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Counsel - Corporate And Securities
Refer job# ANUN139676
 
Counsel - Corporate and Securities The candidate will be responsible for assisting in the preparation and maintenance of official corporate notices, records and actions in accordance with federal and state government and regulatory agency requirements. This position is also responsible for key areas of corporate governance including but not limited to SEC, NYSE, SOX and others. Advising the Company on securities and corporate law matters related to capital markets/securities, SEC reporting and compliance, NYSE, Sarbanes-Oxley, Dodd-Frank, shareholder engagement, governance and all matters related thereto. Supporting the preparation of SEC filings, including but not limited to 10-Ks, 10-Qs, 8-Ks, Section 16 filings, proxy statements, registration statements and all other public and securities related filings. Assisting the Assistant Corporate Secretary in the coordination and conducting of board of directors and committee meetings including the preparation of materials and advising on governance matters. Assisting in the administration of the Company s equity plans. Staying abreast of, advising on and ensuring compliance with, federal and state securities and corporate laws, as well as applicable rules and regulations of exchanges and industry organizations that affect public company reporting or compliance and public M&A. Supporting internal processes and procedures for SEC compliance, including SEC filings, sub-certification, and trading blackout processes. Supporting the company's debt and equity financing transactions including securitizations. Collaborating with, advising, and supporting a broad range of departments and functions including Finance, Investor Relations, Internal Audit, Treasury, Human Resources, Corporate Secretary and others as needed.

The candidate must have a J.D. with a record of high academic achievement in the undergraduate level and in law school preferred; Member of at least one state bar. Minimum of 5 years of in-house experience with a major corporation is preferred although relevant law firm experience would be a plus. Strong knowledge and skills with the ability to read, analyze, interpret, and apply laws and regulations. Must maintain current awareness of new laws, regulations, and precedents. Strong analytical, drafting, research, organization, and interpersonal skills are necessary. Excellent verbal and written communication skills are required. Ability to promptly and effectively respond to questions and concerns from senior management, personnel, clients, customers, and regulatory agencies. Ability to define problems, collect relevant information, establish facts, draw valid conclusions, and exercise sound discretion and judgment in making decisions and performing duties. Must work well in a team environment, yet have the ability to work independently and autonomously with limited supervision.
 
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This particular job is currently not active. However, since our clients regularly share with us similar and other job openings, we strongly recommend that you submit your resume. We shall review your resume and get in touch with you as soon as a suitable vacancy comes up to further discuss your interest in exploring the opportunity. Assisting you is our highest priority.

Please be assured that none of your materials will be forwarded to any employer without your consent. Of course, all inquiries are kept strictly confidential.
 
 

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