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In House Legal Job Listings

YOUR WINDOW TO A WORLD OF OPPORTUNITIES
 
Welcome to the job listings section of General Counsel Consulting. We are constantly updating our jobs seven days a week. As a firm dedicated to in-house search and placement, our ability to forge strong relationships with top-rated companies around the world allows us to offer our candidates a breadth of opportunities we believe is unrivaled.
 
We are pleased that your assessment of options has led you to General Counsel Consulting, and we invite you to browse our website to learn more about our firm and the career opportunities we offer. If you would like to be considered for an in-house attorney position, feel free to submit your resume.
 
If you are an employer looking to hire an in-house counsel, please click here to contact us and submit your opening.
 
 

Counsel-Securities Finance

New York City NY Counsel-Securities Finance Duties: Provide legal and regulatory support and advice to the Securities Finance business, and primarily to the cleared repo desk; Advise on various CCP clearing rules and membership matters, and engage with CCPs with respect to new rules and arrangements impacting the business; Negotiate BNY Mellon s standard form clearing client agreements, repo agreements, custody agreements, non-disclosure agreements, etc; Identify and explain relevant legal issues and risks to the Securities Finance business; Work closely with Compliance, Credit and Risk partners and other internal lawyers in providing guidance on issues related to legal and contractual matters, operational risks and regulatory matters; Draft tailored legal documentation and standard form agreements for the Securities Finance business; Review and approve legal opinions (e.g. jurisdictional, enforceability, insolvency-related, netting opinions, etc), marketing and communication materials; Manage outside counsel engaged to assist the business; Monitor and advise on relevant legal and regulatory developments; Participate in industry advocacy as part of relevant industry groups, such as SIFMA and ISDA.

Qualifications: Advanced Legal Degree or local country equivalent degree usually required. Progression to this level usually requires licensure/certification by the local country or jurisdiction. In some jurisdictions, may not require licensure or certification for placement in the role; in others, licensure/certification is required. 3-7 years minimum of total work experience as a qualified attorney is preferred. Prior corporate legal experience within the financial services industry or experience in assigned practice area (e.g., securities, employment, etc.) with an outside law firm is preferred. 7+ years securities finance, clearing and/or derivatives law experience; Knowledge of the current regulatory issues impacting the securities finance industry, including understanding of Basel III rules, ISDA Resolution Stay Protocol, etc; Familiarity with industry documentation, such as MRAs, MSLAs, ISDAs required; Excellent communication, contract negotiation and writing skills; Familiarity with international financial markets, CCPs, custody and settlement matters; Ability to work well as part of a team, and in-house experience would be beneficial; ability to handle a large number of matters and to prioritize in a fast-paced environment.
Legal 3 - 7 Full-time 2018-09-19

Chief Counsel - Securities & Governance

Boca Raton FL Chief Counsel - Securities & Governance Duties: Assisting in the preparation and filing of the company s SEC filings, including periodic reports, current reports and registration statements. Assist with SEC reporting and compliance efforts, including responsibility for 10-Ks, 10-Qs, 8-Ks, proxy statements, Section 16 filings, etc. Assist with corporate governance and SOX compliance matters. Provide advice and counsel to ensure compliance with SEC regulations and stock exchange requirements. Advise and counsel the Finance and Investor Relations teams with respect to periodic and financial reporting, earnings releases and investor conferences. Assist with securities and financing-related aspects of M&A, corporate venture capital and other strategic business transactions. Leading the drafting and filing of the company s annual proxy statement, including the CD&A, and managing shareowner and management proposals. Assisting in the preparation for the company s annual stockholder meeting. Advising on insider trading programs and policies, including ensuring compliance with all Section 16 requirements for the company s affiliates. Ensuring the company s compliance with NYSE listing standards. Assisting the Office of the Corporate Secretary to monitor and implement governance practices for the company and managing the company s shareowner outreach program. Structuring, drafting, reviewing and negotiating a variety of commercial agreements. Providing timely and efficient commercial legal guidance on a broad range of business topics, including general corporate matters, antitrust, intellectual property, commercial law, trade, UCC, dispute resolution, commercial liability and risk assessment. Assist with training initiatives related to public company status (e.g., insider trading policy, and individual reporting requirements). Assist with all matters related to meetings of the Board of Directors and Board Committees, including preparation of meeting materials, resolutions, minutes and relevant research. Assist with development of corporate governance policies and related stakeholder advocacy, including preparation for meetings with company s top institutional investors during annual shareholder engagement.

