials. 5+ years relevant work experience at a major law firm or in-house legal department for a publicly-traded company. Prepare filings to comply with US securities laws and exchange regulations and related documents; provide advice and support to the business to ensure compliance with US securities laws; interpret and monitor existing and proposed US securities legislation, regulations, case law and guidance; participate in strategic decisions regarding US securities law compliance, including the drafting of internal policies and guidelines and preparation of filings and disclosures. Collaborate with internal and external resources on US securities filings, inquiries and investigations. Ensure compliance around all corporate and director matters, including writing and producing the annual proxy statement; tracking SEC developments on proxy reporting.
Legal 5 - 0 Full-time 2021-01-18

Securities & Real Estate Attorney

Los Angeles CA Securities & Real Estate Attorney Duties: Draft, review and negotiate legal agreements, offering materials, and related documentation for real estate transactions participating as either a GP or LP. QC operating agreements, private placement memorandum content for consistency and adherence to regulations and corporate standards. Write disclosures and risk factors pertinent to specific deals. Review offering and advertising material to ensure compliance with applicable securities laws and regulations. Prepare and file, initial and ongoing, federal and state securities filings. Participate in the definition and development of corporate processes, policies, and programs including innovate tech products to grow our user base and fulfill mission.

Qualifications: 6-10+ years of securities/private equity real estate experience Deep understanding of securities law including Investment Company Act and Registered Investment Advisor rules and regulations. Substantial experience negotiating joint venture equity documents. Professionally persistent and have grace and composure under pressure Excellent written and verbal communication skills Comfortable in an entrepreneurial environment where iteration and a fast pace is the norm Long term desire to be part of an innovative and growing company where you can make a difference ? and be a stockholder.
Legal 6 - 10 Full-time 2021-01-18

Senior Corporate Counsel, Securities

New York City NY Senior Corporate Counsel, Securities Duties: Drive public company readiness and other compliance efforts, including the development and maintenance of policies, procedures, and training initiatives. Provide legal support for corporate transactions, including securities offerings, financings, investments, acquisitions and divestitures and other strategic transactions, and provide oversite on executive compensation administration. Help prepare the company's SEC filings and other public disclosure documents, including preparing 10-Ks, 10-Qs, 8-Ks, Proxy Statements, Section 16 Reports, and other SEC-related documents, when required. Ensure compliance with the SEC and stock market listing rules and requirements, as applicable. Assist with the preparation and planning for board and committee meetings and the annual meeting of stockholders. Work closely with internal teams to draft and review earnings releases, press releases, and shareholder and investor communications, particularly for compliance with applicable securities laws. Monitor and analyze regulatory developments and best practices in the securities and corporate governance arenas and drive change and education as appropriate.

Qualifications: 5-7 years of experience handling securities transactions, public company compliance matters and related filings. Undergraduate degree and a J.D. from top schools. Bar admission in good standing to practice law in the State of New York. Prior work experience with a public technology company is preferred. Excellent negotiation, drafting, analytical, and communication skills. Ability to manage multiple projects at once and to follow through, meet deadlines and take full responsibility for structuring and prioritizing your time. Sound judgment with the knowledge to resolve complicated matters while maintaining integrity and confidentiality. Team player. Excellent interpersonal skills with demonstrated ability to facilitate collaborative solutions.
Legal 5 - 7 Full-time 2021-01-18

Senior Counsel, Securities

New York City NY Senior Counsel, Securities The candidate will advise on securities law and related general corporate law matters. Will support timely satisfaction of SEC and stock exchange compliance and reporting obligations, including registration statements, proxy statements and reports on Forms 10-K, 10-Q and 8-K. Review and provide input on earnings press releases and other public disclosures. Manage Section 16 reporting and insider trading compliance issues. Assist in corporate governance and board matters, including preparation of board materials, minutes and updates to corporate charters and policies. Advise on matters related to equity issuances and executive compensation. Manage the corporate governance of company's subsidiaries.

