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Vice President, Securities Attorney
Refer job# BNSJ146181
Vice President, Securities Attorney The candidate will be responsible for: Manage all corporate legal filings for RealtyMogul and RealtyMogul affiliates including written consents of the board, board minutes, state filings and stock options. Work with outside counsel to manage legal needs for two public, non-traded REITs including 1-A/As, 253G2s, 1-Us and 1-Sas. Sit on the leadership team as a key principal and decision maker in the business. Play an active role in strategic planning via offsites and leadership team meetings. Manage compliance for wholly owned subsidiaries including an internet-only registered investment advisor (RIA), exempt reporting adviser (ERA), broker-dealer (BD) and real estate lender (CFL/BRE). Manage and oversee the legal budget and outside counsel including corporate counsel and regulatory counsel. Manage external regulatory consulting firms that support the RIA, ERA and BD. Work with technology and product teams to spec out compliant technology to automate compliance functions and support new initiatives (for example, the ability to auto-invest in our REITs and set up compliant pre-authorization from clients). Participate in the definition and development of corporate policies, procedures and programs. Advise on all legal aspects of the company, including assessing and advising on current and future business structures and legal entities. Should have 5+ years of experience practicing law. Must be proficient with securities laws and regulations. Should have experience with the sale of securities via a broker-dealer and asset management services provided by an investment advisor.
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