International Wealth Management and Advisory Attorney The candidate will provide primary legal support to Swiss Financial Advisers AG (SFA), 's Zurich-based sidiary licensed as a securities dealer in Switzerland and as an investment advisor in the United States. Will assist in advising senior management and the SFA Board of Directors with respect to legal and regulatory matters. Monitor changes in relevant Swiss, US, EU, and other applicable regulations and assess the impact on SFA on a cross-border basis. Liaise with other members of the Legal team and external counsel to monitor, assess and manage the impact of global legal developments.
The candidate should have a Swiss or comparable degree in law, ideally with relevant US education such as an LL.M. or US State Bar admission. Must have practical experience with Swiss securities regulations applicable to FINMA-licensed securities firms. Practical experience with US securities regulations, especially the Investment Advisers Act of 1940, or experience in international regulation of financial institutions is preferred. Must be fluent in English (additional languages, such as German, are a plus).
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