The candidate should have a Bachelor's degree and a J.D. degree from an accredited law school. Must have active membership in at least one State Bar. NY Bar admission is a plus. Must have 5+ years of experience with heavy focus on public company securities law and corporate governance. Should also have 3+ years of experience in the securities practice of a nationally-recognized US law firm. A combination of both law firm and in-house public company experience is ideal. Experience advising high-growth companies is a plus. Must have a detailed understanding of applicable securities laws. Significant experience advising clients regarding compliance and coordinating '34 Act filings is required. Should bring knowledge of equity based compensation structures and systems.
Legal 5 - 0 Full-time 2021-01-16

Senior Counsel, Securities

San Francisco CA Senior Counsel, Securities The candidate will advise on securities law and related general corporate law matters. Will support timely satisfaction of SEC and stock exchange compliance and reporting obligations, including registration statements, proxy statements and reports on Forms 10-K, 10-Q and 8-K. Review and provide input on earnings press releases and other public disclosures. Manage Section 16 reporting and insider trading compliance issues. Assist in corporate governance and board matters, including preparation of board materials, minutes and updates to corporate charters and policies. Advise on matters related to equity issuances and executive compensation. Manage the corporate governance of company's subsidiaries.

The candidate should have a Bachelor's degree and a J.D. degree from an accredited law school. Must have active membership in at least one State Bar. NY Bar admission is a plus. Must have 5+ years of experience with heavy focus on public company securities law and corporate governance. Should also have 3+ years of experience in the securities practice of a nationally-recognized US law firm. A combination of both law firm and in-house public company experience is ideal. Experience advising high-growth companies is a plus. Must have a detailed understanding of applicable securities laws. Significant experience advising clients regarding compliance and coordinating '34 Act filings is required. Should bring knowledge of equity based compensation structures and systems.
Legal 5 - 0 Full-time 2021-01-16

Senior Counsel, Securities

Los Angeles CA Senior Counsel, Securities The candidate will advise on securities law and related general corporate law matters. Will support timely satisfaction of SEC and stock exchange compliance and reporting obligations, including registration statements, proxy statements and reports on Forms 10-K, 10-Q and 8-K. Review and provide input on earnings press releases and other public disclosures. Manage Section 16 reporting and insider trading compliance issues. Assist in corporate governance and board matters, including preparation of board materials, minutes and updates to corporate charters and policies. Advise on matters related to equity issuances and executive compensation. Manage the corporate governance of company's subsidiaries.

The candidate should have a Bachelor's degree and a J.D. degree from an accredited law school. Must have active membership in at least one State Bar. NY Bar admission is a plus. Must have 5+ years of experience with heavy focus on public company securities law and corporate governance. Should also have 3+ years of experience in the securities practice of a nationally-recognized US law firm. A combination of both law firm and in-house public company experience is ideal. Experience advising high-growth companies is a plus. Must have a detailed understanding of applicable securities laws. Significant experience advising clients regarding compliance and coordinating '34 Act filings is required. Should bring knowledge of equity based compensation structures and systems.
Legal 5 - 0 Full-time 2021-01-16

Assistant General Counsel - Corporate Governance And Securities

Memphis TN Assistant General Counsel - Corporate Governance and Securities Responsibilities: Assisting in Company compliance with federal and state securities laws and reporting/disclosure requirements, including Sarbanes?Oxley and NASDAQ rules and regulations. Preparing and/or reviewing periodic reports, proxy statements and other filings required by the SEC and NASDAQ, including 10Ks, 10Qs, Form 4s, 10b5?1 plans and stock?based compensation plans. Advising on insider trading and Section 16 issues for directors and officers. Handling corporate governance matters, assisting in the preparation for board and committee meetings, and assisting with the maintenance of corporate minute books and records for all Company entities. Guiding mergers and acquisitions activities, including conducting due diligence, drafting and negotiating stock and asset purchase agreements and supporting integration activities. Supporting the legal aspects of stock and financing transactions including credit agreements, and other treasury and tax?related matters. Assisting in the Company's ESG initiatives including developing processes to collect and disclose data to investors and other stakeholders. Ensuring compliance with legal requirements and company policies generally applicable to the Company business. Providing high quality legal advice and counsel in a timely fashion to senior management in the legal and business teams. Working with outside counsel on various legal matters as appropriate. Managing team members on a project basis. Willingness to handle other projects and matters as may be assigned from time to time.

