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General Counsel Consulting

General Counsel
Consulting
provided
exceptional
service in helping
my organization
recruit for a hard
to fill position.
They did extensive
work on the front
end to understand
our needs and
our culture and
began referring
highly qualified
candidates almost
immediately.

Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC

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Trust & Estate Admin Attorney - Remote California
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Counsel Jobs > Regulatory Compliance - ERISA Attorney Job in Pennsylvania > Regulatory Compliance - ERISA Attorney

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Regulatory Compliance - ERISA Attorney

Refer job# DXEE151634

Regulatory Compliance - ERISA Attorney Duties: Reports to the Chief Risk Officer and partners with Risk, Compliance and Business functions. Serve as a legal expert on all regulatory changes impacting Defined Contribution Record Keeping business including regulations under ERISA, the Internal Revenue Code, Securities and Exchange Commission, and state wise Banking Code for trust companies. Provide guidance, consulting, oversight and monitoring to ensure compliance. Responsible for reviewing, tracking and interpreting Applicable Compliance Requirements. Provide support for Contracting functions with company clients and vendors. Participate in industry seminars and meetings and regulatory deliberations at various industry and government bodies. Coordinate, oversee and manage the resolution of compliance and regulatory incidents, including providing escalation and resolutions support and services, relating to the services and the Systems. Oversee, advise and ensure compliance whenever there is change to processes and technology, to ensure they are legally compliant. Support and assist Company in fulfilling all litigation, subpoena and similar requests as requested by Company, to the extent relating to the Services, the Systems or other obligations. Participate in business unit-aligned working group meetings with government relations and other compliance functions to discuss legislative and regulatory activities and developments. Qualifications: Bachelor's Degree in any career stream. 13+ years of professional experience related to the job description. JD Degree preferred. Certified as a ERISA Attorney. Expertise shall include retirement plan requirements of ERISA and the Internal Revenue Code and trust Law, with a specific focus on regulatory compliance related to recordkeeping services in the financial services industry. Leadership skills, collaborative, results oriented, good communication skills, flexibility, learnability, conceptual thinking, provide direction in ambiguous situations, client focus and high level of integrity.

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