Qualifications: JD Degree from an accredited law school and a license to practice law. Extensive experience (8+ years) in SEC, corporate governance and corporate/general business law. Extensive experience working with public companies as an internal or external client. Good business sense and a broad business background with demonstrated ability to effectively work with business teams. Past experiences that demonstrate the ability to successfully, creatively and timely handle multiple legal matters in various legal areas. Demonstrated ability to understand and analyze complex legal matters, to concisely summarize significant legal concerns, and to communicate those concerns effectively to business people. Direct experience with assessing the level of legal and business risk in developing and communicating alternatives. Excellent oral and written communication skills.
Legal 8 - 0 Full-time 2018-09-17

Senior Corporate Counsel - Securities & Governance

Boca Raton FL Senior Corporate Counsel - Securities & Governance Duties: Assisting in the preparation and filing of the company s SEC filings, including periodic reports, current reports and registration statements. Assist with SEC reporting and compliance efforts, including responsibility for 10-Ks, 10-Qs, 8-Ks, proxy statements, Section 16 filings, etc. Assist with corporate governance and SOX compliance matters. Provide advice and counsel to ensure compliance with SEC regulations and stock exchange requirements. Advise and counsel the Finance and Investor Relations teams with respect to periodic and financial reporting, earnings releases and investor conferences. Provide advice and counsel on all treasury matters including credit facilities, banking arrangements and hedge transactions. Leading the drafting and filing of the company s annual proxy statement, including the CD&A, and managing shareowner and management proposals. Assisting in the preparation for the company s annual stockholder meeting. Advising on insider trading programs and policies, including ensuring compliance with all Section 16 requirements for the company s directors and officers. Ensuring the company s compliance with NYSE listing standards. Assisting the Office of the Corporate Secretary to monitor and implement governance practices for the company. Structuring, drafting, reviewing and negotiating a variety of commercial agreements. Providing timely and efficient commercial legal guidance on a broad range of business topics, including general corporate matters, antitrust, intellectual property, commercial law, trade, UCC, dispute resolution, commercial liability and risk assessment. Assist with training initiatives related to public company status (e.g., insider trading policy, Reg. FD requirements). Assist with all matters related to meetings of the Board of Directors and Board Committees, including preparation of meeting materials, resolutions, minutes and relevant research. Assist with development of corporate governance policies and related stakeholder advocacy, including preparation for meetings with company s top institutional investors.

Qualifications: JD Degree from an accredited law school and a member of a state Bar in good standing. Extensive experience (6+ years) in SEC, corporate finance and governance law. Extensive experience working with public companies as an internal or external client. Good business sense and a broad business background with demonstrated ability to effectively work with business teams. Past experiences that demonstrate the ability to successfully, creatively and timely handle multiple legal matters in various legal areas. Demonstrated ability to understand and analyze complex legal matters, to concisely summarize significant legal concerns, and to communicate those concerns effectively to business people. Direct experience with assessing the level of legal and business risk in developing and communicating alternatives. Excellent oral and written communication skills.
Legal 6 - 0 Full-time 2018-09-17