Requirements: JD Degree with 10-12 years experience. Good standing in a state bar with the ability to join the Tennessee Bar. Expertise in corporate governance for a public company, SEC, SOX, NASDAQ and other pertinent laws and regulations, preferably developed through a combination of large law firm and public corporation experience. Significant corporate transactions and M&A experience. Top academic record. Excellent attention to detail. Strong business acumen. Creative problem solver with customer focus and can do attitude. Ability to multitask with a sense of urgency and ability to meet deadlines within a changing, fast?paced environment. Team player with strong interpersonal skills. Excellent communication and presentation skills. Able to easily build rapport and the gain the confidence and respect of peers and senior leaders. Demonstrated ability to handle difficult issues in a professional, assertive and proactive manner.
Legal 10 - 12 Full-time 2021-01-09
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Network Attorney - Estate Planning / Business Formation
In-House,Legacy Assurance Plan
Location : Minneapolis Minnesota United States

Are you looking for a way to make up for the slowdown or changes in business during the pandemic? Do you miss the interaction of helping hard-working families secure and protect their hard earned assets? We have a solution. Our customers need an... + read more

jan 12, 2021


Commercial Real Estate Attorney
In-House,Super Star Car Wash
Location : Phoenix Arizona United States

Super Star Car Wash seeks a senior attorney to join our commercial real estate and property development organization, as a full-time employee. This is an exceptional opportunity to join a locally owned business rapidly expanding across the Pacific Co... + read more

jan 08, 2021


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Chief Compliance Officer And Senior Counsel, Securities
Refer job# CRIZ154597
 
Chief Compliance Officer and Senior Counsel, Securities Responsibilities: Responsible for establishing standards and implementing procedures to ensure that the compliance programs throughout the organization are effective and efficient in identifying, preventing, detecting and correcting compliance issues with applicable laws and regulations. Identifies potential areas of compliance risk and develops prioritized corrective action plans for resolution of identified issues. Developing, maintaining, and executing an annual compliance work plan, including reviews and testing. Identifies compliance audit needs and coordinates compliance audits as deemed necessary. Collaborates with other departments to direct compliance initiatives to appropriate existing channels. Consults with Legal Counsel and Board as needed. Responds to alleged violations Develops and oversees a system for uniformly handling of such violation investigations. Acts as an independent review and evaluation body to investigate and validate compliance within the enterprise. Monitors, and as necessary, coordinates compliance activities of other departments to meet compliance standards. Monitors the revision and implementation of external regulations, statutes, and standards; and facilitates implementation of requirements related to current regulations. Works with the People and Organization team, and others as appropriate, to develop an effective compliance training program, including onboarding training for new employees as well as ongoing training for existing team members. Monitors the performance of the Enterprise Compliance Program and relates activities on a continued basis, taking appropriate steps to improve its effectiveness. Ongoing employee training and new hire compliance training. Reviewing best execution. Monitoring Team Member activity and electronic correspondence.. Communicating with advisors on exceptions to defined investment guidelines.. Monitoring complaints and reporting as needed.. Maintenance and updates to the Code of Ethics, Privacy Policy, and compliance manual.. ADV Review and Updates annually or as needed. Coordinating regulatory filings.. Staying current on changes to the regulatory landscape.. Interacting with regulators on compliance issues.. Coordinating efforts related to audits, reviews, examinations and deficiencies.. Complete an annual compliance risk assessment provide senior leadership with recommendations based on the results.. Providing analysis and legal advice on a wide variety of corporate matters focused on the federal securities laws (including the Securities Act of 1933, Securities Exchange Act of 1934, and Dodd-Frank Act) and New York Stock Exchange (NYSE) listing standards. Preparation of Exchange Act reports, including 10-K, 10-Q, 8-K, and proxy statement filings (including shareholder proposals and proxy solicitations). Advising on corporate finance transactions (including public and private securities offerings) and related 1933 Act registration statements. Assisting with the preparation and drafting of agendas and materials for the Board of Directors and its committees, including resolutions and minutes. Maintaining corporate compliance with SEC, NYSE and other legal and regulatory requirements applicable to publicly traded companies, including monitoring developments to ensure continued compliance. Advising on corporate governance and executive compensation matters, and insider trading and Section 16 compliance. Providing legal advice related to investor relations issues, including review of earnings announcements, press releases, and investor communications. Partner with global cross-functional teams including Marketing, Investor Relations, Accounting, and Tax on various projects.

