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General Counsel Consulting

General Counsel
Consulting
provided
exceptional
service in helping
my organization
recruit for a hard
to fill position.
They did extensive
work on the front
end to understand
our needs and
our culture and
began referring
highly qualified
candidates almost
immediately.

Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC

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Counsel Jobs > Vice President Legal and Compliance Attorney Job in New York > Vice President Legal and Compliance Attorney

In House Legal Job Listings

YOUR WINDOW TO A WORLD OF OPPORTUNITIES

Vice President Legal and Compliance Attorney

Refer job# UOKV148154

Vice President Legal and Compliance Attorney The candidate will be responsible for legal matters related to the structuring and distribution of Firms products, including private funds and structured products. Providing transactional support to the investment teams of the businesses above, will include support relating to a broad range of investments, including public and private credit, structured products and private fund investments. Assisting in compliance and regulatory matters: SEC and CFTC registrations, ERISA, and federal, state and international securities laws (including the Investment Advisors Act of 1940, the Securities Act of 1933 and the Exchange Act of 1934). Preparing regular reports to the portfolio managers and senior management regarding legal and compliance matters. Coordinating various SEC, CFTC and foreign regulatory filings, including Section 13 filings. Working with PWS and business line legal teams around the on-boarding and diligence related to new and existing distribution partners, both in the US and abroad. Working with in-house and external counsel to monitor, and then implement responses to, regulatory developments that impact the businesses. Working with legal and compliance regarding firm wide legal and compliance issues and projects; and special compliance/internal audit - related projects as necessary. The candidate should have an undergraduate degree and a law degree. Should have 5+ years directly related experience as an attorney in a law firm investment funds or credit group or with a credit oriented asset manager. A substantial knowledge of relevant rules and regulations and the day-to-day affairs of private funds are essential. Registered fund experience a plus. An understanding of credit instruments and products (e.g., public debt securities, loan syndications, CLOs) is a strong plus. Knowledge of insurance regulatory issues is a strong plus. Demonstrated ability to write effectively is a plus. Superior organizational skills are preferred. Strong communication skills are essential. Highly effective oral and written communication is essential. Outstanding record of academic achievement and professional accomplishment is a plus. Strong judgment and the ability to engender trust is an advantage.

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