Corporate And Securities Counsel

Belmont CA Corporate And Securities Counsel The candidate will be responsible for handling securities compliance, corporate governance matters, and other general corporate matters. Will assist on SEC filings, including Forms 10-K, 10-Q, 8-K, S-8, Schedules 13G, and Section 16 filings. Prepare for annual stockholder meetings, including proxy statements and meeting planning and logistics. Ensure compliance with SEC and NYSE rules and regulations. Collaborate with the Finance, Accounting, IR, PR and marketing teams on external communications such as earnings releases, press releases, investor presentations and marketing materials, and the Company website. Assist with corporate governance matters, including Board and Committee support, Committee charters and company policies. Work closely with firm's Employee Success and Stock teams on our equity plans, and administer firm Insider Trading Policy and 10b5-1 plans. Assist in managing international subsidiary governance and secretarial matters. Support the Corporate Development team on mergers & acquisitions. Collaborate with and manage outside legal counsel on corporate and securities matters. Provide support for other projects, as needed. Should have JD degree with excellent academic credentials. Must have California Bar (or eligibility to become a registered in-house counsel). Must have 5+ years of relevant corporate experience, including both law firm and in-house representation of publicly traded technology companies. Must have 1933 and 1934 Act disclosure and reporting experience. Must have M&A experience. Must have Corporate governance and Board of Directors experience. Legal 5 - 0 Full-time 2018-09-14

Legal Counsel - Corporate and Securities

Dublin OH Legal Counsel - Corporate and Securities The candidate will provide regular and ongoing legal advice with respect to SEC reporting, corporate governance matters, corporate finance, executive compensation, contract reviews, and general corporate matters. Provide legal advice and services regarding corporate and securities law compliance for the Company and its subsidiaries, including 33 and 34 Act filings and compliance, proxy statement and shareholder meeting matters, investor relations and analyst communications, corporate governance matters, stock exchange listing matters, reviews of Section 16 filings, and administration of insider trading policy. Provide legal assistance as requested to the Board of Directors and its committees, including preparation of pre-read materials, resolutions, and minutes for board, committee and stockholder meetings, updating committee charters and other corporate governance documents, and advising on executive compensation and equity plan matters. Provide legal advice and services for corporate finance activities of the Company, including questions related to existing securitization structure and trust indentures. Review and negotiate contracts as requested for Treasury, Accounting, Finance, Tax, and Human Resources Departments, including stock repurchase agreements and service provider engagement letters, master services agreements, and statements of work.

The candidate must have Undergraduate Degree, Juris Doctor Degree. Licensed to practice law and in good standing in one state is required. Should have 4-8 years of practice advising public companies on securities and regulatory issues, corporate governance matters, and general corporate matters. Experience in performing or advising on public company, executive compensation, benefits, and subsidiary corporate secretary functions and corporate financing matters is must. Experience with contract reviews and negotiations is essential.
Legal 4 - 8 Full-time 2018-09-09

Corporate Counsel, Securities and Compliance

Cupertino CA Corporate Counsel, Securities and Compliance The candidate will work closely with senior attorneys and high-level internal stakeholders, Have the opportunity to work on challenging and often cutting-edge legal issues that require creative and proactive legal advice and client support. Report to the Vice President, Legal, Compliance, and Government Relations. Provide legal support to the Company on a broad range of matters, including SEC and NASDAQ reporting and compliance, corporate transactions, ethics and compliance processes and programs, and subsidiary governance. Ensure the accurate and timely filing of annual, quarterly and current reports and proxy statements with the SEC, working closely with Finance. Oversee the filing of all Section 16 reports. Manage, in conjunction with other attorneys, domestic and international subsidiary governance. Ensure compliance with NASDAQ rules and regulations. Assist with SOX controls processes each fiscal quarter. Assist with the execution of debt and equity financings and M&A transactions. Manage the continuous improvement of standard forms. Support and advise internal business partners in finance, stock administration, executive compensation, communications, investor relations, human resources and tax. Assist with the ethics and compliance function, including developing and updating policies and training programs. Assist with activities relating to quarterly and annual earnings releases. Assist with the preparation of annual shareholder meetings. Coordinate with external counsel efficiently and cost-effectively; and Represent the company professionally, thoughtfully and with the highest standards of integrity. Should have deep knowledge of federal securities laws, particularly the Securities Exchange Act of 1934 and regulations, and corporate governance standards and trends. Previous experience in a law firm servicing public company clients or a corporate legal department of a publicly-traded company with primary responsibility for SEC reporting and stock exchange compliance is essential. Must be a member in good standing with the California Bar. Legal 1 - 0 Full-time 2018-08-26