Qualifications: Law degree (JD Degree) from a law school accredited by the American Bar Association (ABA), and currently a member in good standing of the bar of a State, a Territory of the United States, or the District of Columbia. 10+ years relevant experience in related legal, compliance, audit and/or risk management roles. 5-7 years proven experience in a securities and compliance role for a publicly traded company. Corporate governance experience areas including corporate and securities laws, stock exchange standards, and compensation and governance practices and trends. Strong knowledge of legal requirements and procedures. Professional, collaborative attitude. Organized and detail oriented. Ability to communicate effectively with financial and legal advisors and regulators. Strong attention to detail, organization and documentation skills. Strong work ethic. Ability to counsel and work with internal clients of diverse backgrounds, disciplines, needs and level of experience with legal matters. Exceptional organizational skills with a keen attention to detail and the ability to handle multiple, high priority projects in a highly demanding environment. Superior consulting, analytical and problem-solving abilities, with demonstrated ability to successfully manage critical situations and issues. Hands-on, energetic and motivated self-starter. Excellent writing, editing, and oral advocacy skills. Excellent written and verbal communication skills. Fluent in risk management and regulatory requirements, including SOX, Healthcare and Data Privacy.
 
EMAIL TO COLLEAGUE  PERMALINK
 
Associate General Counsel, Corporate And Securities
Refer job# JJOC154598
 
Associate General Counsel, Corporate and Securities Duties: Prepare and file select SEC documents (DEF 14-A, 8-K, Section 16). Advise on 10- K, 10- Q, Annual Report, Form SD, S- 8, and 11- K. Exercise good judgment in responding to questions on Rule 10b-5, materiality determinations and insider trading blackouts. Review press releases and other internal and external communications. Manage corporate subsidiary formation and maintenance activities to facilitate international expansion (APAC, EMEA, and the Americas), including the formation, maintenance, management of corporate actions on behalf of the subsidiaries, and dissolution of entities. Support General Counsel in required board and committee approvals, and related resolutions. Draft proxy statements and implement virtual annual meeting of stockholders due to public health concerns. Lead shareholder outreach campaign by reaching out 10+ of the largest investors to engage in one-on-one governance discussions. Advise on environmental sustainability and other ESG matters. Lead internal lawyer in capital market transactions (public equity offerings and bond offerings) and leveraged loans (revolver and term loans) to finance global expansion. Work jointly with finance team to select underwriters and pursue corporate financings that optimize capital structure based on cost of capital, market conditions, dilution and projected total leverage. Negotiate gross spread and allocation of economics among underwriters. Manage from inception to closing, working collaboratively with senior management and the finance team on the selection of targets that drive corporate strategy, assessments of standalone valuation and the realizability of anticipated synergies, and focused diligence that stress tests the investment thesis. Negotiate NDAs, term-sheets, financial advisor engagement letters, acquisition and joint venture agreements, and venture capital financing agreements.

Requirements: JD Degree is required. 5+ years of experience, 3+ of which was at a large national law firm advising public companies on securities laws. Fundamental understanding of 1933 Act, 1934 Act, DGCL, Nasdaq listing standards, and their interplay with charter docs. Ability to be understand and manage emotions in positive ways to handle interpersonal relationships judiciously, communicate optimally, empathize with others, overcome challenges and defuse conflict. Demonstrated ability to work well in a team environment, and accepting of input and direction from others. Strong analytical, problem-solving, and organization skills with great attention to detail. Have excellent written and verbal communication skills, and ability to confidently interact with executive-level stakeholders. Preferences: Proven experience with public offerings and M&A, including leading negotiations on NDAs and term-sheets for M&A, and serving as lead associate or internal lawyer for public offerings. Knowledge of ISS and Glass Lewis proxy voting policies. Experience negotiating financial advisor engagement letters, underwriting agreements and acquisition agreements. Understanding of customary valuation techniques. Experience leading a team, with proven results.
 
