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Senior Corporate Counsel - Securities
Refer job# IYVY136077
Senior Corporate Counsel - Securities The candidate will ensure ongoing company compliance with all applicable filings with U.S. Securities and Exchange and NYSE, including periodic filings, proxy statements and Section 16 reporting. Support the General Counsel and Corporate Secretary with Board of Directors matters including preparing meeting materials, minutes, consents, resolutions and certificates, charters and policies. Work closely with business group leaders to structure and negotiate business transactions, and strategic business development initiatives. Provide support for other securities law and corporate governance matters, including but not limited to: the company s insider trading policy, regulation FD compliance, code of ethics and business conduct, enterprise risk assessments, SOX, FCPA and antitrust. Provide support with respect to securities offerings and preparing related documents. Provide support with corporate finance transactions such as credit facilities, public debt offerings, and commercial paper. Provide support with executive compensation and equity compensation disclosure/administration. Provide support with earnings releases, analyst and investor conferences, disclosure issues and shareholder proposals. Provide support with corporate governance matters and global entity management. Coordinate work and advising with outside counsel and internal clients while effectively managing outside counsel work product and costs. Responsible for regularly supporting the Board of Directors, attending meetings, taking minutes and discussing resolutions. Take responsibility of Regulatory Compliance initiatives, work with Investor Relations, Compensation, Finance and Accounting on NYSE and Securities filings. J.D. and current bar membership in good standing with 8-15 years of relevant experience gained within a national law firm and in-house legal department required. Experience: with 33 Act and 34 Act filings, including Forms 10-K, 10-Q and 8-K, and working with Finance team members and independent auditors on such filings; in Compliance with US securities law and NYSE requirements, including advising on compliance and Regulations; at partnering with Business Leaders to develop business strategy; working on corporate governance matters and exposure to working with Board of Directors strongly preferred.
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