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General Counsel Consulting

General Counsel
Consulting
provided
exceptional
service in helping
my organization
recruit for a hard
to fill position.
They did extensive
work on the front
end to understand
our needs and
our culture and
began referring
highly qualified
candidates almost
immediately.

Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC

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Counsel Jobs > Associate Counsel, Contracts Management, Intermediary Distribution Job in Pennsylvania > Associate Counsel, Contracts Management, Intermediary Distribution

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Associate Counsel, Contracts Management, Intermediary Distribution

Refer job# CSVG142527

Associate Counsel, Contracts Management, Intermediary Distribution Duties: Leads Contracts Management and oversight of all third-party intermediary clients who distribute Vanguard funds. Drafts, reviews and negotiates, as applicable, various legal documents and items of legal significance, as necessary, such as contracts, amendments, memoranda, position statements, correspondence, and other documents and instruments. Conducts legal and/or factual research as necessary to support the needs and initiatives of the FAS business. Establishes and communicates company policy with regard to legal issues arising under particular areas of expertise. Provides assistance and support with regard to work being performed by outside counsel selected to represent Vanguard. Ensures that legal matters implicating areas across the company are adequately addressed by recognizing legal issues when they arise, bringing those issues to the right people in the Legal Department; and where necessary, coordinating responses to ensure that all legal concerns are addressed in a clear and consistent manner. Develops and maintains expertise in applicable areas of the law, Vanguards business, and the mutual fund industry, keeping current on industry and regulatory developments affecting our business, fostering an interest in Vanguards initiatives and new services and products offered, and researching applicable law, reading legal publications, and/or attending legal seminars. Supports and advances the Legal Departments other projects, endeavors and standards by maintaining the Legal Departments standards (through work ethic, responsiveness to clients, attitude, adherence to the Vanguard Code of Ethics and exercise of good judgment), initiating and implementing new projects as necessary or appropriate, supporting the Departments VUE efforts, and supporting the Departments contingency efforts. Participates in special projects and performs other duties as assigned. Qualifications: Graduate degree or equivalent combination of training and experience. Law degree (JD Degree or equivalent). 3+ years of general corporate contracts or securities law experience, including the Securities Act of 1933 and 1934, FINRA broker-dealer regulation and/or the Investment Company Act of 1940. Exceptional leadership, organizational and interpersonal skills. Demonstrated persuasive and influencing capabilities. Ability to work quickly and independently with attention to detail and sensitivity to deadlines. Demonstrated client relationship and communication skills.

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