Associate Counsel, Contracts Management, Intermediary Distribution Counsel Jobs in Pennsylvania - 142527 | Submit Resume | General Counsel Consulting
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ASSOCIATE GENERAL COUNSEL
Alpharetta Georgia United States

Position Purpose: The Associate General Counsel supports the outside Counsel and other NuRock staff by providing its corporate executives advice in day-to-day legal matters, managing on-going legal projects, and working pro-actively with staff to hel...


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Associate Counsel, Contracts Management, Intermediary Distribution
Refer job# CSVG142527
 
Associate Counsel, Contracts Management, Intermediary Distribution Duties: Leads Contracts Management and oversight of all third-party intermediary clients who distribute Vanguard funds. Drafts, reviews and negotiates, as applicable, various legal documents and items of legal significance, as necessary, such as contracts, amendments, memoranda, position statements, correspondence, and other documents and instruments. Conducts legal and/or factual research as necessary to support the needs and initiatives of the FAS business. Establishes and communicates company policy with regard to legal issues arising under particular areas of expertise. Provides assistance and support with regard to work being performed by outside counsel selected to represent Vanguard. Ensures that legal matters implicating areas across the company are adequately addressed by recognizing legal issues when they arise, bringing those issues to the right people in the Legal Department; and where necessary, coordinating responses to ensure that all legal concerns are addressed in a clear and consistent manner. Develops and maintains expertise in applicable areas of the law, Vanguards business, and the mutual fund industry, keeping current on industry and regulatory developments affecting our business, fostering an interest in Vanguards initiatives and new services and products offered, and researching applicable law, reading legal publications, and/or attending legal seminars. Supports and advances the Legal Departments other projects, endeavors and standards by maintaining the Legal Departments standards (through work ethic, responsiveness to clients, attitude, adherence to the Vanguard Code of Ethics and exercise of good judgment), initiating and implementing new projects as necessary or appropriate, supporting the Departments VUE efforts, and supporting the Departments contingency efforts. Participates in special projects and performs other duties as assigned.

Qualifications: Graduate degree or equivalent combination of training and experience. Law degree (JD Degree or equivalent). 3+ years of general corporate contracts or securities law experience, including the Securities Act of 1933 and 1934, FINRA broker-dealer regulation and/or the Investment Company Act of 1940. Exceptional leadership, organizational and interpersonal skills. Demonstrated persuasive and influencing capabilities. Ability to work quickly and independently with attention to detail and sensitivity to deadlines. Demonstrated client relationship and communication skills.
 
EMAIL TO COLLEAGUE  PERMALINK
This particular job is currently not active. However, since our clients regularly share with us similar and other job openings, we strongly recommend that you submit your resume. We shall review your resume and get in touch with you as soon as a suitable vacancy comes up to further discuss your interest in exploring the opportunity. Assisting you is our highest priority.

Please be assured that none of your materials will be forwarded to any employer without your consent. Of course, all inquiries are kept strictly confidential.
 
 

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