EMAIL TO COLLEAGUE  PERMALINK
 
Associate Corporate Counsel, M&a And Corporate Securities
Refer job# RUEA154599
 
Associate Corporate Counsel, M&A and Corporate Securities Duties: Collaborating with DISH's senior management team, business development and finance functions, the Associate/Corporate Counsel position will be responsible for supporting a variety of corporate legal matters with a focus on merger and acquisition, SEC and public company projects, and general commercial matters. Draft and negotiate M&A transaction agreements and manage all legal aspects of acquisition or disposition transactions; Prepare securities filings (e.g. 10-Ks, 10-Qs, 8-Ks, Section 16 filings), proxy statements, press and earnings releases and investor relations presentations; Assist with capital markets transactions and associated legal documentation (e.g. offering documents and registration statements); Oversee securities law administration and compliance (e.g. equity incentive plan matters, securities trading policy administration, Regulation FD, transfer agent oversight and matters with respect to other securities laws and NASDAQ requirements); Develop and review corporate governance materials, including resolutions, minutes and other materials for meetings of the board and its committees; Interact with senior executive management on highly sensitive matters.

Qualifications: JD Degree from top law school with 1-3 years of working knowledge of M&A/securities derived from representing public companies; Good standing of a state Bar; Ability to read, analyze and interpret general business periodicals, professional journals, technical procedures or governmental regulations; Ability to write SEC reports, business correspondence and procedure manuals; Ability to effectively present information and respond to questions from groups of senior executives, clients, customers and the general public; High-level computer expertise, including use of database, word processing, spreadsheet and presentation applications. Should have a general working knowledge of M&A, disclosure and corporate governance issues, offerings of securities and related matters. Will demonstrate a superior academic record and a willingness to take on the challenge of complex corporate and securities transactions.
 
EMAIL TO COLLEAGUE  PERMALINK
 
 
Securities Counsel
Refer job# ETQM154611
 
Securities Counsel Responsibilities: Advise on compliance matters under SEC rules and regulations, NYSE listing standards, Sarbanes-Oxley requirements and other corporate governance rules and regulations. Review and/or prepare all SEC and foreign securities filings, including proxy statement, Form 10-K, Form 10-Q, Form 8-K, Section 16 and Form 11-K filings. Advise on disclosure matters, including press releases, earnings materials, investor presentations and other external communications. Assist with corporate secretarial functions, including preparation and review of Board and Committee materials. Support treasury team on financing matters (including debt offerings, share repurchases, private placements, and credit facilities) as well as risk management, hedging and investment portfolio management matters.. Assist Director of Corporate Governance with investor outreach. Advise and assist with the Company's Annual Meeting of Shareowners. Monitor insider trading policy compliance. Advise management on executive compensation issues and matters related to the Company's equity compensation plans. Assist in the maintenance of corporate books and records, including subsidiary management. Keep current on SEC and NYSE rules and regulations. Support Public Affairs, Human Resources, Investor Relations and Treasury Functions on compliance related matters. Collaborate effectively with other specialists, internal lawyers and other functions on corporate governance and compliance matters.

Qualifications: JD Degree with strong academic credentials. 5+ years relevant work experience at a major law firm or in-house legal department for a publicly-traded company. Prepare filings to comply with US securities laws and exchange regulations and related documents; provide advice and support to the business to ensure compliance with US securities laws; interpret and monitor existing and proposed US securities legislation, regulations, case law and guidance; participate in strategic decisions regarding US securities law compliance, including the drafting of internal policies and guidelines and preparation of filings and disclosures. Collaborate with internal and external resources on US securities filings, inquiries and investigations. Ensure compliance around all corporate and director matters, including writing and producing the annual proxy statement; tracking SEC developments on proxy reporting.
 
EMAIL TO COLLEAGUE  PERMALINK
 
Securities & Real Estate Attorney
Refer job# CDPI154621
 
Securities & Real Estate Attorney Duties: Draft, review and negotiate legal agreements, offering materials, and related documentation for real estate transactions participating as either a GP or LP. QC operating agreements, private placement memorandum content for consistency and adherence to regulations and corporate standards. Write disclosures and risk factors pertinent to specific deals. Review offering and advertising material to ensure compliance with applicable securities laws and regulations. Prepare and file, initial and ongoing, federal and state securities filings. Participate in the definition and development of corporate processes, policies, and programs including innovate tech products to grow our user base and fulfill mission.

