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Prime Brokerage/ Securities Lending Coverage Attorney
Refer job# TDOX135664
Prime Brokerage/ Securities Lending Coverage Attorney The candidate will assist in covering its Prime Brokerage, Securities Lending and Fund Administration businesses. Will join the existing Prime Brokerage/Securities Lending legal team in providing day-to-day advice on a wide range of issues related to these businesses. Will be responding to the day-to-day questions that arise, the duties would include working with business unit management, product development, risk management, margin and documentation professionals on legal, regulatory and franchise issues that arise in the course of those functions. Should have at least 8 years experience in broker-dealer regulation, hedge funds, securities lending and/or short sales.

The candidate should have 4-7 years of relevant legal experience. Should have experience with broker-dealer regulation, hedge funds, securities lending, short sales, customer asset protection, asset-based lending, insolvency and/or equity sales and trading matters preferred. Candidates with significant experience in litigation or enforcement matters directly related to these areas also will be considered. Should have ability to clearly and succinctly communicate complex information to senior business executives, both verbally and in writing. Should be highly motivated self-starter, with the ability to work independently as well as in a team environment.
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