Corporate Counsel, Securities and Compliance

Longmont CO Corporate Counsel, Securities and Compliance The candidate will work closely with senior attorneys and high-level internal stakeholders, Have the opportunity to work on challenging and often cutting-edge legal issues that require creative and proactive legal advice and client support. Report to the Vice President, Legal, Compliance, and Government Relations. Provide legal support to the Company on a broad range of matters, including SEC and NASDAQ reporting and compliance, corporate transactions, ethics and compliance processes and programs, and subsidiary governance. Ensure the accurate and timely filing of annual, quarterly and current reports and proxy statements with the SEC, working closely with Finance. Oversee the filing of all Section 16 reports. Manage, in conjunction with other attorneys, domestic and international subsidiary governance. Ensure compliance with NASDAQ rules and regulations. Assist with SOX controls processes each fiscal quarter. Assist with the execution of debt and equity financings and M&A transactions. Manage the continuous improvement of standard forms. Support and advise internal business partners in finance, stock administration, executive compensation, communications, investor relations, human resources and tax. Assist with the ethics and compliance function, including developing and updating policies and training programs. Assist with activities relating to quarterly and annual earnings releases. Assist with the preparation of annual shareholder meetings. Coordinate with external counsel efficiently and cost-effectively; and Represent the company professionally, thoughtfully and with the highest standards of integrity. Should have deep knowledge of federal securities laws, particularly the Securities Exchange Act of 1934 and regulations, and corporate governance standards and trends. Previous experience in a law firm servicing public company clients or a corporate legal department of a publicly-traded company with primary responsibility for SEC reporting and stock exchange compliance is essential. Must be a member in good standing with the California Bar. Legal 1 - 0 Full-time 2018-08-26
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Senior Privacy Counsel - 113376232
In-House,Apple, Inc.
Location : Cupertino California United States

As Privacy Counsel you will have the opportunity to work with a dynamic and experienced team on privacy issues impacting Apple?s business and products across the globe. You will work directly with business and engineering teams to design innovative p... + read more

sep 07, 2018


Attorney
In-House,The Timken Company
Location : Canton, OH, United States

Attorney The candidate will provide legal counsel, direction and education to Company management and personnel worldwide, to enable the Company effectively to transact all aspects of its business with an appropriate degree of risk and consistent wit... + read more

sep 20, 2018


1
 
Counsel-Securities Finance
Refer job# ODZG140812
 
Counsel-Securities Finance Duties: Provide legal and regulatory support and advice to the Securities Finance business, and primarily to the cleared repo desk; Advise on various CCP clearing rules and membership matters, and engage with CCPs with respect to new rules and arrangements impacting the business; Negotiate BNY Mellon s standard form clearing client agreements, repo agreements, custody agreements, non-disclosure agreements, etc; Identify and explain relevant legal issues and risks to the Securities Finance business; Work closely with Compliance, Credit and Risk partners and other internal lawyers in providing guidance on issues related to legal and contractual matters, operational risks and regulatory matters; Draft tailored legal documentation and standard form agreements for the Securities Finance business; Review and approve legal opinions (e.g. jurisdictional, enforceability, insolvency-related, netting opinions, etc), marketing and communication materials; Manage outside counsel engaged to assist the business; Monitor and advise on relevant legal and regulatory developments; Participate in industry advocacy as part of relevant industry groups, such as SIFMA and ISDA.