Qualifications: 6-10+ years of securities/private equity real estate experience Deep understanding of securities law including Investment Company Act and Registered Investment Advisor rules and regulations. Substantial experience negotiating joint venture equity documents. Professionally persistent and have grace and composure under pressure Excellent written and verbal communication skills Comfortable in an entrepreneurial environment where iteration and a fast pace is the norm Long term desire to be part of an innovative and growing company where you can make a difference ? and be a stockholder.
 
EMAIL TO COLLEAGUE  PERMALINK
 
Senior Corporate Counsel, Securities
Refer job# WCYJ154623
 
Senior Corporate Counsel, Securities Duties: Drive public company readiness and other compliance efforts, including the development and maintenance of policies, procedures, and training initiatives. Provide legal support for corporate transactions, including securities offerings, financings, investments, acquisitions and divestitures and other strategic transactions, and provide oversite on executive compensation administration. Help prepare the company's SEC filings and other public disclosure documents, including preparing 10-Ks, 10-Qs, 8-Ks, Proxy Statements, Section 16 Reports, and other SEC-related documents, when required. Ensure compliance with the SEC and stock market listing rules and requirements, as applicable. Assist with the preparation and planning for board and committee meetings and the annual meeting of stockholders. Work closely with internal teams to draft and review earnings releases, press releases, and shareholder and investor communications, particularly for compliance with applicable securities laws. Monitor and analyze regulatory developments and best practices in the securities and corporate governance arenas and drive change and education as appropriate.

Qualifications: 5-7 years of experience handling securities transactions, public company compliance matters and related filings. Undergraduate degree and a J.D. from top schools. Bar admission in good standing to practice law in the State of New York. Prior work experience with a public technology company is preferred. Excellent negotiation, drafting, analytical, and communication skills. Ability to manage multiple projects at once and to follow through, meet deadlines and take full responsibility for structuring and prioritizing your time. Sound judgment with the knowledge to resolve complicated matters while maintaining integrity and confidentiality. Team player. Excellent interpersonal skills with demonstrated ability to facilitate collaborative solutions.
 
EMAIL TO COLLEAGUE  PERMALINK
 
 
Senior Counsel, Securities
Refer job# PWER154574
 
Senior Counsel, Securities The candidate will advise on securities law and related general corporate law matters. Will support timely satisfaction of SEC and stock exchange compliance and reporting obligations, including registration statements, proxy statements and reports on Forms 10-K, 10-Q and 8-K. Review and provide input on earnings press releases and other public disclosures. Manage Section 16 reporting and insider trading compliance issues. Assist in corporate governance and board matters, including preparation of board materials, minutes and updates to corporate charters and policies. Advise on matters related to equity issuances and executive compensation. Manage the corporate governance of company's subsidiaries.

The candidate should have a Bachelor's degree and a J.D. degree from an accredited law school. Must have active membership in at least one State Bar. NY Bar admission is a plus. Must have 5+ years of experience with heavy focus on public company securities law and corporate governance. Should also have 3+ years of experience in the securities practice of a nationally-recognized US law firm. A combination of both law firm and in-house public company experience is ideal. Experience advising high-growth companies is a plus. Must have a detailed understanding of applicable securities laws. Significant experience advising clients regarding compliance and coordinating '34 Act filings is required. Should bring knowledge of equity based compensation structures and systems.
 
EMAIL TO COLLEAGUE  PERMALINK
 
Senior Counsel, Securities
Refer job# HAWK154578
 
Senior Counsel, Securities The candidate will advise on securities law and related general corporate law matters. Will support timely satisfaction of SEC and stock exchange compliance and reporting obligations, including registration statements, proxy statements and reports on Forms 10-K, 10-Q and 8-K. Review and provide input on earnings press releases and other public disclosures. Manage Section 16 reporting and insider trading compliance issues. Assist in corporate governance and board matters, including preparation of board materials, minutes and updates to corporate charters and policies. Advise on matters related to equity issuances and executive compensation. Manage the corporate governance of company's subsidiaries.

