|
Counsel - Compliance The candidate to support compliance and governance initiatives for Consumer Markets Group. Identify opportunities for compliance-related policies for the Consumer Markets group. Draft policies and procedures to ensure consistent and sound practices, and ensure existing policies and procedures are current, effectively implemented and communicated to employees. Oversee or conduct compliance investigations on wide-ranging matters affecting the Consumer Markets group, including conducting or directing interviews, reviewing and analyzing documents, drafting investigative reports and working with the appropriate stakeholders on corrective action. Actively monitor compliance program to identify gaps/exceptions/weaknesses and work with the Business and other internal partners on corrective action plans and recommendations to enhance effectiveness. Provide guidance and advice on compliance questions and concerns on subjects that impact the Consumer Markets Group, including Consumer Protection laws, Fraud, Privacy, TCPA, CAN/SPAM. Track and report out on developments in the above areas. Work with internal partners to develop compliance communications and training materials for the Consumer Groups on topics such as sales integrity, privacy, fraud, customer authentication to promote understanding of compliance risk issues. Develop and track metrics related to these initiatives. Support compliance risk assessments to proactively identify existing and emerging compliance risks. Support the development of the compliance risk management strategy and plan. Should have JD degree and 6+ years of relevant work experience. Should have Bar membership and needed licenses.
|
| |
 |
EMAIL TO COLLEAGUE  |
PERMALINK |
 |
|
|
|
This particular job is currently not active. However, since our
clients regularly share with us similar and other job openings, we strongly recommend that
you submit your resume. We shall review your resume and get in touch with you as soon as a
suitable vacancy comes up to further discuss your interest in exploring the opportunity.
Assisting you is our highest priority.
Please be assured that none of your materials will be forwarded to any employer
without your consent. Of course, all inquiries are kept strictly confidential.
|
 |
| |
|
