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Litigation Counsel
Refer job# NKOA159067
Litigation Counsel Responsibilities: Recording and reporting of the docket of litigation and other claims against the Advisor Group broker-dealers; Administration of claims and interaction with insurance carriers including claim filing, status reporting, and preparation of proofs of loss related to all insurance policies; Drafting of pleadings, motions, discovery requests, preparation and review of discovery production, and research related to FINRA arbitration claims handled internally; Responding to various third-party subpoenas served upon the broker-dealers; Administration of cases placed with outside counsel; Handling of a broad variety of legal inquiries related to 11,300 independent financial professionals; will be substantial interaction with our independent financial professionals and candidates should have strong interpersonal skills to build relationships with these financial professionals; All other duties as assigned.

Requirements: JD degree is required. Must be a member in good standing with the State Bar of Nebraska or another jurisdiction within 6 months of hire. Familiarity with broker-dealers and registered investment advisers and the laws and rules that applies to these entities is a requirement. Strong writing and communication skills; legal and analytical skills; a creative approach to problem solving; a demonstrated ability to multi-task and to work successfully on time-sensitive matters; the ability to work as part of a team collaborating with other counsel and business or compliance personnel; Preferred Requirements: Development of writing skills and/or oral advocacy in a setting such as Law Review, Moot Court or Trial Competition is preferred.
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