Qualifications: Advanced Legal Degree or local country equivalent degree usually required. Progression to this level usually requires licensure/certification by the local country or jurisdiction. In some jurisdictions, may not require licensure or certification for placement in the role; in others, licensure/certification is required. 3-7 years minimum of total work experience as a qualified attorney is preferred. Prior corporate legal experience within the financial services industry or experience in assigned practice area (e.g., securities, employment, etc.) with an outside law firm is preferred. 7+ years securities finance, clearing and/or derivatives law experience; Knowledge of the current regulatory issues impacting the securities finance industry, including understanding of Basel III rules, ISDA Resolution Stay Protocol, etc; Familiarity with industry documentation, such as MRAs, MSLAs, ISDAs required; Excellent communication, contract negotiation and writing skills; Familiarity with international financial markets, CCPs, custody and settlement matters; Ability to work well as part of a team, and in-house experience would be beneficial; ability to handle a large number of matters and to prioritize in a fast-paced environment.
 
EMAIL TO COLLEAGUE  PERMALINK
 
Chief Counsel - Securities & Governance
Refer job# VTLT140767
 
Chief Counsel - Securities & Governance Duties: Assisting in the preparation and filing of the company s SEC filings, including periodic reports, current reports and registration statements. Assist with SEC reporting and compliance efforts, including responsibility for 10-Ks, 10-Qs, 8-Ks, proxy statements, Section 16 filings, etc. Assist with corporate governance and SOX compliance matters. Provide advice and counsel to ensure compliance with SEC regulations and stock exchange requirements. Advise and counsel the Finance and Investor Relations teams with respect to periodic and financial reporting, earnings releases and investor conferences. Assist with securities and financing-related aspects of M&A, corporate venture capital and other strategic business transactions. Leading the drafting and filing of the company s annual proxy statement, including the CD&A, and managing shareowner and management proposals. Assisting in the preparation for the company s annual stockholder meeting. Advising on insider trading programs and policies, including ensuring compliance with all Section 16 requirements for the company s affiliates. Ensuring the company s compliance with NYSE listing standards. Assisting the Office of the Corporate Secretary to monitor and implement governance practices for the company and managing the company s shareowner outreach program. Structuring, drafting, reviewing and negotiating a variety of commercial agreements. Providing timely and efficient commercial legal guidance on a broad range of business topics, including general corporate matters, antitrust, intellectual property, commercial law, trade, UCC, dispute resolution, commercial liability and risk assessment. Assist with training initiatives related to public company status (e.g., insider trading policy, and individual reporting requirements). Assist with all matters related to meetings of the Board of Directors and Board Committees, including preparation of meeting materials, resolutions, minutes and relevant research. Assist with development of corporate governance policies and related stakeholder advocacy, including preparation for meetings with company s top institutional investors during annual shareholder engagement.

Qualifications: JD Degree from an accredited law school and a license to practice law. Extensive experience (8+ years) in SEC, corporate governance and corporate/general business law. Extensive experience working with public companies as an internal or external client. Good business sense and a broad business background with demonstrated ability to effectively work with business teams. Past experiences that demonstrate the ability to successfully, creatively and timely handle multiple legal matters in various legal areas. Demonstrated ability to understand and analyze complex legal matters, to concisely summarize significant legal concerns, and to communicate those concerns effectively to business people. Direct experience with assessing the level of legal and business risk in developing and communicating alternatives. Excellent oral and written communication skills.
 
EMAIL TO COLLEAGUE  PERMALINK
 
Senior Corporate Counsel - Securities & Governance
Refer job# BEDE140769
 
Senior Corporate Counsel - Securities & Governance Duties: Assisting in the preparation and filing of the company s SEC filings, including periodic reports, current reports and registration statements. Assist with SEC reporting and compliance efforts, including responsibility for 10-Ks, 10-Qs, 8-Ks, proxy statements, Section 16 filings, etc. Assist with corporate governance and SOX compliance matters. Provide advice and counsel to ensure compliance with SEC regulations and stock exchange requirements. Advise and counsel the Finance and Investor Relations teams with respect to periodic and financial reporting, earnings releases and investor conferences. Provide advice and counsel on all treasury matters including credit facilities, banking arrangements and hedge transactions. Leading the drafting and filing of the company s annual proxy statement, including the CD&A, and managing shareowner and management proposals. Assisting in the preparation for the company s annual stockholder meeting. Advising on insider trading programs and policies, including ensuring compliance with all Section 16 requirements for the company s directors and officers. Ensuring the company s compliance with NYSE listing standards. Assisting the Office of the Corporate Secretary to monitor and implement governance practices for the company. Structuring, drafting, reviewing and negotiating a variety of commercial agreements. Providing timely and efficient commercial legal guidance on a broad range of business topics, including general corporate matters, antitrust, intellectual property, commercial law, trade, UCC, dispute resolution, commercial liability and risk assessment. Assist with training initiatives related to public company status (e.g., insider trading policy, Reg. FD requirements). Assist with all matters related to meetings of the Board of Directors and Board Committees, including preparation of meeting materials, resolutions, minutes and relevant research. Assist with development of corporate governance policies and related stakeholder advocacy, including preparation for meetings with company s top institutional investors.

