Legal, Securities Division Marquee Attorney, Vice President Counsel Jobs in New_York - 147089 | Submit Resume | General Counsel Consulting
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Legal, Securities Division Marquee Attorney, Vice President
Refer job# KPDN147089
 
Legal, Securities Division Marquee Attorney, Vice President Principal Responsibilities: Advise on the strategy, development, expansion and marketing of the Marquee platform, including legal and regulatory analysis of new platform initiatives across digital products (data, software and content) and asset classes (stock, bonds, indices, derivatives, synthetics, interest rate products) delivered through APIs, review of marketing initiatives and advising on the competitive landscape. Lead the development of the Legal Department model to manage structuring, negotiation and approval of client commercial arrangements for Marquee products and services, including considerations for click-through and service level arrangements, cyber and information security protocols, cloud storage, cross- border tax and regulatory implications, including MiFID II and Investment Advisors Act of 1940. Serve as central coordinator within the Legal Department for cross asset initiatives. Partner with the technology and contracts legal and vendor management teams on licensing and market data analysis. Manage outside counsel. Collaborate across control groups to drive execution and ensure consistency in risk management.

The candidate should have 7+ years legal experience post JD degree. Experience in advising on digital platforms for financial products and/or data services offered by financial services institutions. Substantive knowledge of broker dealer regulation, including Securities Exchange Act, Bank Holding Company and Financial Holding Company regulatory principles and intellectual property and privacy laws. Outstanding law firm credentials and relevant in-house experience in financial services company or fin-tech. Excellent organizational skills with the ability to manage several simultaneous projects under deadlines. Excellent interpersonal and communication skills; the ability to clearly articulate ideas and develop stakeholder relationships.
 
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