The candidate should have a Bachelor's degree and a J.D. degree from an accredited law school. Must have active membership in at least one State Bar. NY Bar admission is a plus. Must have 5+ years of experience with heavy focus on public company securities law and corporate governance. Should also have 3+ years of experience in the securities practice of a nationally-recognized US law firm. A combination of both law firm and in-house public company experience is ideal. Experience advising high-growth companies is a plus. Must have a detailed understanding of applicable securities laws. Significant experience advising clients regarding compliance and coordinating '34 Act filings is required. Should bring knowledge of equity based compensation structures and systems.
 
EMAIL TO COLLEAGUE  PERMALINK
 
Senior Counsel, Securities
Refer job# EKYT154579
 
Senior Counsel, Securities The candidate will advise on securities law and related general corporate law matters. Will support timely satisfaction of SEC and stock exchange compliance and reporting obligations, including registration statements, proxy statements and reports on Forms 10-K, 10-Q and 8-K. Review and provide input on earnings press releases and other public disclosures. Manage Section 16 reporting and insider trading compliance issues. Assist in corporate governance and board matters, including preparation of board materials, minutes and updates to corporate charters and policies. Advise on matters related to equity issuances and executive compensation. Manage the corporate governance of company's subsidiaries.

The candidate should have a Bachelor's degree and a J.D. degree from an accredited law school. Must have active membership in at least one State Bar. NY Bar admission is a plus. Must have 5+ years of experience with heavy focus on public company securities law and corporate governance. Should also have 3+ years of experience in the securities practice of a nationally-recognized US law firm. A combination of both law firm and in-house public company experience is ideal. Experience advising high-growth companies is a plus. Must have a detailed understanding of applicable securities laws. Significant experience advising clients regarding compliance and coordinating '34 Act filings is required. Should bring knowledge of equity based compensation structures and systems.
 
EMAIL TO COLLEAGUE  PERMALINK
 
 
Assistant General Counsel - Corporate Governance And Securities
Refer job# FVVV154453
 
Assistant General Counsel - Corporate Governance and Securities Responsibilities: Assisting in Company compliance with federal and state securities laws and reporting/disclosure requirements, including Sarbanes?Oxley and NASDAQ rules and regulations. Preparing and/or reviewing periodic reports, proxy statements and other filings required by the SEC and NASDAQ, including 10Ks, 10Qs, Form 4s, 10b5?1 plans and stock?based compensation plans. Advising on insider trading and Section 16 issues for directors and officers. Handling corporate governance matters, assisting in the preparation for board and committee meetings, and assisting with the maintenance of corporate minute books and records for all Company entities. Guiding mergers and acquisitions activities, including conducting due diligence, drafting and negotiating stock and asset purchase agreements and supporting integration activities. Supporting the legal aspects of stock and financing transactions including credit agreements, and other treasury and tax?related matters. Assisting in the Company's ESG initiatives including developing processes to collect and disclose data to investors and other stakeholders. Ensuring compliance with legal requirements and company policies generally applicable to the Company business. Providing high quality legal advice and counsel in a timely fashion to senior management in the legal and business teams. Working with outside counsel on various legal matters as appropriate. Managing team members on a project basis. Willingness to handle other projects and matters as may be assigned from time to time.

Requirements: JD Degree with 10-12 years experience. Good standing in a state bar with the ability to join the Tennessee Bar. Expertise in corporate governance for a public company, SEC, SOX, NASDAQ and other pertinent laws and regulations, preferably developed through a combination of large law firm and public corporation experience. Significant corporate transactions and M&A experience. Top academic record. Excellent attention to detail. Strong business acumen. Creative problem solver with customer focus and can do attitude. Ability to multitask with a sense of urgency and ability to meet deadlines within a changing, fast?paced environment. Team player with strong interpersonal skills. Excellent communication and presentation skills. Able to easily build rapport and the gain the confidence and respect of peers and senior leaders. Demonstrated ability to handle difficult issues in a professional, assertive and proactive manner.
 
EMAIL TO COLLEAGUE  PERMALINK
 

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