Qualifications: JD Degree from an accredited law school and a member of a state Bar in good standing. Extensive experience (6+ years) in SEC, corporate finance and governance law. Extensive experience working with public companies as an internal or external client. Good business sense and a broad business background with demonstrated ability to effectively work with business teams. Past experiences that demonstrate the ability to successfully, creatively and timely handle multiple legal matters in various legal areas. Demonstrated ability to understand and analyze complex legal matters, to concisely summarize significant legal concerns, and to communicate those concerns effectively to business people. Direct experience with assessing the level of legal and business risk in developing and communicating alternatives. Excellent oral and written communication skills.
 
EMAIL TO COLLEAGUE  PERMALINK
 
 
Corporate And Securities Counsel
Refer job# LTKZ140715
 
Corporate And Securities Counsel The candidate will be responsible for handling securities compliance, corporate governance matters, and other general corporate matters. Will assist on SEC filings, including Forms 10-K, 10-Q, 8-K, S-8, Schedules 13G, and Section 16 filings. Prepare for annual stockholder meetings, including proxy statements and meeting planning and logistics. Ensure compliance with SEC and NYSE rules and regulations. Collaborate with the Finance, Accounting, IR, PR and marketing teams on external communications such as earnings releases, press releases, investor presentations and marketing materials, and the Company website. Assist with corporate governance matters, including Board and Committee support, Committee charters and company policies. Work closely with firm's Employee Success and Stock teams on our equity plans, and administer firm Insider Trading Policy and 10b5-1 plans. Assist in managing international subsidiary governance and secretarial matters. Support the Corporate Development team on mergers & acquisitions. Collaborate with and manage outside legal counsel on corporate and securities matters. Provide support for other projects, as needed. Should have JD degree with excellent academic credentials. Must have California Bar (or eligibility to become a registered in-house counsel). Must have 5+ years of relevant corporate experience, including both law firm and in-house representation of publicly traded technology companies. Must have 1933 and 1934 Act disclosure and reporting experience. Must have M&A experience. Must have Corporate governance and Board of Directors experience.
 
EMAIL TO COLLEAGUE  PERMALINK
 
Legal Counsel - Corporate and Securities
Refer job# MNWR140650
 
Legal Counsel - Corporate and Securities The candidate will provide regular and ongoing legal advice with respect to SEC reporting, corporate governance matters, corporate finance, executive compensation, contract reviews, and general corporate matters. Provide legal advice and services regarding corporate and securities law compliance for the Company and its subsidiaries, including 33 and 34 Act filings and compliance, proxy statement and shareholder meeting matters, investor relations and analyst communications, corporate governance matters, stock exchange listing matters, reviews of Section 16 filings, and administration of insider trading policy. Provide legal assistance as requested to the Board of Directors and its committees, including preparation of pre-read materials, resolutions, and minutes for board, committee and stockholder meetings, updating committee charters and other corporate governance documents, and advising on executive compensation and equity plan matters. Provide legal advice and services for corporate finance activities of the Company, including questions related to existing securitization structure and trust indentures. Review and negotiate contracts as requested for Treasury, Accounting, Finance, Tax, and Human Resources Departments, including stock repurchase agreements and service provider engagement letters, master services agreements, and statements of work.

