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Assistant General Counsel ICG Litigation
Refer job# MLVU147470
 
Assistant General Counsel ICG Litigation Duties: Supports all ICG businesses, including corporate and investment banking, markets and securities services, trade and treasury services, the Private Bank, and other broker-dealer businesses, in connection with a broad range of litigations, arbitrations, related regulatory inquiries, investigations, complex subpoenas and investor claims. Specific responsibilities include defending and managing complex cases, providing strategic input and direction, preparing witnesses for testimony, reviewing court submissions, attending mediations, working with joint defense groups and assisting in trial/arbitration preparations. Significant interaction with business line managers and professionals in the control functions through regular presentations of defense plans and case updates. In addition, advising businesses and other functions on litigation prevention strategies and assisting in the implementation of enhanced processes and procedures is a key component of the role. The litigation docket includes cases in federal and state courts in New York and other jurisdictions relating to antitrust, securities fraud, breach of contract, breach of fiduciary duty and other claims. The Group also handles internal investigations, especially in connection with ethics complaints, whistleblower escalations or potential policy violations. Will both independently handle matters as well as supervise external counsel, including supervising external legal spend and maintaining budgets. Team members work closely with colleagues in other regions around the globe on cross-border and cross-affiliate issues that require collaboration and coordination.

Qualifications: JD Degree or equivalent and Requisite Bar Admission. 7+ years of professional experience in complex litigation proceedings. Significant experience at a major law firm or in-house position at a financial services company. It would be a plus for the candidate to have previous exposure to capital markets, institutional sales and trading, derivatives and/or commercial and investment banking matters. Desirable: Highest standards of integrity. Collaborative work habits, including acting in the interests of a common cause. A proactive, energetic and pragmatic approach to business and legal issues. Excellent communication skills including the ability to explain technical matters to non-lawyers. Active listening skills. The ability to successfully work with clients located in different locations (both within the US and around the world). A problem-solving, commercial orientation and a can do attitude, with a presence that commands respect.
 
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