The candidate must have Undergraduate Degree, Juris Doctor Degree. Licensed to practice law and in good standing in one state is required. Should have 4-8 years of practice advising public companies on securities and regulatory issues, corporate governance matters, and general corporate matters. Experience in performing or advising on public company, executive compensation, benefits, and subsidiary corporate secretary functions and corporate financing matters is must. Experience with contract reviews and negotiations is essential.
 
EMAIL TO COLLEAGUE  PERMALINK
 
Corporate Counsel, Securities and Compliance
Refer job# REOP140508
 
Corporate Counsel, Securities and Compliance The candidate will work closely with senior attorneys and high-level internal stakeholders, Have the opportunity to work on challenging and often cutting-edge legal issues that require creative and proactive legal advice and client support. Report to the Vice President, Legal, Compliance, and Government Relations. Provide legal support to the Company on a broad range of matters, including SEC and NASDAQ reporting and compliance, corporate transactions, ethics and compliance processes and programs, and subsidiary governance. Ensure the accurate and timely filing of annual, quarterly and current reports and proxy statements with the SEC, working closely with Finance. Oversee the filing of all Section 16 reports. Manage, in conjunction with other attorneys, domestic and international subsidiary governance. Ensure compliance with NASDAQ rules and regulations. Assist with SOX controls processes each fiscal quarter. Assist with the execution of debt and equity financings and M&A transactions. Manage the continuous improvement of standard forms. Support and advise internal business partners in finance, stock administration, executive compensation, communications, investor relations, human resources and tax. Assist with the ethics and compliance function, including developing and updating policies and training programs. Assist with activities relating to quarterly and annual earnings releases. Assist with the preparation of annual shareholder meetings. Coordinate with external counsel efficiently and cost-effectively; and Represent the company professionally, thoughtfully and with the highest standards of integrity. Should have deep knowledge of federal securities laws, particularly the Securities Exchange Act of 1934 and regulations, and corporate governance standards and trends. Previous experience in a law firm servicing public company clients or a corporate legal department of a publicly-traded company with primary responsibility for SEC reporting and stock exchange compliance is essential. Must be a member in good standing with the California Bar.
 
EMAIL TO COLLEAGUE  PERMALINK
 
 
Corporate Counsel, Securities and Compliance
Refer job# QDWG140509
 
Corporate Counsel, Securities and Compliance The candidate will work closely with senior attorneys and high-level internal stakeholders, Have the opportunity to work on challenging and often cutting-edge legal issues that require creative and proactive legal advice and client support. Report to the Vice President, Legal, Compliance, and Government Relations. Provide legal support to the Company on a broad range of matters, including SEC and NASDAQ reporting and compliance, corporate transactions, ethics and compliance processes and programs, and subsidiary governance. Ensure the accurate and timely filing of annual, quarterly and current reports and proxy statements with the SEC, working closely with Finance. Oversee the filing of all Section 16 reports. Manage, in conjunction with other attorneys, domestic and international subsidiary governance. Ensure compliance with NASDAQ rules and regulations. Assist with SOX controls processes each fiscal quarter. Assist with the execution of debt and equity financings and M&A transactions. Manage the continuous improvement of standard forms. Support and advise internal business partners in finance, stock administration, executive compensation, communications, investor relations, human resources and tax. Assist with the ethics and compliance function, including developing and updating policies and training programs. Assist with activities relating to quarterly and annual earnings releases. Assist with the preparation of annual shareholder meetings. Coordinate with external counsel efficiently and cost-effectively; and Represent the company professionally, thoughtfully and with the highest standards of integrity. Should have deep knowledge of federal securities laws, particularly the Securities Exchange Act of 1934 and regulations, and corporate governance standards and trends. Previous experience in a law firm servicing public company clients or a corporate legal department of a publicly-traded company with primary responsibility for SEC reporting and stock exchange compliance is essential. Must be a member in good standing with the California Bar.
 
EMAIL TO COLLEAGUE  PERMALINK
 
 

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